DFX Intelligence
Advisor moves
Arrivals at Simplicity Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Jeffery Green | Rightway Investments, Pllc unclassified | Simplicity Wealth mixed wealth | Other | Jul 17, 2025 | May 8, 2025 |
| Kevin Lee Arsham | Adviser Alliance, LLC state registered | Simplicity Wealth mixed wealth | Other | Jul 9, 2025 | Aug 1, 2025 |
| Guillermo Alberto Silesky | Secure Investment Management, LLC independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Jun 20, 2025 | Sep 10, 2025 (82 d) |
| Derek Jackson Draper | LPL Financial LLC BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2025 | Jun 24, 2025 |
| Daniel Joseph Harmeyer | Trajan Wealth, L.L.C. independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Jun 5, 2025 | Aug 22, 2025 (78 d) |
| Ronald T Swanick | Brownstone Financial Group LLC state registered | Simplicity Wealth mixed wealth | Other | May 29, 2025 | May 29, 2025 |
| Paul W Harding | Oneamerica Securities, Inc. BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 20, 2025 | May 20, 2025 |
| Stephen Bene | Prosperity Capital Advisors independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | May 19, 2025 | May 28, 2025 |
| Jeffrey Costello | Prosperity Capital Advisors independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | May 19, 2025 | May 28, 2025 |
| Robert M. Freeman | Goldman Sachs Wealth Services, L.P. BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 15, 2025 | Nov 4, 2025 (173 d) |
| Derrick Richard Mims | Planmember Securities Corporation independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Apr 24, 2025 | Apr 29, 2025 |
| Jason Purvis | Ae Wealth Management, LLC independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Mar 28, 2025 | Mar 18, 2026 (355 d) |
| Nnamdi Obi Anyafo | Alphastar Capital Management independent RIA | Simplicity Wealth other | Other | Mar 18, 2025 | Mar 19, 2025 |
| Richard Bedford Spencer | Aegis Wealth Management, Inc. independent RIA | Simplicity Wealth other | Other | Feb 28, 2025 | Mar 13, 2025 |
| Jeffery Gene Musgrove | Ae Wealth Management, LLC independent RIA | Simplicity Wealth other | Other | Feb 21, 2025 | Feb 25, 2025 |
| Curtis Timothy Cottle | Iams Wealth Management, LLC independent RIA | Simplicity Wealth other | Other | Feb 11, 2025 | Feb 13, 2025 |
| Ian Jacob Grohman | Iams Wealth Management, LLC independent RIA | Simplicity Wealth other | Other | Feb 11, 2025 | Feb 13, 2025 |
| Charles Anderson Cumber | Union Capital Company independent RIA | Simplicity Wealth other | Other | Feb 5, 2025 | Feb 12, 2025 |
| Bryan Peterson | Wells Fargo Advisors wirehouse | Simplicity Wealth other | Other | Jan 3, 2025 | Feb 6, 2025 (34 d) |
| Gary Henry Vogel | Trinity Portfolio Advisors, LLC independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Dec 31, 2024 | Apr 11, 2025 (101 d) |
| Ryan Davidson | Tlg Advisors, Inc. BD affiliated | Simplicity Wealth other | Other | Dec 12, 2024 | Dec 11, 2024 |
| Chase Aaron Klusman | Owlfi independent RIA | Simplicity Wealth other | Other | Dec 11, 2024 | Jan 3, 2025 |
| Jeremy Seth Joseph | Savant Wealth Management independent RIA | Simplicity Wealth other | Other | Dec 6, 2024 | Dec 20, 2024 |
| Michael Chase Gilbert | Mutual Trust Asset Mgmt., Inc. independent RIA | Simplicity Wealth other | Other | Oct 25, 2024 | Feb 28, 2025 (126 d) |
| David Richard Cox | Lion Street Advisors, LLC BD affiliated | Simplicity Wealth other | Other | Oct 23, 2024 | Dec 12, 2024 (50 d) |
| James Russell Scott | Concierge Financial, Inc. unclassified | Simplicity Wealth other | Other | Oct 21, 2024 | Jan 3, 2025 (74 d) |
| Humberto Gonzalez | Ae Wealth Management, LLC independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Oct 16, 2024 | Apr 29, 2025 (195 d) |
| Andrew R Zimmer | Regal Advisory Services, Inc. independent RIA | Simplicity Wealth other | Other | Oct 2, 2024 | Sep 26, 2024 |
| Sean Timothy Bolen | Leverage Planners Wealth Management, LLC state registered | Simplicity Wealth other | Other | Sep 25, 2024 | Oct 8, 2024 |
| Mary E Heil | Ehlert Financial Group, Inc. unclassified | Simplicity Wealth other | Other | Sep 20, 2024 | Oct 14, 2024 |
