DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at First Command Advisory Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Emily C Palmer | Morgan Stanley wirehouse | First Command Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 18, 2024 | Feb 24, 2025 (129 d) |
| Milan Grbic | Fidelity Personal And Workplace Advisors BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2024 | Feb 6, 2025 (111 d) |
| Alexx Franklin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Command Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 2, 2024 | Jun 27, 2025 (268 d) |
| Chenbing Dai | Charles Schwab & Co., Inc. national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2024 | Jul 9, 2025 (281 d) |
| Trent Marcel Nelson | Osaic Wealth, Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2024 | Apr 2, 2025 (184 d) |
| Alan Bridges | J. W. Cole Advisors, Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2024 | Sep 17, 2024 |
| Gabrielle Dilese Phenix | Edward Jones national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2024 | Sep 12, 2024 |
| Robert Adam Cowser Bunker | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Command Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 21, 2024 | May 20, 2026 (637 d) |
| Jeffrey Paul Boysen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Command Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 10, 2024 | Jan 22, 2026 (561 d) |
| Timothy Van Ryder | Esi Financial Advisors independent RIA | First Command Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2024 | Jul 31, 2024 |
| Mark Ernst | Advice And Planning Services BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2024 | Jul 30, 2024 (48 d) |
| Michael Thomas Bugg | Florida Financial Advisors, LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2024 | Feb 7, 2025 (266 d) |
| Sherri Jannise | Advice And Planning Services BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2024 | May 1, 2024 |
| John Nelson Duncan | Fidelity Personal And Workplace Advisors BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 29, 2024 | Apr 26, 2024 (57 d) |
| Edwin Lee | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Command Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 6, 2024 | Jan 20, 2026 (714 d) |
| Michael Joseph Caulfield | Charles Schwab & Co., Inc. national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2024 | Apr 19, 2024 (100 d) |
| Jesse Jeremiah Goertzen | Thrivent Investment Management Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Mar 13, 2024 (91 d) |
| Amber Goetz | Prospera Financial Services, Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2023 | May 1, 2024 (148 d) |
| Steven K. Williams | Valic Financial Advisors, Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Dec 22, 2023 (37 d) |
| Ana Pasion | LPL Financial LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2023 | Jan 15, 2025 (503 d) |
| Hamid Abdollahi | Citizens Securities, Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2023 | Apr 27, 2024 (267 d) |
| Debra Olean Miethe | Thrivent Investment Management Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2023 | Aug 8, 2023 |
| James Ross Hall | Goldman Sachs Wealth Services, L.P. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Nov 16, 2023 (169 d) |
| James Andrew Amerman | Fortress Wealth Management, Inc. independent RIA | First Command Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2023 | Jul 22, 2024 (458 d) |
| Patrick Jackson | Navy Federal Investment Services, LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2023 | Jan 26, 2024 (284 d) |
| Kenneth J Michaud | Frost Investment Services BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2023 | May 10, 2023 (69 d) |
| Christopher Reid Shea | Allstate Financial Advisors, LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2023 | Mar 9, 2023 |
| Jared Spivey | Esi Financial Advisors BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2023 | Feb 21, 2023 |
| Jorge Alberto Diaz-Galarza | Mutual Of Omaha Investor Services, Inc. independent RIA | First Command Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jan 30, 2023 | Feb 24, 2023 |
| Jenny Don Carlos | Smh Capital Advisors LLC other | First Command Advisory Services BD affiliated | Other | Jan 20, 2023 | Feb 17, 2023 |
