DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at T. Rowe Price Advisory Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Elisabeth B Labelle | Robert W. Baird & Co. Incorporated mixed wealth | T. Rowe Price Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 11, 2024 | Jan 9, 2025 (364 d) |
| Isaac J Hinojos Martinez | Morgan Stanley wirehouse | T. Rowe Price Advisory Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 19, 2023 | Sep 11, 2026 (997 d) |
| Magaly H Williams | Polen Capital Management, LLC asset manager | T. Rowe Price Advisory Services, Inc. BD affiliated | Other | Nov 16, 2023 | Sep 20, 2024 (309 d) |
| Spencer Belnap | Cetera Advisors LLC BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 9, 2023 | Mar 5, 2024 (117 d) |
| Kenneth S Krell | Principal Securities, Inc. BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2023 | Jul 5, 2024 (248 d) |
| Carla M Britton Ramsey | Vanguard Advisers, Inc. BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 26, 2023 | Nov 21, 2023 |
| Logan K Simering | MML Investors Services, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 23, 2023 | Nov 2, 2023 |
| Daniel James Storment | Ally Invest Advisors independent RIA | T. Rowe Price Advisory Services, Inc. independent RIA | RIA to RIA | Oct 17, 2023 | Jan 26, 2024 (101 d) |
| Agron Elmazi | Fidelity Personal And Workplace Advisors BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2023 | Oct 31, 2023 |
| Richard Alan Fernandez | T. Rowe Price Associates, Inc. asset manager | T. Rowe Price Advisory Services, Inc. independent RIA | Other | Oct 4, 2023 | Oct 5, 2023 |
| Connor K Martin | LPL Financial LLC BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 21, 2023 | Jan 12, 2024 (113 d) |
| Connie J Corjay | Charles Schwab & Co., Inc. national BD | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2023 | Oct 12, 2023 (49 d) |
| Jason A Policastro | Cornerstone Advisory independent RIA | T. Rowe Price Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 22, 2023 | Oct 24, 2025 (794 d) |
| Lenee B Dirzuweit | Cerity Partners LLC independent RIA | T. Rowe Price Advisory Services, Inc. independent RIA | RIA to RIA | Jun 28, 2023 | Jun 29, 2023 |
| Brandon C Campbell | Concourse Financial Group Advisors BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2023 | Jul 9, 2024 (434 d) |
| Cheryl Denise Richardson | Raymond James & Associates, Inc. national BD | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2023 | May 19, 2023 |
| Vytas C Rivers | Osaic Fa, Inc. BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2023 | May 30, 2023 (34 d) |
| Brent M Carroll | Empower Advisory Group, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2023 | Aug 7, 2023 (104 d) |
| Steven Cook | T. Rowe Price Associates, Inc. asset manager | T. Rowe Price Advisory Services, Inc. independent RIA | Other | Apr 14, 2023 | Apr 14, 2023 |
| Charles L Pizzillo | Osaic Fa, Inc. BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2023 | May 15, 2023 (40 d) |
| Dayla Cabeza De Vaca | Missionsquare Retirement institutional | T. Rowe Price Advisory Services, Inc. BD affiliated | Other | Mar 23, 2023 | Jul 10, 2024 (475 d) |
| Michael E Sullivan | Keel Point, LLC independent RIA | T. Rowe Price Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 22, 2023 | Sep 16, 2024 (544 d) |
| Steven Zachary Phillips | Osaic Fa, Inc. BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2023 | Apr 10, 2023 |
| Andrew T Krafft | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | T. Rowe Price Advisory Services, Inc. independent RIA | Wirehouse to independent RIA | Jan 5, 2023 | Feb 2, 2023 |
| Michael D Benedetto | Neuberger Berman Bd LLC no RAUM | T. Rowe Price Advisory Services, Inc. independent RIA | Other | Dec 31, 2022 | Jan 25, 2023 |
| Nicole M Destefano | Morgan Stanley wirehouse | T. Rowe Price Advisory Services, Inc. independent RIA | Wirehouse to independent RIA | Dec 14, 2022 | Jan 5, 2023 |
| Joseph F Radack | Alight Financial Advisors, LLC independent RIA | T. Rowe Price Advisory Services, Inc. independent RIA | RIA to RIA | Dec 2, 2022 | Jan 26, 2023 (55 d) |
| Nathan Dustman | Valmark Advisers, Inc. BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 26, 2022 | Dec 7, 2022 (42 d) |
| Michael R Cordrey | First Command Advisory Services BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2022 | Dec 19, 2022 (77 d) |
| Mitchell L Schwager | Empower Advisory Group, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2022 | Oct 4, 2022 (33 d) |
