Arrivals at Eagle Strategies LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Edward Robert Vrablik	Securian Financial Services, Inc. other	Eagle Strategies LLC other	Other	Jan 13, 2016	Jun 13, 2017 (517 d)
John Charles Hill	Sagepoint Financial, Inc. other	Eagle Strategies LLC other	Other	Jan 9, 2016	Jun 1, 2017 (509 d)
Spencer Lloyd Funk	Edward Jones national BD	Eagle Strategies LLC other	Other	Jan 5, 2016	Aug 30, 2016 (238 d)
Kathleen Margaret Kelly	Equitable Advisors, LLC national BD	Eagle Strategies LLC other	Other	Dec 18, 2015	Dec 14, 2017 (727 d)
Kyung Eun Kim	Park Avenue Securities LLC other	Eagle Strategies LLC other	Other	Dec 16, 2015	Mar 2, 2016 (77 d)
William Benjamin Allen Mcnair	Msi Financial Services, Inc. other	Eagle Strategies LLC other	Other	Dec 16, 2015	Apr 12, 2016 (118 d)
Raul M Blanco	E*Trade Capital Management, LLC other	Eagle Strategies LLC other	Other	Dec 7, 2015	Feb 29, 2016 (84 d)
Jesse John Bowman	Pnc Wealth Management other	Eagle Strategies LLC other	Other	Nov 23, 2015	Jan 4, 2016 (42 d)
Thomas E Cxypoliski	Ameriprise Financial Services, LLC national BD	Eagle Strategies LLC other	Other	Nov 12, 2015	Feb 23, 2017 (469 d)
Sergio Jimenez-Gudino	Transamerica Financial Advisors, LLC other	Eagle Strategies LLC other	Other	Nov 7, 2015	Oct 26, 2017 (719 d)
Mark Musallam	Cuso Financial Services, L.P. other	Eagle Strategies LLC other	Other	Oct 27, 2015	Apr 20, 2016 (176 d)
Rae Ann Louise Paff	Ameriprise Financial Services, LLC national BD	Eagle Strategies LLC other	Other	Oct 19, 2015	Apr 4, 2016 (168 d)
Chadwick R Noyes	MML Investors Services, LLC other	Eagle Strategies LLC other	Other	Oct 16, 2015	Nov 12, 2015
Roger Ivar Grumdahl	Thrivent Investment Management Inc. other	Eagle Strategies LLC other	Other	Oct 12, 2015	Nov 17, 2015 (36 d)
Kiet Gia Hua	MML Investors Services, LLC other	Eagle Strategies LLC BD affiliated	Other	Sep 28, 2015	Aug 3, 2021 (2136 d)
John Douglas Jones	Osaic Wealth, Inc. other	Eagle Strategies LLC other	Other	Sep 28, 2015	Jan 11, 2016 (105 d)
Jeffrey Vincent Desmarais	Msi Financial Services, Inc. other	Eagle Strategies LLC other	Other	Sep 18, 2015	Dec 21, 2015 (94 d)
Alana Light	Nationwide Securities, LLC no RAUM	Eagle Strategies LLC other	Other	Sep 14, 2015	Mar 27, 2017 (560 d)
Gerard Michael Morra	B. Riley Wealth Advisors, Inc. other	Eagle Strategies LLC other	Other	Sep 11, 2015	Oct 27, 2015 (46 d)
Alexander Snyman	Mcadam LLC other	Eagle Strategies LLC other	Other	Sep 8, 2015	Oct 8, 2015
Nancy Dee Kingsberg	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Eagle Strategies LLC other	Other	Aug 31, 2015	Mar 31, 2016 (213 d)
Thomas Nolan Pendleton	Park Avenue Securities LLC other	Eagle Strategies LLC other	Other	Aug 27, 2015	Dec 2, 2015 (97 d)
Thomas Graff	Thrivent Investment Management Inc. other	Eagle Strategies LLC other	Other	Aug 24, 2015	Nov 25, 2015 (93 d)
Ronald Craig Dickstein	MML Investors Services, LLC other	Eagle Strategies LLC other	Other	Aug 13, 2015	May 31, 2016 (292 d)
Kristopher Maleski	Stratwealth other	Eagle Strategies LLC other	Other	Aug 12, 2015	Jun 14, 2017 (672 d)
Stephen F Murphy	M Holdings Securities, Inc. other	Eagle Strategies LLC other	Other	Jul 15, 2015	Feb 9, 2016 (209 d)