| Cherisse Reumont | Honeyvest LLC unclassified | First Command Advisory Services BD affiliated | Other | Dec 31, 2022 | Dec 2, 2024 (702 d) |
| Cole Mason Burchianti | Morgan Stanley wirehouse | First Command Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 21, 2022 | Apr 28, 2023 (128 d) |
| Amanda Jenkins | Mcdonald Partners LLC independent RIA | First Command Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Nov 23, 2022 | Dec 8, 2022 |
| George Edgar Robinson | LPL Financial LLC independent RIA | First Command Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Sep 2, 2022 | Sep 14, 2022 |
| Ryan Richard Risko | Morgan Stanley wirehouse | First Command Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 15, 2022 | Sep 26, 2022 (42 d) |
| Aasha Jones | Wells Fargo Advisors wirehouse | First Command Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 12, 2022 | Aug 25, 2022 |
| Steven Gerald Eaton | Bancwest Investment Services, Inc. (Bwis) BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2022 | Jun 13, 2022 |
| Sherrie Lynn Keylon | LPL Financial LLC independent RIA | First Command Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Mar 30, 2022 | Apr 1, 2022 |
| Monica Stanley | Pm Squared Financial unclassified | First Command Advisory Services BD affiliated | Other | Jan 21, 2022 | Feb 15, 2022 |
| Daniel Maurino | Modern Capital Management, Co. asset manager | First Command Advisory Services BD affiliated | Other | Dec 31, 2021 | Oct 13, 2022 (286 d) |
| David Van Der Wekken | Morgan Stanley wirehouse | First Command Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 22, 2021 | Dec 8, 2021 |
| Paul Allen Phillips | Missionsquare Retirement institutional | First Command Advisory Services BD affiliated | Other | Nov 19, 2021 | Jan 18, 2022 (60 d) |
| Jeffrey Hakes | Bankers Life Advisory Services, Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2021 | Jun 27, 2022 (284 d) |
| Frank Walter Sullivan | Frost Investment Services BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2021 | Aug 20, 2021 (42 d) |
| Marnie Flynn | Charles Schwab & Co., Inc. national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2021 | May 6, 2024 (1077 d) |
| Michael Adams Rouse | Bancwest Investment Services, Inc. (Bwis) BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2021 | May 5, 2021 |
| Kevin Sorensen | Charles Schwab & Co., Inc. national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2021 | Jul 2, 2025 (1526 d) |
| Brandon Douglas Vincent | MML Investors Services, LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2021 | Apr 12, 2021 |
| Brian Christopher Nush | Charles Schwab & Co., Inc. national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2021 | Mar 15, 2021 |
| Andrea May | Edward Jones national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2021 | May 6, 2021 (63 d) |
| Chad Mikel Roberts | Edward Jones national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2021 | Mar 1, 2021 (56 d) |
| Ivan Gregory Brown | Personal Wealth Management, LLC state registered | First Command Advisory Services BD affiliated | Other | Nov 30, 2020 | Sep 12, 2022 (651 d) |
| William Kelly Brewer | Ld Lowe Wealth Advisory independent RIA | First Command Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Nov 2, 2020 | Jan 4, 2021 (63 d) |
| Aurora F Streeter | Wells Fargo Advisors wirehouse | First Command Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 13, 2020 | Jul 28, 2021 (288 d) |
| Mark Randall Goodrum | Usaa Investment Services Company no RAUM | First Command Advisory Services BD affiliated | Other | Jul 23, 2020 | Jul 2, 2021 (344 d) |
| Benedict V Johnson | Usaa Investment Services Company no RAUM | First Command Advisory Services BD affiliated | Other | Jun 17, 2020 | Dec 1, 2020 (167 d) |
| Melissa Dawne Pyle | Usaa Investment Services Company no RAUM | First Command Advisory Services BD affiliated | Other | Jun 12, 2020 | Nov 5, 2020 (146 d) |
| Katrina Larisa Peck | Bancwest Investment Services, Inc. (Bwis) BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2020 | Apr 9, 2020 |
| Minesh Prabodh Patel | Pruco Securities, LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2020 | Sep 2, 2025 (1985 d) |
| Sarah Vito | Vista Management Company unclassified | First Command Advisory Services BD affiliated | Other | Feb 25, 2020 | May 26, 2020 (91 d) |
286 moves match.