DFX Intelligence
Advisor moves
Arrivals at Pruco Securities, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,668 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| George Webber | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 12, 2019 | Apr 16, 2019 (35 d) |
| Tammara Marie Upton | Key Investment Services LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2019 | Mar 12, 2019 |
| Jason Lee Rennecker | Cuso Financial Services, L.P. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2019 | Apr 10, 2019 (36 d) |
| Anne Morgan Salpeter | Mutual Of Omaha Investor Services, Inc. no RAUM | Pruco Securities, LLC BD affiliated | Other | Mar 5, 2019 | May 1, 2019 (57 d) |
| David Yates | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2019 | Jul 12, 2019 (130 d) |
| Jefferson Craft | Cetera Investment Advisers LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2019 | May 2, 2019 (65 d) |
| David Norman Brown | Mutual Of Omaha Investor Services, Inc. no RAUM | Pruco Securities, LLC BD affiliated | Other | Feb 25, 2019 | Aug 15, 2019 (171 d) |
| Justin Darold Kuhns | Wells Fargo Advisors wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 25, 2019 | Mar 27, 2019 |
| Matthew Wells Corbishley | Questar Asset Management, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2019 | Mar 14, 2019 |
| Mark Christopher Zonno | Pnc Wealth Management BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2019 | Feb 27, 2019 |
| Vito Giovanni Roberto | Mutual Of Omaha Investor Services, Inc. no RAUM | Pruco Securities, LLC BD affiliated | Other | Feb 21, 2019 | Apr 3, 2019 (41 d) |
| Scott Loney | Cambridge Investment Research Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2019 | Feb 8, 2019 |
| Frederick William Stansberry | Questar Asset Management, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2019 | Mar 18, 2019 (33 d) |
| Brooks Black | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2019 | Mar 27, 2019 (43 d) |
| Reed Austin | Foresters Advisory Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2019 | May 22, 2019 (103 d) |
| Quay Dixon | Meeder Advisory Services, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 6, 2019 | Apr 12, 2019 (65 d) |
| Brian Patrick Twohig | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2019 | Mar 25, 2019 (48 d) |
| Jordan Janene Ireland | Principal Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2019 | Jan 31, 2019 |
| Lori Kay Bebee | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2019 | Mar 4, 2019 (31 d) |
| Christopher Walkiewicz | Citizens Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2019 | Feb 13, 2019 |
| Joseph Ashby Faxio | Morgan Stanley wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 1, 2019 | May 17, 2019 (105 d) |
| David Alan Lorber | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2019 | Aug 8, 2019 (189 d) |
| Harold Don Smith | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 31, 2019 | May 23, 2019 (112 d) |
| Kevin Trinidad | Mutual Of Omaha Investor Services, Inc. no RAUM | Pruco Securities, LLC BD affiliated | Other | Jan 31, 2019 | Feb 25, 2019 |
| Timothy Brian Neer | Principal Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2019 | Jan 30, 2019 |
| Joseph G Doniger | Truist Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2019 | Feb 21, 2019 |
| Joseph Hong | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2019 | Feb 20, 2019 |
| Antoine L Randall | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2019 | Mar 29, 2019 (78 d) |
| John Duncan Mcinnes | Packerland Brokerage Services, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 9, 2019 | Jan 17, 2019 |
| George Francis Meehan | Cetera Investment Advisers LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2019 | Jan 17, 2019 |
| William Bradford Flowers | Bb&T Securities, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2019 | Jan 9, 2019 |
| David Davodi | Perspective Financial Services LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 4, 2019 | Jun 4, 2019 (151 d) |
| Darin Swick | Woodbury Financial Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2019 | Jan 17, 2019 |
| Harold Alvarado | E*Trade Capital Management, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 3, 2019 | Sep 18, 2019 (258 d) |
| Karen Nunn Horton | Capitol Securities Management, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2019 | Jan 16, 2019 |
| Matthew Harrison Fortenberry | Wells Fargo Advisors wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 2, 2019 | Feb 4, 2019 (33 d) |
| Edward Lamont Thomas | Waddell & Reed BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | May 17, 2019 (137 d) |
| Tasia Sevilla | Cetera Advisor Networks LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Feb 21, 2019 (52 d) |
| Thomas Joseph Begley | Allstate Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 27, 2018 | Apr 18, 2019 (112 d) |
| Roger Lee Olson | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2018 | Jan 18, 2019 |
| Iglika Dimitrova | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 17, 2018 | Nov 4, 2020 (688 d) |
| Michael Anthony Cappiello | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2018 | Aug 12, 2021 (972 d) |
| Atsushi Kurosawa | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2018 | Dec 11, 2018 |
| Justin Brady Grossman | Cambridge Investment Research Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2018 | Jan 23, 2019 (43 d) |
| Jenifer Jeanne Rieck | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2018 | Jan 9, 2019 (33 d) |
| Lawrence Frydman | Fidelity Personal And Workplace Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2018 | Jun 21, 2021 (927 d) |
| Jason Robert Calderwood | Pnc Wealth Management BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2018 | Jul 10, 2019 (216 d) |
| Kyle Lum | Cooper Mcmanus independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 3, 2018 | Apr 10, 2019 (128 d) |
| Josephine Olmstead | Wealth Development Strategies Investment Advisory, Inc. state registered | Pruco Securities, LLC BD affiliated | Other | Nov 28, 2018 | Oct 1, 2018 |
| John Harmon White | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2018 | Feb 7, 2019 (72 d) |
| Gregory Carl Drozdow | Hornor, Townsend & Kent, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2018 | Nov 30, 2018 |
| Stephen E Hasso | Esi Financial Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2018 | May 23, 2022 (1279 d) |
| Roger Paul Mai | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2018 | Jul 18, 2019 (240 d) |
| Jason Purvis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 20, 2018 | Feb 28, 2019 (100 d) |
| Howard Rivers Jacobs | First Command Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2018 | Jan 7, 2019 (53 d) |
| Michael Sellitto | Securian Financial Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2018 | Oct 11, 2019 (330 d) |
| Abisola M Fadayomi | Foresters Equity Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2018 | Oct 30, 2020 (722 d) |
| Gregory Clark Collins | Waddell & Reed BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2018 | Nov 30, 2018 |
| Douglas Allen Detmer | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2018 | Nov 13, 2018 |
| Robert David Larkin | W&S Brokerage Services, Inc. no RAUM | Pruco Securities, LLC BD affiliated | Other | Nov 7, 2018 | Nov 9, 2018 |