| Braden C Monahan | Ehlert Financial Group, Inc. unclassified | Simplicity Wealth other | Other | Sep 5, 2024 | Sep 10, 2024 |
| Kimberly Lynn Woodsum | Ehlert Financial Group, Inc. unclassified | Simplicity Wealth other | Other | Sep 5, 2024 | Sep 13, 2024 |
| Mark Alan Merritt | Melius Investments LLC unclassified | Simplicity Wealth other | Other | Aug 20, 2024 | Aug 26, 2024 |
| Paul Quebec | Foundations Investment Advisors LLC independent RIA | Simplicity Wealth other | Other | Aug 15, 2024 | Jan 2, 2025 (140 d) |
| Joseph William Remson | Foundations Investment Advisors LLC independent RIA | Simplicity Wealth other | Other | Aug 15, 2024 | Jan 2, 2025 (140 d) |
| Mary Anne Ehlert | Forum Financial Management, LP independent RIA | Simplicity Wealth other | Other | Jul 31, 2024 | Apr 17, 2024 |
| Timothy Tuschinski | Advocate Wealth Solutions state registered | Simplicity Wealth mixed wealth | Other | Jul 24, 2024 | Jan 6, 2026 (531 d) |
| Robert Okumu-Mccarron | Empower Advisory Group, LLC BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2024 | May 2, 2025 (283 d) |
| Bryon Keith Spicer | Luminist Capital, LLC independent RIA | Simplicity Wealth no RAUM | Other | Jul 12, 2024 | Nov 13, 2019 |
| David Alan King | Ameriprise Financial Services, LLC national BD | Simplicity Wealth other | Other | Jul 5, 2024 | Jul 29, 2024 |
| Jeffrey David Juniper | Brookstone Wealth Advisors, LLC no RAUM | Simplicity Wealth other | Other | Jun 5, 2024 | Apr 16, 2024 |
| Randy Gerard Hux | Hart Financial, LLC state registered | Simplicity Wealth other | Other | May 24, 2024 | Jun 4, 2024 |
| Jeffrey Sean Crystal | Pruco Securities, LLC BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 21, 2024 | May 5, 2026 (714 d) |
| Gary Ray Hurt | Wealth Watch Advisors, Inc independent RIA | Simplicity Wealth other | Other | Apr 26, 2024 | Apr 29, 2024 |
| Anne Williams Coupe | Aegon Asset Management US other | Simplicity Wealth mixed wealth | Other | Apr 24, 2024 | Apr 28, 2025 (369 d) |
| Marcus Todd Veillon | Ae Wealth Management, LLC independent RIA | Simplicity Wealth other | Other | Apr 16, 2024 | May 28, 2024 (42 d) |
| Thomas John Rozman | Simplicity Solutions, LLC asset manager | Simplicity Wealth independent RIA | Other | Mar 27, 2024 | Jan 19, 2022 |
| Jared Margolies | Simplicity Solutions, LLC asset manager | Simplicity Wealth other | Other | Mar 27, 2024 | Apr 4, 2024 |
| Jared William Hillman | Simplicity Solutions, LLC asset manager | Simplicity Wealth other | Other | Mar 27, 2024 | Apr 2, 2024 |
| Lenny Ray Martinez | Integrity Alliance, LLC BD affiliated | Simplicity Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2024 | Mar 15, 2024 |
| Eddie Ghanshyambhai Patel | Expressive Wealth LLC no RAUM | Simplicity Wealth mixed wealth | Other | Mar 1, 2024 | Sep 8, 2026 (921 d) |
| Timothy Reid Underwood | Growstrong Wealth Strategies independent RIA | Simplicity Wealth independent RIA | RIA to RIA | Feb 7, 2024 | Feb 14, 2024 |
| Kenneth D. Greene | Greenefi Wealth Strategies Ltd. unclassified | Simplicity Wealth independent RIA | Other | Feb 2, 2024 | Jan 4, 2024 |
| Joseph Everette Roseman | Rcplanners independent RIA | Simplicity Wealth independent RIA | RIA to RIA | Jan 22, 2024 | Jan 23, 2024 |
| Steven Harverd Greig | Brookstone Wealth Advisors, LLC no RAUM | Simplicity Wealth independent RIA | Other | Jan 17, 2024 | Jan 31, 2024 |
| Marco Anthony Hernandez | Money Concepts Advisory Service BD affiliated | Simplicity Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2024 | Jan 22, 2024 |
| Carlos Omar Lopez | Money Concepts Advisory Service BD affiliated | Simplicity Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2024 | Jan 17, 2024 |
| Andrew Michael Brenhaug | Gradient Advisors, LLC independent RIA | Simplicity Wealth independent RIA | RIA to RIA | Nov 29, 2023 | Dec 4, 2023 |
| Gordon Ralph Baker | Securities America Advisors, Inc. BD affiliated | Simplicity Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2023 | Nov 21, 2023 |
| Michael Kenneth Herrmann | Vora Wealth Management, Pllc independent RIA | Simplicity Wealth independent RIA | RIA to RIA | Nov 1, 2023 | Nov 13, 2023 |
195 moves match.