DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hornor, Townsend & Kent, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jomo Attiim Hylton | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2019 | Jan 8, 2025 (1877 d) |
| Thomas Charles Martin | Clear Path Financial Planning unclassified | Hornor, Townsend & Kent, LLC BD affiliated | Other | Nov 6, 2019 | Nov 21, 2019 |
| Dwayne E Vick | Park Avenue Securities LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2019 | Dec 18, 2019 (44 d) |
| Daniel Fahringer | Mutual Of Omaha Investor Services, Inc. no RAUM | Hornor, Townsend & Kent, LLC BD affiliated | Other | Oct 28, 2019 | Jan 29, 2020 (93 d) |
| David Joseph Kiniry | Securian Financial Services, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2019 | Sep 22, 2020 (357 d) |
| Michael Morgan Tolliver | Pruco Securities, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2019 | Oct 9, 2019 |
| Andrew J Gersbach | On Investment Management Co BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2019 | Oct 8, 2019 |
| Kimberly Vickers Johnson | Oneamerica Securities, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2019 | Jan 2, 2020 (114 d) |
| Sean C Nicol | Strategy Financial Group independent RIA | Hornor, Townsend & Kent, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 3, 2019 | Oct 17, 2019 (44 d) |
| Joseph Michael Aramini | Cetera Investment Advisers LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2019 | Jun 29, 2020 (311 d) |
| Anthony Michael Lippis | Transamerica Financial Advisors, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2019 | Sep 22, 2023 (1502 d) |
| Thomas M Minger | Ameriprise Financial Services, LLC national BD | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2019 | Oct 4, 2019 (64 d) |
| Samuel Rik Yarian | Esi Financial Advisors BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2019 | Nov 22, 2019 (127 d) |
| Christopher Ray Lewis | Foresters Advisory Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2019 | Apr 6, 2021 (656 d) |
| Michelle Ann Heffel | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2019 | Oct 9, 2019 (134 d) |
| Carlos F Suarez | Park Avenue Securities LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2019 | Feb 24, 2020 (283 d) |
| Todd Charles Murphy | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2019 | May 24, 2019 |
| George Leavell Coxhead | Esi Financial Advisors BD affiliated | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 11, 2019 | Jan 1, 2026 (2457 d) |
| Evan Benjamin Pollack | Park Avenue Securities LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2019 | Mar 19, 2021 (709 d) |
| Joseph Matthew Dimarco | The Wealth Consulting Group independent RIA | Hornor, Townsend & Kent, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 3, 2019 | Aug 30, 2024 (1976 d) |
| Victoria Marie Robinson | Penn Mutual Asset Management, LLC other | Hornor, Townsend & Kent, LLC BD affiliated | Other | Mar 29, 2019 | Apr 17, 2019 |
| Christopher James Pfanstiel | Northwestern Mutual Investment Services,LLC no RAUM | Hornor, Townsend & Kent, LLC BD affiliated | Other | Mar 28, 2019 | Apr 22, 2019 |
| Timothy Ray Blackham | Principal Securities, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2019 | Apr 6, 2020 (405 d) |
| Stephen Michael Gegorek | Park Avenue Securities LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2019 | Feb 21, 2019 |
| Dennis Chung Kuo Ku | Bankers Life Advisory Services, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2019 | Mar 1, 2019 |
| Robert Joseph Bigley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hornor, Townsend & Kent, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 4, 2019 | Sep 22, 2023 (1722 d) |
| Thomas Edward Brophy | On Investment Management Co BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Jan 23, 2019 |
| Rene C Tamez | Thrivent Investment Management Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2018 | May 28, 2019 (162 d) |
| Brandon T Preece | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2018 | Jan 10, 2019 (50 d) |
