DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Prime Capital Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christian Paul Martin ClausenBurns Estate Planning & Wealth Advisors independent RIAPrime Capital Financial mixed wealthRIA to RIAJul 26, 2022Jul 5, 2022
Jon Scott GwatneyBurns Estate Planning & Wealth Advisors independent RIAPrime Capital Financial mixed wealthRIA to RIAJul 26, 2022Jul 20, 2022
Gerrod Gerard GallianoBurns Estate Planning & Wealth Advisors independent RIAPrime Capital Financial mixed wealthRIA to RIAJul 26, 2022Jul 5, 2022
Alex Russell AstinBurns Estate Planning & Wealth Advisors independent RIAPrime Capital Financial mixed wealthRIA to RIAJul 26, 2022Jul 15, 2022
Ashley Renea TerrellBurns Estate Planning & Wealth Advisors independent RIAPrime Capital Financial mixed wealthRIA to RIAJul 26, 2022Jul 5, 2022
Laura Lee Ehrenberg-CheslerCrossvault Capital Management LLC independent RIAPrime Capital Financial mixed wealthRIA to RIAJul 1, 2022Jul 4, 2022
Sarah Calvert DoerrCrossvault Capital Management LLC independent RIAPrime Capital Financial mixed wealthRIA to RIAJul 1, 2022Jul 1, 2022
Marilou MoursundCrossvault Capital Management LLC independent RIAPrime Capital Financial mixed wealthRIA to RIAJul 1, 2022Jul 1, 2022
Grant Avery SpencerDimensional Fund Advisors LP asset managerPrime Capital Financial mixed wealthOtherJun 28, 2022Jun 29, 2022
Wendy Susan PrestwoodVoya Financial Advisors, Inc. BD affiliatedPrime Capital Financial mixed wealthAffiliated broker-dealer or bank to independent RIAMay 6, 2022May 6, 2022
Mary Jeannette LucasCetera Investment Advisers LLC BD affiliatedPrime Capital Financial mixed wealthAffiliated broker-dealer or bank to independent RIAApr 25, 2022Apr 26, 2022
Garth James LurveyLPL Financial LLC independent RIAPrime Capital Financial mixed wealthRIA to RIAMar 17, 2022Mar 14, 2022
Logan Nathaniel SollMorgan Stanley wirehousePrime Capital Financial mixed wealthWirehouse to independent RIADec 20, 2021Apr 13, 2023 (479 d)
Michael James Del ReCambridge Investment Research Advisors, Inc. BD affiliatedPrime Capital Financial mixed wealthAffiliated broker-dealer or bank to independent RIADec 8, 2021Dec 3, 2021
Kathleen Rose RandallBrighton Jones LLC independent RIAPrime Capital Financial mixed wealthRIA to RIADec 1, 2021Nov 29, 2021
Jason Garrett NobleEdelman Financial Engines mixed wealthPrime Capital Financial mixed wealthRIA to RIAOct 8, 2021Oct 1, 2021
Amy Lynn JohnstonAmeritas Advisory Services BD affiliatedPrime Capital Financial mixed wealthAffiliated broker-dealer or bank to independent RIASep 30, 2021Oct 5, 2021
William Thomas McgoughStadion Money Management, LLC otherPrime Capital Financial mixed wealthOtherJun 11, 2021Apr 10, 2023 (668 d)
Keith Dandridge LeaSphere, LLC unclassifiedPrime Capital Financial mixed wealthOtherMar 31, 2021Apr 1, 2021
Donald James PaulSphere, LLC unclassifiedPrime Capital Financial mixed wealthOtherMar 31, 2021Apr 1, 2021
Teddy William AwuahSphere, LLC unclassifiedPrime Capital Financial mixed wealthOtherFeb 18, 2021Jan 25, 2021
Brett Michael MaggardBankers Life Advisory Services, Inc. BD affiliatedPrime Capital Financial otherOtherOct 5, 2020Nov 2, 2020
Christian WalterCambridge Investment Research Advisors, Inc. BD affiliatedPrime Capital Financial otherOtherJun 25, 2020Jun 10, 2020
Andrew MerchantBalefire, LLC mixed wealthPrime Capital Financial otherOtherMar 13, 2020Mar 21, 2020
Matthew PetersonCitigroup Global Markets Inc. BD affiliatedPrime Capital Financial otherOtherMar 9, 2020Apr 15, 2020 (37 d)
Matthew Grant SwatekFiduciary Investment Trusts, LLC asset managerPrime Capital Financial otherOtherMar 3, 2020Mar 3, 2020
Scott Austin EggersMariner BD affiliatedPrime Capital Financial otherOtherFeb 4, 2020Feb 7, 2020
Joshua Boyd NullConcourse Financial Group Advisors BD affiliatedPrime Capital Financial otherOtherOct 9, 2019Oct 3, 2019
Terry Alan ConnerEdelman Financial Engines independent RIAPrime Capital Financial otherOtherJul 1, 2019Jun 10, 2019
