DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Avantax Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James C DeminnoCetera Investment Advisers LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJan 18, 2023Jan 9, 2023
Jason Philip WeierGateway Wealth Partners, LLC no RAUMAvantax Advisory Services BD affiliatedOtherJan 18, 2023Nov 29, 2022
Brian Allen HallFinancial Independence Advisors, LLC independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankJan 4, 2023Jan 27, 2023
Steven Vincent OrohoStonebridge Capital Management independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankJan 2, 2023Jan 3, 2023
David Bryan BarnettPk Financial Strategies, LLC unclassifiedAvantax Advisory Services BD affiliatedOtherDec 31, 2022Oct 25, 2019
Raymond SinghLPL Financial LLC independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2022Jun 9, 2025 (891 d)
Scott Albert MitchemPk Financial Strategies, LLC unclassifiedAvantax Advisory Services BD affiliatedOtherDec 31, 2022Oct 25, 2019
Anthony Martin KongPk Financial Strategies, LLC unclassifiedAvantax Advisory Services BD affiliatedOtherDec 31, 2022Oct 25, 2019
James WoodallOrigin Investment Advisory LLC independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankDec 21, 2022Dec 22, 2022
Erik ErmentrautFlorida Financial Advisors, LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherDec 14, 2022Feb 7, 2023 (55 d)
John Cliffton MassarPruco Securities, LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherDec 5, 2022Dec 13, 2022
Michael Allen ToyPfg Advisors independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankNov 30, 2022Nov 30, 2022
Eatan VijanPfg Advisors independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankNov 30, 2022Dec 1, 2022
Jason Randall Musante-KlumbPrincipal Securities, Inc. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherNov 28, 2022Nov 15, 2022
Anthony John BuglinoSafe Harbor Asset Management, Inc. independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankNov 15, 2022Feb 13, 2024 (455 d)
Jonathan ShofnerLPL Financial LLC independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankNov 10, 2022Feb 24, 2023 (106 d)
Bobbi Alexander KoalaCetera Investment Advisers LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherNov 9, 2022Nov 7, 2022
Alexander Michael WymoreCetera Investment Advisers LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherNov 9, 2022Nov 7, 2022
Benjamin Robert KoalaCetera Investment Advisers LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherNov 9, 2022Nov 7, 2022
Timothy Frank McfallIndependent Financial Group, LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherNov 8, 2022Nov 7, 2022
Stephanie Lynn BussanAvantax Planning Partners, Inc. independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankNov 8, 2022Mar 22, 2021
Caradoc CrandallCommonwealth Financial Network national BDAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherNov 8, 2022Jul 27, 2023 (261 d)
Michael WellerFidelity Personal And Workplace Advisors BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherNov 7, 2022Aug 5, 2022
Jared Wesley FordSmith Anglin Financial, LLC independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankOct 27, 2022Oct 27, 2022
Darrah La Vonne LayTd Ameritrade, Inc. no RAUMAvantax Advisory Services BD affiliatedOtherOct 14, 2022Nov 25, 2022 (42 d)
Kenneth S HamadaWoodbury Financial Services, Inc. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherOct 5, 2022Oct 6, 2022
Fadi W KhouryCitizens Securities, Inc. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherOct 4, 2022Oct 18, 2022
Scott Andrew KingAmeriprise Financial Services, LLC national BDAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2022Sep 20, 2022
Zachary Thomas OmansonB. Riley Wealth Advisors, Inc. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2022Oct 4, 2022
Glen Thomas OmansonB. Riley Wealth Advisors, Inc. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2022Oct 25, 2022
Jay Lindsay GeaslenAmeriprise Financial Services, LLC national BDAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherSep 28, 2022Sep 20, 2022
Jackson Edward GeislerEquitable Advisors, LLC national BDAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherSep 26, 2022Sep 29, 2022
Michael Stephen GorichanazHarbour Investments, Inc. independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankSep 20, 2022Sep 16, 2022
Jimmy PetersPrimerica Advisors national BDAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherSep 14, 2022Sep 13, 2022
Michelle C SquareEquitable Advisors, LLC national BDAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherSep 8, 2022Sep 15, 2022
Larry Milton WareIfg Advisory, LLC independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankSep 1, 2022Sep 1, 2022
J. Brian GlazeIfg Advisory, LLC independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankSep 1, 2022Sep 1, 2022
Robert Brink Van CleaveTransamerica Financial Advisors, LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherAug 30, 2022Sep 6, 2022
Alysa Vanessa EnriquezAmeriprise Financial Services, LLC national BDAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherAug 24, 2022Aug 23, 2022
Diarra Koro WilliamsCwm, LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherAug 19, 2022Oct 17, 2022 (59 d)
Shennoah MillerOsaic Institutions, Inc. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherAug 18, 2022Dec 14, 2023 (483 d)
Sergio T. RodriguezPnc Wealth Management BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherAug 4, 2022Jul 29, 2022
Emily Christin MillsapFacet independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankJul 29, 2022Apr 13, 2023 (258 d)
Lois J. GregoryJ.P. Morgan Securities LLC wirehouseAvantax Advisory Services BD affiliatedWirehouse to affiliated broker-dealer or bankJul 21, 2022Aug 15, 2022
Courtney FolkertsCrossmark Global Investments, Inc. mixed wealthAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankJul 8, 2022Jul 13, 2022
Alexander Gary FolkenStratos Wealth Partners, Ltd BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJul 8, 2022Aug 10, 2022 (33 d)
Robert John HoltonLPL Financial LLC independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankJul 5, 2022Jun 29, 2022
Aaron MaxeyTd Ameritrade, Inc. no RAUMAvantax Advisory Services BD affiliatedOtherJun 30, 2022Sep 8, 2022 (70 d)
Ryan MasseEdward Jones national BDAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJun 29, 2022Jul 7, 2022
Bryan Jeffrey CleggAmeriprise Financial Services, LLC national BDAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJun 27, 2022Jun 24, 2022
William YouseyBok Financial Advisors BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJun 3, 2022Jun 21, 2022
Jesse BestPnc Wealth Management BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJun 2, 2022Jul 13, 2022 (41 d)
Brian G PhippsPark Avenue Securities LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherMay 24, 2022Sep 15, 2022 (114 d)
Anthony KrncevicOsaic Wealth, Inc. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherMay 19, 2022Jul 27, 2022 (69 d)
Christian Fox O'NeillCitizens Securities, Inc. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherMay 19, 2022May 20, 2022
Michael Lee EscobarSagepoint Financial, Inc. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherMay 18, 2022May 17, 2022
William Clark FraserHefren-Tillotson, Inc. independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankMay 17, 2022May 17, 2022
Eugene PlahotniiFsc Securities Corporation BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherMay 9, 2022May 6, 2022
Sandeep VarmaFsc Securities Corporation BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherMay 6, 2022May 5, 2022
Steven MusserFsc Securities Corporation BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherMay 6, 2022May 5, 2022
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833 moves match.