| Robin Renee Woodell | Pruco Securities, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2018 | Oct 30, 2018 |
| George Henry Aucreman | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2018 | Nov 9, 2018 |
| Joshua Baer | Td Ameritrade Investment Management, LLC independent RIA | Hornor, Townsend & Kent, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 18, 2018 | Mar 19, 2021 (883 d) |
| Angela Gordon | Capital Analysts BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2018 | Dec 3, 2018 (49 d) |
| Tracy Zimmerer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hornor, Townsend & Kent, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 13, 2018 | Oct 25, 2018 (42 d) |
| Bryan Carson Woodell | Pruco Securities, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2018 | Nov 2, 2018 (71 d) |
| Jason Nicholas Rhodes | Foresters Advisory Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2018 | Oct 30, 2018 (83 d) |
| Anurati A Patel | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2018 | Aug 8, 2018 |
| Rashon Maurice Howard | Citizens Securities, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2018 | Apr 11, 2019 (268 d) |
| Deepak Kumar Malhotra | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2018 | Oct 5, 2018 (98 d) |
| Marshall Mayer Shigon | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2018 | Jul 30, 2018 (38 d) |
| John Hilmer | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2018 | May 3, 2018 |
| Keith Larsen | Principal Securities, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2018 | Apr 10, 2020 (737 d) |
| Michael Paul Gregor | Osaic Fs, Inc. other | Hornor, Townsend & Kent, LLC BD affiliated | Other | Mar 19, 2018 | Jul 30, 2019 (498 d) |
| John J Mclaughlin | Kingswood Wealth Advisors, LLC no RAUM | Hornor, Townsend & Kent, LLC BD affiliated | Other | Mar 14, 2018 | Jul 24, 2018 (132 d) |
| Karen Rossi | MML Investors Services, LLC other | Hornor, Townsend & Kent, LLC BD affiliated | Other | Mar 14, 2018 | May 15, 2018 (62 d) |
| Brandon James Grocki | Cetera Investment Advisers LLC other | Hornor, Townsend & Kent, LLC BD affiliated | Other | Feb 15, 2018 | May 7, 2018 (81 d) |
| William Jude Atkins | MML Investors Services, LLC other | Hornor, Townsend & Kent, LLC BD affiliated | Other | Feb 8, 2018 | Jun 5, 2018 (117 d) |
| Nadia G Daoud | MML Investors Services, LLC other | Hornor, Townsend & Kent, LLC BD affiliated | Other | Feb 1, 2018 | May 8, 2018 (96 d) |
| Darin P Vanantwerp | MML Investors Services, LLC other | Hornor, Townsend & Kent, LLC other | Other | Jan 5, 2018 | Jan 29, 2018 |
| Ferdinand Louis Fiastro | Securian Financial Services, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Dec 20, 2017 | Feb 15, 2018 (57 d) |
| Robert Michael Fichter | MML Investors Services, LLC other | Hornor, Townsend & Kent, LLC BD affiliated | Other | Dec 6, 2017 | May 30, 2018 (175 d) |
| Gary Ernest Pugh | Citizens Securities, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Nov 14, 2017 | Dec 21, 2017 (37 d) |
| Grant Joseph Wenger | Securian Financial Services, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Oct 19, 2017 | Nov 3, 2017 |
| Scott E Barton | Park Avenue Securities LLC other | Hornor, Townsend & Kent, LLC other | Other | Oct 3, 2017 | Mar 5, 2018 (153 d) |
| Geoffrey Paul Lay | Strategic Advisers LLC national BD | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2017 | Aug 27, 2019 (726 d) |
| Adam Bass | MML Investors Services, LLC other | Hornor, Townsend & Kent, LLC BD affiliated | Other | Aug 29, 2017 | Dec 24, 2018 (482 d) |
| Edward Gene Robinson | Edward Jones national BD | Hornor, Townsend & Kent, LLC other | Other | Aug 15, 2017 | Sep 1, 2017 |
| Nancy Da-Thu Dinh | Valic Financial Advisors, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Aug 10, 2017 | Sep 14, 2017 (35 d) |
| Teddy William Awuah | Comerica Securities other | Hornor, Townsend & Kent, LLC other | Other | Aug 9, 2017 | Dec 20, 2017 (133 d) |
| Jamison Shireman | Avantax Advisory Services other | Hornor, Townsend & Kent, LLC other | Other | Aug 9, 2017 | Mar 29, 2018 (232 d) |
639 moves match.