Richard Schaben DitterUnited Capital Financial Advisors independent RIAPrime Capital Financial otherOtherJul 1, 2019Jul 26, 2019
Christian K ConnerEdelman Financial Engines independent RIAPrime Capital Financial otherOtherJun 20, 2019Jun 10, 2019
Dwayne Laverne GradyCetera Advisor Networks LLC BD affiliatedPrime Capital Financial mixed wealthAffiliated broker-dealer or bank to independent RIAJun 13, 2019Sep 29, 2023 (1569 d)
Caroline Marie GirgisCetera Advisor Networks LLC BD affiliatedPrime Capital Financial mixed wealthAffiliated broker-dealer or bank to independent RIAJun 13, 2019Sep 29, 2023 (1569 d)
Mark UlicnyCetera Advisor Networks LLC BD affiliatedPrime Capital Financial mixed wealthAffiliated broker-dealer or bank to independent RIAJun 13, 2019Sep 29, 2023 (1569 d)
Donald Lloyd WilliamsEdelman Financial Engines independent RIAPrime Capital Financial otherOtherMay 23, 2019Apr 30, 2019
Stephen Joseph CicaliEdelman Financial Engines independent RIAPrime Capital Financial otherOtherMay 23, 2019May 2, 2019
Eric Maxwell ShoenfeldEdelman Financial Engines independent RIAPrime Capital Financial otherOtherMay 23, 2019Apr 30, 2019
Benjamin Tyler WestEdelman Financial Engines independent RIAPrime Capital Financial otherOtherMay 23, 2019Apr 30, 2019
Joseph Alan YurglichNorthwestern Mutual Investment Services,LLC no RAUMPrime Capital Financial otherOtherMay 3, 2019Jan 6, 2020 (248 d)
Tina Maria LambLonger Investments Inc independent RIAPrime Capital Financial otherOtherMar 29, 2019Apr 1, 2019
Richard Patrick GleasonWells Fargo Advisors wirehousePrime Capital Financial otherOtherNov 19, 2018Nov 15, 2018
Richard Brooks BarkleySecurian Financial Services, Inc. BD affiliatedPrime Capital Financial otherOtherNov 9, 2018Nov 5, 2018
Thorn Michael MurphyCreative Financial Designs, Inc. BD affiliatedPrime Capital Financial otherOtherAug 27, 2018Aug 22, 2018
Colt A RyanCreative Financial Designs, Inc. BD affiliatedPrime Capital Financial otherOtherAug 27, 2018Aug 22, 2018
James Christopher HirstB. Riley Wealth Advisors, Inc. BD affiliatedPrime Capital Financial otherOtherAug 1, 2018Oct 16, 2018 (76 d)
Autumn Lynne MaackScottrade Investment Management BD affiliatedPrime Capital Financial otherOtherMar 8, 2018May 13, 2019 (431 d)
Kartik Sai JambulapatiAscende Wealth Advisers, Inc. otherPrime Capital Financial mixed wealthOtherFeb 12, 2018Feb 6, 2018
John M BurkeAscende Wealth Advisers, Inc. otherPrime Capital Financial mixed wealthOtherJan 5, 2018Jan 24, 2018
Karl Nathan GillAscende Wealth Advisers, Inc. otherPrime Capital Financial mixed wealthOtherJan 5, 2018Jan 11, 2018
Robert Arthur MassaAscende Wealth Advisers, Inc. otherPrime Capital Financial mixed wealthOtherDec 19, 2017Dec 21, 2017
Rich Randal EagarAscende Wealth Advisers, Inc. otherPrime Capital Financial mixed wealthOtherDec 18, 2017Dec 20, 2017
Jeffrey Howard DorfmanAscende Wealth Advisers, Inc. otherPrime Capital Financial mixed wealthOtherDec 15, 2017Dec 18, 2017
Alejandro SiqueirosCreative Planning otherPrime Capital Financial mixed wealthOtherDec 8, 2017Feb 2, 2018 (56 d)
Marco Macy MeleroPrincipal Securities, Inc. otherPrime Capital Financial otherOtherOct 3, 2017Sep 27, 2017
George N ManiatisCharles Schwab & Co., Inc. national BDPrime Capital Financial otherOtherAug 30, 2017Oct 23, 2018 (419 d)
Travis MaysNext Financial Group, Inc. otherPrime Capital Financial otherOtherAug 16, 2016Jan 3, 2020 (1235 d)
Alan Thomas McclainGirard Securities, Inc. otherPrime Capital Financial mixed wealthOtherDec 31, 2014Sep 28, 2023 (3193 d)
Scott James DubaNeuberger Berman Bd LLC otherPrime Capital Financial mixed wealthOtherJun 3, 2014Dec 1, 2021 (2738 d)
Jason Thomas ConnollyOsaic Wealth, Inc. otherPrime Capital Financial mixed wealthOtherDec 22, 2011Mar 5, 2025 (4822 d)
Tim David HakesMason James Asset Management, Inc. unclassifiedPrime Capital Financial no RAUMOtherDec 31, 2006Jun 29, 2017 (3833 d)
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180 moves match.