DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Lincoln Investment
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Thomas Nola | Osaic Wealth, Inc. BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2020 | Apr 23, 2021 (142 d) |
| Patricia Lopez | Capital Analysts BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2020 | Jun 6, 2018 |
| Katy Demarco Biddle | Advice And Planning Services BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Jan 4, 2021 (52 d) |
| Frank John Rosala | Ast Investment Services, Inc. asset manager | Lincoln Investment BD affiliated | Other | Nov 11, 2020 | Jan 28, 2022 (443 d) |
| Curtis L Speller | Edward Jones national BD | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2020 | Dec 7, 2020 (47 d) |
| Jennifer Anne Wright | Ameriprise Financial Services, LLC national BD | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2020 | Aug 25, 2020 |
| Nathan Hatch Billeter | Capital Analysts BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2020 | Sep 4, 2019 |
| Jonathan Kirk Carroll | Capital Analysts BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2020 | Jul 19, 2019 |
| Deidre Mae Fernald | Citigroup Global Markets Inc. BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2020 | Jul 22, 2020 |
| Brandon Joseph Armella | Cuna Brokerage Services, Inc. BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2020 | Jul 21, 2020 |
| William Joseph Cooper | Principal Securities, Inc. BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2020 | Jul 22, 2020 |
| Nicholas John Schlagheck | Intervest International, Inc. independent RIA | Lincoln Investment BD affiliated | RIA to affiliated broker-dealer or bank | Jun 29, 2020 | Jun 26, 2020 |
| Brett Stephen Stockland | Thrivent Investment Management Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 25, 2020 | Jan 1, 2025 (1651 d) |
| Andrew Todd Bucksner | Capital Analysts BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2020 | May 3, 2019 |
| Gregory T Sankey | Horace Mann Investors, Inc. no RAUM | Lincoln Investment BD affiliated | Other | Jun 8, 2020 | Jun 5, 2020 |
| Peter Ream | Hsbc Securities (USA) Inc. BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2020 | Jul 8, 2020 (33 d) |
| Richard William Wasson | Capital Analysts BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2020 | Feb 15, 2019 |
| George Andrew Lauck | LPL Financial LLC BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2020 | Apr 5, 2020 |
| Harry Samuel Forst | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Lincoln Investment BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 30, 2020 | Apr 7, 2020 |
| Joe D Miller | Principal Securities, Inc. BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2020 | Jun 17, 2020 (86 d) |
| Lia L Cavallo | Navy Federal Investment Services, LLC BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2020 | Aug 16, 2021 (511 d) |
| Neil Christopher Guarniere | Masterpiece Capital, LLC mixed wealth | Lincoln Investment BD affiliated | RIA to affiliated broker-dealer or bank | Mar 11, 2020 | Jul 14, 2020 (125 d) |
| Ian Patrick Mclaughlin | Charles Schwab & Co., Inc. national BD | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2020 | Feb 21, 2020 |
| Hayes Patrick Griffin | Edward Jones national BD | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2019 | Jul 20, 2020 (209 d) |
| John Carl Feeney | Equitable Advisors, LLC national BD | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2019 | Dec 11, 2019 |
| Kristin N Dycus | UBS Financial Services Inc. wirehouse | Lincoln Investment BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 22, 2019 | Oct 4, 2021 (682 d) |
| Paul Timothy Reidy | Securities America Advisors, Inc. BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2019 | Nov 21, 2019 |
| Pranav S Patel | Mcadam LLC independent RIA | Lincoln Investment BD affiliated | RIA to affiliated broker-dealer or bank | Oct 16, 2019 | Dec 17, 2019 (62 d) |
| David Rene Kirk | MML Investors Services, LLC BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2019 | Oct 8, 2019 |
