| Brett Logan Liebau | Harbour Investments, Inc. independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 1, 2019 | Mar 6, 2019 (33 d) |
| Gezim Kello | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 1, 2019 | Mar 18, 2019 (45 d) |
| Paul Rine Pigman | Bny Mellon Securities Corporation BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 22, 2019 | Oct 22, 2019 (273 d) |
| Edward Gill III | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 22, 2019 | Feb 18, 2019 |
| Audrey L Wheeler | Mcdonald Partners LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 9, 2019 | Feb 7, 2019 |
| Paul D Russell | Edward Jones national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 3, 2019 | Jan 9, 2019 |
| Katherine Knutson | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 20, 2018 | Jan 1, 2026 (2569 d) |
| Zachary David Kenny | Money Concepts Advisory Service BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 18, 2018 | Jan 14, 2019 |
| Erica Lamountain Del Rosario | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 17, 2018 | Jan 29, 2019 (43 d) |
| Lemond Arthur Ponton | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 13, 2018 | Jan 8, 2019 |
| Rowland Pepito | Ernst & Young Investment Advisers Llp no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 3, 2018 | Jan 15, 2019 (43 d) |
| Austin Starrett | Edward Jones national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 29, 2018 | Oct 1, 2019 (306 d) |
| Sara Diaz | Charles Schwab & Co., Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 28, 2018 | Dec 20, 2018 |
| Angela Charlene Quintana | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 20, 2018 | Dec 18, 2018 |
| Daniel Friedlander | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 20, 2018 | Apr 5, 2019 (136 d) |
| Emily O Pattee | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 16, 2018 | Dec 4, 2018 |
| John Parker Courier | Bmo Asset Management Corp. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 15, 2018 | Nov 28, 2018 |
| Karolyn Joy Wotring | Ehlert Financial Group, Inc. unclassified | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 7, 2018 | Feb 8, 2019 (93 d) |
| Matthew Moeller | Allspring Funds Management, LLC asset manager | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 1, 2018 | Dec 18, 2018 (47 d) |
| Jacqueline Marie Karpinsky | Woodbury Financial Services, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 30, 2018 | Jan 17, 2019 (79 d) |
| Meghan Mckelvey Clark | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 22, 2018 | Apr 23, 2020 (549 d) |
| Alex William Helms | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 10, 2018 | Nov 19, 2018 (40 d) |
| Benjamin Ross Holte | MML Investors Services, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 9, 2018 | Oct 31, 2018 |
| Joseph M Brooks | Kestra Advisory Services, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 8, 2018 | Oct 23, 2018 |
| Stephen Alexander Kim Sin Belasco | Springer Financial Advisors independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 4, 2018 | Jul 3, 2019 (272 d) |
| Jason A Blair | Goldman Sachs Wealth Services, L.P. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 2, 2018 | Oct 15, 2018 |
| Christopher Ryan Tooker | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 28, 2018 | Mar 18, 2019 (171 d) |
| Matt William Mccarthy | U.S. Bancorp Investments, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 27, 2018 | Jan 29, 2019 (124 d) |
| Michael F Dillingham | Td Ameritrade, Inc. no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 27, 2018 | Oct 30, 2018 (33 d) |
| Taylor Douglas Warren | James River Asset Management, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 26, 2018 | Mar 18, 2019 (173 d) |
| Gloria Pamela Rodriguez | Principal Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 21, 2018 | Mar 1, 2019 (161 d) |
| Daniel Karstadt | Citigroup Global Markets Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 20, 2018 | Oct 2, 2018 |
| Keith Emory Mays | Principal Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 18, 2018 | Oct 3, 2018 |
| Adam Philip Debes | Capital One Advisors, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 17, 2018 | Jan 1, 2025 (2298 d) |
| Natan Btesh | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 14, 2018 | Oct 18, 2018 (34 d) |
| Travis John Gingras | MML Investors Services, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 7, 2018 | Sep 20, 2018 |
| Jonathan Andrew Rains | Russell Investments asset manager | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 30, 2018 | Mar 13, 2019 (195 d) |
| Andrew Keith Cashman | Ipi Wealth Management, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 28, 2018 | Aug 27, 2018 |
| Isiah John Williams | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 20, 2018 | Oct 5, 2018 (46 d) |
| Annmarie C Alaniz | Mette Associates, LLC state registered | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 2, 2018 | Mar 12, 2019 (222 d) |
| Ivan Alexander Garczynski | Pruco Securities, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 31, 2018 | Jul 31, 2024 (2192 d) |
| John G Watson | MML Investors Services, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 31, 2018 | Aug 10, 2018 |
| Angelica Nicole Trumer | Transamerica Financial Advisors, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 30, 2018 | Aug 10, 2018 |
| Connor Frederick Heck | Edward Jones national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 30, 2018 | Jan 24, 2019 (178 d) |
| Thomas Norman Zirbel | Fbl Investment Management Services, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 16, 2018 | Jun 12, 2019 (331 d) |
| Michael Steven Morrison | Strategic Advisers LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 11, 2018 | Sep 13, 2018 (64 d) |
| Andrew Stephen Grow | Commonwealth Financial Network national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 9, 2018 | Jan 21, 2025 (2388 d) |
| Jeremy Wayne David | Raymond James & Associates, Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 5, 2018 | Sep 28, 2018 (85 d) |
| Michael Kayserman | Trilogy Capital, Inc. independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 3, 2018 | May 7, 2019 (308 d) |
| Corey M Ernisse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 20, 2018 | Apr 22, 2020 (672 d) |
| Eric Maher | One401k unclassified | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 18, 2018 | Nov 8, 2018 (143 d) |
| Adam Brian Beers | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 14, 2018 | Jul 24, 2018 (40 d) |
| Kyle Donald Kerr | Thrivent Investment Management Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 14, 2018 | Jul 17, 2018 (33 d) |
| Thomas C Block | Oneamerica Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 12, 2018 | Mar 6, 2019 (267 d) |
| Matthew S Wickline | Symons Capital Management Inc independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 6, 2018 | Jun 15, 2021 (1105 d) |
| Daniel Ernest Paige | Stratos Wealth Advisors LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 31, 2018 | Dec 8, 2025 (2748 d) |
| Zachary B Curtis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 17, 2018 | Jul 3, 2018 (47 d) |
| Stephanie Lynn Davis | Raymond James Financial Services Advisors, Inc BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 15, 2018 | Oct 31, 2019 (534 d) |
| Malinda Starr Williams | Advice And Planning Services BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 13, 2018 | May 22, 2018 |
| Ryan B Reynolds | Td Ameritrade, Inc. no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 10, 2018 | May 31, 2018 |