DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Next Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert Edward EdgecombeH. Beck, Inc. otherNext Financial Group, Inc. otherOtherSep 12, 2014Sep 9, 2014
Ali FarhoumandH. Beck, Inc. otherNext Financial Group, Inc. otherOtherSep 12, 2014Sep 9, 2014
Farid FarhoumandH. Beck, Inc. otherNext Financial Group, Inc. otherOtherSep 12, 2014Sep 17, 2014
Joseph Lee StorkHewlett Davidson Powell, LLC otherNext Financial Group, Inc. otherOtherSep 10, 2014Sep 9, 2014
Kathleen M DonnellyFinancial Telesis, Inc. otherNext Financial Group, Inc. otherOtherAug 27, 2014Sep 3, 2014
Marlana Arline SplettstosserParallax Investments, LLC otherNext Financial Group, Inc. otherOtherAug 7, 2014Aug 11, 2014
Michael Allen GranicaNationwide Securities, LLC no RAUMNext Financial Group, Inc. BD affiliatedOtherAug 7, 2014Feb 10, 2021 (2379 d)
James Daniel McaleeseQuestar Asset Management, Inc. otherNext Financial Group, Inc. otherOtherJun 18, 2014Jun 6, 2014
Cesar DelacerdaValic Financial Advisors, Inc. otherNext Financial Group, Inc. otherOtherJun 12, 2014Aug 1, 2014 (50 d)
Carlos Robert RomeroWells Fargo Advisors wirehouseNext Financial Group, Inc. otherOtherJun 10, 2014Jun 10, 2014
Billy Joe CrossBok Financial Advisors otherNext Financial Group, Inc. otherOtherJun 2, 2014May 20, 2014
Christopher Thomas DoyleLPL Financial LLC otherNext Financial Group, Inc. otherOtherApr 28, 2014Apr 17, 2014
John Leroy RocheInvestment Advisors Asset Management, LLC otherNext Financial Group, Inc. otherOtherApr 22, 2014Apr 21, 2014
Joshua John RocheInvestment Advisors Asset Management, LLC otherNext Financial Group, Inc. otherOtherApr 22, 2014Apr 21, 2014
Gregory William GlynnFirst Command Financial Planning, Inc. otherNext Financial Group, Inc. otherOtherApr 4, 2014Jun 9, 2014 (66 d)
Jeffrey Michael HusakInvest Financial Corporation otherNext Financial Group, Inc. otherOtherFeb 19, 2014Feb 20, 2014
Traci KurtzMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNext Financial Group, Inc. otherOtherJan 27, 2014Jul 8, 2014 (162 d)
Deena Michelle KobrinIc Advisory Services, Inc. otherNext Financial Group, Inc. otherOtherDec 31, 2013Jan 2, 2014
Bradley Merritt EpsteinWoodbury Financial Services, Inc. otherNext Financial Group, Inc. otherOtherNov 22, 2013May 25, 2012
John Robert BurchValic Financial Advisors, Inc. otherNext Financial Group, Inc. otherOtherNov 21, 2013Nov 13, 2013
Michael David KolaczWoodbury Financial Services, Inc. otherNext Financial Group, Inc. otherOtherNov 19, 2013May 25, 2012
Kent Lee WiseCetera Investment Advisers LLC otherNext Financial Group, Inc. otherOtherOct 3, 2013Oct 1, 2013
Jeffrey Robert BoronEquitable Advisors, LLC national BDNext Financial Group, Inc. otherOtherSep 9, 2013Sep 4, 2013
Roger Dale HaagFsc Securities Corporation otherNext Financial Group, Inc. otherOtherAug 29, 2013Aug 27, 2013
Robert E. LaineInteractive Financial Advisors otherNext Financial Group, Inc. otherOtherAug 13, 2013Jul 19, 2013
Daniel Paul WestfallPrimerica Advisors national BDNext Financial Group, Inc. otherOtherAug 8, 2013Sep 11, 2013 (34 d)
Michael Angelo LeeSagepoint Financial, Inc. otherNext Financial Group, Inc. otherOtherAug 1, 2013Jul 30, 2013
Michael David LeistProsperity Capital Advisors otherNext Financial Group, Inc. otherOtherJul 19, 2013Jul 5, 2013
Ronald Scott GoldbergWoodbury Financial Services, Inc. otherNext Financial Group, Inc. otherOtherJul 18, 2013Aug 7, 2013
Patrick Hastings GriggsValic Financial Advisors, Inc. otherNext Financial Group, Inc. otherOtherJun 27, 2013Jun 26, 2013