| Robert Lloyd Wilson | Truist Advisory Services, Inc. BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2019 | Sep 19, 2019 |
| Gregory Michael Cecchini | Legend Advisory, LLC BD affiliated | Lincoln Investment other | Other | Sep 24, 2019 | Jun 29, 2017 |
| Joseph Ryan Steward | Charles Schwab & Co., Inc. national BD | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2019 | Sep 24, 2019 |
| Nicole Andre | Capital Analysts BD affiliated | Lincoln Investment other | Other | Sep 12, 2019 | Jul 20, 2017 |
| Anthony R Sarracino | Td Ameritrade, Inc. no RAUM | Lincoln Investment BD affiliated | Other | Sep 11, 2019 | Feb 4, 2020 (146 d) |
| Paul Longobardi | Td Private Client Wealth LLC BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2019 | Nov 2, 2020 (430 d) |
| Paul Henry Partridge | Key Investment Services LLC BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2019 | Aug 13, 2019 |
| Tyson Joseph Asay | Td Ameritrade, Inc. no RAUM | Lincoln Investment BD affiliated | Other | Jul 22, 2019 | Jul 22, 2019 |
| Brian Frambes | Osaic Fs, Inc. BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2019 | May 14, 2020 (301 d) |
| Alexander Joseph Corriere | Legend Advisory, LLC BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2019 | Apr 4, 2019 |
| Aaron Anton Milne | 1st Global Advisors Inc BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2019 | Jul 16, 2019 |
| Joseph Corey Howard | Capital Analysts BD affiliated | Lincoln Investment other | Other | Jun 27, 2019 | Jan 19, 2017 |
| Aziza El Harre Bey | Santander Securities BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2019 | Jun 24, 2019 |
| Robert Allan Palma | Legend Advisory, LLC BD affiliated | Lincoln Investment other | Other | Jun 18, 2019 | Jun 9, 2017 |
| Lawrence Wayne Gray | Legacy Wealth Management, LLC independent RIA | Lincoln Investment BD affiliated | RIA to affiliated broker-dealer or bank | Jun 17, 2019 | Aug 2, 2019 (46 d) |
| Bennie Wanda Hargrove | Capital One Advisors, LLC no RAUM | Lincoln Investment BD affiliated | Other | Jun 13, 2019 | Jun 15, 2021 (733 d) |
| Troy Arthur Prenger | James Capital Alliance Inc independent RIA | Lincoln Investment BD affiliated | RIA to affiliated broker-dealer or bank | Jun 3, 2019 | Aug 18, 2019 (76 d) |
| Jessica Kenney Dreicer | Capital Analysts BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2019 | May 14, 2018 |
| Amber Pauley | Edward Jones national BD | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2019 | May 1, 2020 (338 d) |
| Maria Teresa Hernandez | Legend Advisory, LLC BD affiliated | Lincoln Investment other | Other | May 20, 2019 | Aug 31, 2017 |
| Leonard Marion Spalding | Legend Advisory, LLC BD affiliated | Lincoln Investment other | Other | May 2, 2019 | Aug 4, 2017 |
| Clayton Edward Thompson | Charles Schwab & Co., Inc. national BD | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2019 | Mar 28, 2019 |
| Kimberly Frances Myers | Legend Advisory, LLC BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2019 | Apr 5, 2019 |
| Ricky Lawson Carroll | Park Avenue Securities LLC BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2019 | Apr 4, 2019 |
| Matthew Eric Stockburger | Brookstone Capital Management LLC independent RIA | Lincoln Investment BD affiliated | RIA to affiliated broker-dealer or bank | Apr 9, 2019 | May 2, 2019 |
| Rommel Garcia | Cetera Investment Advisers LLC BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2019 | Apr 1, 2019 |
| Arthur Joseph Smith | LPL Financial LLC independent RIA | Lincoln Investment BD affiliated | RIA to affiliated broker-dealer or bank | Feb 25, 2019 | May 13, 2019 (77 d) |
| Matthew Edward Herman | Regal Investment Advisors LLC BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2019 | Feb 14, 2019 |
| Wesley Edward Labelle | Questar Asset Management, Inc. BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2019 | Feb 15, 2019 |
| Timothy Jay Madigan | Legend Advisory, LLC BD affiliated | Lincoln Investment other | Other | Feb 11, 2019 | Jul 20, 2017 |
| Brianna Tavares | Fidelity Personal And Workplace Advisors BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2019 | Feb 14, 2019 |
543 moves match.