| Albert Brandon Shirkey | Empower Advisory Group, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2022 | Sep 22, 2022 |
| Brian P Malone | J.P. Morgan Securities LLC wirehouse | T. Rowe Price Advisory Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 26, 2022 | Jul 15, 2024 (689 d) |
| Jacob A Bennett | Empower Advisory Group, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2022 | Sep 20, 2022 |
| Mark A Cibulas | Raymond James & Associates, Inc. national BD | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2022 | Aug 9, 2022 |
| Michael Paul Simon | Raymond James Financial Services Advisors, Inc BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2022 | Aug 9, 2022 |
| Mario Antonio Duran | T. Rowe Price Associates, Inc. asset manager | T. Rowe Price Advisory Services, Inc. independent RIA | Other | Aug 1, 2022 | Aug 1, 2022 |
| Nolan W Powers | Empower Advisory Group, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2022 | Aug 11, 2022 |
| Rico Williams | Raymond James & Associates, Inc. national BD | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2022 | Jul 5, 2022 |
| Luke R Smith | Empower Advisory Group, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2022 | Jul 22, 2022 |
| Paul Joseph Mckenna | Clearbridge Investments, LLC mixed wealth | T. Rowe Price Advisory Services, Inc. independent RIA | RIA to RIA | Jun 22, 2022 | Jul 22, 2022 |
| Bryan Scott Mccain | T. Rowe Price Associates, Inc. asset manager | T. Rowe Price Advisory Services, Inc. BD affiliated | Other | Jun 16, 2022 | Jun 13, 2024 (728 d) |
| Pedro A Rodriguez | Empower Advisory Group, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2022 | Jul 1, 2022 (31 d) |
| Hannah K Rouse | Morgan Stanley wirehouse | T. Rowe Price Advisory Services, Inc. independent RIA | Wirehouse to independent RIA | May 23, 2022 | May 26, 2022 |
| Eric R Knudson | Empower Advisory Group, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 18, 2022 | Jun 6, 2022 |
| Sean Lacey | Empower Advisory Group, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 18, 2022 | Jun 10, 2022 |
| Sally Joan Bowen | Nationwide Investment Advisors, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2022 | Apr 23, 2024 (720 d) |
| Ryan Paul Troxell | Fidelity Personal And Workplace Advisors BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2022 | May 16, 2022 |
| Anthony B Nhe | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | T. Rowe Price Advisory Services, Inc. independent RIA | Wirehouse to independent RIA | Apr 26, 2022 | May 18, 2022 |
| Matthew M Baarts | Empower Advisory Group, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 19, 2022 | May 18, 2022 |
| Cynthia Garcia | Woodbury Financial Services, Inc. BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2022 | Jun 3, 2022 (71 d) |
| Kevin Tessmer | Ima Advisory Services, Inc. independent RIA | T. Rowe Price Advisory Services, Inc. independent RIA | RIA to RIA | Feb 16, 2022 | Feb 24, 2022 |
| Brandon M Williams | T. Rowe Price Associates, Inc. asset manager | T. Rowe Price Advisory Services, Inc. independent RIA | Other | Jan 25, 2022 | Sep 7, 2022 (225 d) |
| Susan L Rednour | Usaa Investment Services Company no RAUM | T. Rowe Price Advisory Services, Inc. BD affiliated | Other | Dec 31, 2021 | Apr 1, 2026 (1552 d) |
| Hong Y Chiu | Transamerica Financial Advisors, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2021 | Nov 14, 2022 (371 d) |
| Benjamin Joseph Ashby | Td Ameritrade Investment Management, LLC independent RIA | T. Rowe Price Advisory Services, Inc. independent RIA | RIA to RIA | Oct 7, 2021 | Nov 4, 2021 |
| Ike Ugonnaya Elele | Morgan Stanley wirehouse | T. Rowe Price Advisory Services, Inc. independent RIA | Wirehouse to independent RIA | Jul 14, 2021 | Dec 20, 2021 (159 d) |
| Hector E Pagan | Raymond James & Associates, Inc. national BD | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2021 | Oct 21, 2021 (101 d) |
| Steven Howard Baden | Pruco Securities, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2021 | Nov 18, 2021 (132 d) |
| Chase Dion Nelson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | T. Rowe Price Advisory Services, Inc. independent RIA | Wirehouse to independent RIA | Apr 5, 2021 | Jul 29, 2021 (115 d) |
| Matthew Carmen Franklin Wells | Northwestern Mutual Investment Services,LLC no RAUM | T. Rowe Price Advisory Services, Inc. BD affiliated | Other | Apr 1, 2021 | Sep 12, 2024 (1260 d) |
304 moves match.