Scott Edward BurmanInvesco Advisers, Inc. otherNext Financial Group, Inc. otherOtherJun 4, 2013Sep 23, 2013 (111 d)
Alexander Michael KienleSecurian Financial Services, Inc. otherNext Financial Group, Inc. otherOtherMay 28, 2013May 30, 2013
Eric Lee FerryEquitable Advisors, LLC national BDNext Financial Group, Inc. otherOtherMay 24, 2013May 22, 2013
Matthew Raymond DulibaEquitable Advisors, LLC national BDNext Financial Group, Inc. otherOtherMay 24, 2013May 23, 2013
Kimberly A DouglasBolton Global Asset Management otherNext Financial Group, Inc. otherOtherMay 22, 2013Aug 19, 2013 (89 d)
Anthony Marcial ParraSecurian Financial Services, Inc. otherNext Financial Group, Inc. otherOtherMay 22, 2013Jun 10, 2013
Archie Anderson HendersonMomentum Independent Network Inc. otherNext Financial Group, Inc. otherOtherMay 16, 2013May 13, 2013
Edward Gabriel CruzJ.P. Morgan Securities LLC wirehouseNext Financial Group, Inc. otherOtherMay 13, 2013May 6, 2016 (1089 d)
Chih Hao NgConcourse Financial Group Advisors otherNext Financial Group, Inc. otherOtherApr 18, 2013Apr 11, 2013
Jonathan Earl KennedyWoodbury Financial Services, Inc. otherNext Financial Group, Inc. otherOtherFeb 12, 2013Feb 11, 2013
Tiffany TroyerMsi Financial Services, Inc. otherNext Financial Group, Inc. otherOtherJan 17, 2013Jul 10, 2013 (174 d)
Bruce Frederick GriggsSterne Agee Asset Management, Inc. otherNext Financial Group, Inc. otherOtherJan 15, 2013Jan 14, 2013
David Paul FeilerSecurian Financial Services, Inc. otherNext Financial Group, Inc. otherOtherDec 31, 2012Jun 10, 2013 (161 d)
Daniel Charles ReganInvestors Capital Advisory otherNext Financial Group, Inc. otherOtherDec 7, 2012Jan 16, 2013 (40 d)
Russell Scott HaleUsadvisors Wealth Management, LLC no RAUMNext Financial Group, Inc. otherOtherDec 5, 2012May 3, 2013 (149 d)
Matthew Brown WhitakerSterne Agee Asset Management, Inc. otherNext Financial Group, Inc. otherOtherDec 1, 2012Dec 3, 2012
Juliette Cherie WilliamsWoodbury Financial Services, Inc. otherNext Financial Group, Inc. otherOtherNov 30, 2012Dec 7, 2012
Ethan Alexander William QuirinGeneos Wealth Management, Inc. otherNext Financial Group, Inc. otherOtherNov 12, 2012Nov 9, 2012
David Leo Van RensselaerWells Fargo Advisors wirehouseNext Financial Group, Inc. otherOtherNov 8, 2012Nov 8, 2012
James Michael StahlLPL Financial LLC otherNext Financial Group, Inc. otherOtherNov 7, 2012Oct 25, 2012
Renee Lynn CuchettiCentaurus Financial, Inc. otherNext Financial Group, Inc. otherOtherNov 6, 2012Nov 2, 2012
Brian Joseph O'KeefePnc Wealth Management otherNext Financial Group, Inc. otherOtherOct 29, 2012Apr 6, 2013 (159 d)
Eric Alan SandsH. Beck, Inc. otherNext Financial Group, Inc. otherOtherOct 19, 2012Oct 23, 2012
Noam E JacknisEquitable Advisors, LLC national BDNext Financial Group, Inc. otherOtherAug 27, 2012Aug 15, 2012
Christopher Edward OrdwayBerthel Fisher & Company Financial Services, Inc. otherNext Financial Group, Inc. otherOtherAug 20, 2012Aug 29, 2012
Timothy M GarretsonBerthel Fisher & Company Financial Services, Inc. otherNext Financial Group, Inc. otherOtherAug 20, 2012Aug 28, 2012
Jenna Lucille BiancavillaBerthel Fisher & Company Financial Services, Inc. otherNext Financial Group, Inc. otherOtherAug 20, 2012Aug 28, 2012
Russell WellsSignator Investors, Inc. otherNext Financial Group, Inc. otherOtherAug 20, 2012Aug 16, 2012
George Theodore PaulOneamerica Securities, Inc. otherNext Financial Group, Inc. otherOtherAug 15, 2012Jul 16, 2012
Daniel Charles CaffreyOneamerica Securities, Inc. otherNext Financial Group, Inc. otherOtherJul 25, 2012Jul 16, 2012
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630 moves match.