Steven Owen Shade	J.P. Morgan Securities LLC wirehouse	Eagle Strategies LLC BD affiliated	Wirehouse to affiliated broker-dealer or bank	Jul 14, 2015	Jun 7, 2025 (3616 d)
Alberto Quiroz Mota	J.P. Morgan Securities LLC wirehouse	Eagle Strategies LLC BD affiliated	Wirehouse to affiliated broker-dealer or bank	Jun 23, 2015	Feb 12, 2024 (3156 d)
Kevin Aaron Bostic	Wells Fargo Advisors wirehouse	Eagle Strategies LLC other	Other	Jun 2, 2015	Jun 29, 2015
Mathew David Solomon	On Investment Management Co other	Eagle Strategies LLC other	Other	May 21, 2015	Oct 26, 2016 (524 d)
Sean Patrick Swanson	Ameritas Advisory Services other	Eagle Strategies LLC other	Other	May 19, 2015	Sep 3, 2015 (107 d)
Judi Ilana Gordon	Ameriprise Financial Services, LLC national BD	Eagle Strategies LLC BD affiliated	Affiliated broker-dealer or bank to another	Apr 22, 2015	Nov 19, 2024 (3499 d)
Michael Richard Sima	Equitable Advisors, LLC national BD	Eagle Strategies LLC other	Other	Apr 15, 2015	May 21, 2015 (36 d)
Lauren Claire Ip	New York Life Investment Management LLC other	Eagle Strategies LLC BD affiliated	Other	Apr 13, 2015	Jul 6, 2018 (1180 d)
Javier Perez-Giz	Northwestern Mutual Investment Services,LLC other	Eagle Strategies LLC other	Other	Apr 8, 2015	Mar 14, 2017 (706 d)
Joan Haiyen Huang-Evans	Msi Financial Services, Inc. other	Eagle Strategies LLC other	Other	Apr 3, 2015	May 16, 2016 (409 d)
Gregory Owen Mccurry	Msi Financial Services, Inc. other	Eagle Strategies LLC other	Other	Apr 3, 2015	Aug 12, 2015 (131 d)
Mark Allen Johnson	Thrivent Investment Management Inc. other	Eagle Strategies LLC other	Other	Mar 26, 2015	Apr 22, 2015
Brandon Lee Hanson	Thrivent Investment Management Inc. other	Eagle Strategies LLC other	Other	Mar 26, 2015	Apr 24, 2015
Anthony Sablan	Northwestern Mutual Investment Services,LLC other	Eagle Strategies LLC other	Other	Mar 16, 2015	Jun 17, 2015 (93 d)
John Thomas Ermer	Equitable Advisors, LLC national BD	Eagle Strategies LLC BD affiliated	Affiliated broker-dealer or bank to another	Mar 4, 2015	Jan 7, 2020 (1770 d)
Michael Rosario Testa	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Eagle Strategies LLC other	Other	Mar 3, 2015	Apr 1, 2015
Arthur Tristan Zottola	Barclays Capital Inc. other	Eagle Strategies LLC BD affiliated	Other	Feb 19, 2015	Aug 3, 2021 (2357 d)
John Oliva	Securities America Advisors, Inc. other	Eagle Strategies LLC other	Other	Feb 5, 2015	Apr 7, 2015 (61 d)
Larry Jamie Mcgrory	Park Avenue Securities LLC other	Eagle Strategies LLC other	Other	Jan 15, 2015	May 24, 2016 (495 d)
Christopher T Smith	J.P. Morgan Securities LLC wirehouse	Eagle Strategies LLC other	Other	Dec 12, 2014	Oct 17, 2016 (675 d)
Zachary James Dombrowski	Equitable Advisors, LLC national BD	Eagle Strategies LLC other	Other	Nov 26, 2014	Sep 21, 2015 (299 d)
John Michael Braun	New York Life Investment Management LLC other	Eagle Strategies LLC other	Other	Nov 24, 2014	Nov 28, 2014
Charles P Floeckher	Waddell & Reed other	Eagle Strategies LLC other	Other	Nov 18, 2014	Sep 12, 2016 (664 d)
Racey Alan Morris	Raymond James Financial Services Advisors, Inc other	Eagle Strategies LLC other	Other	Nov 10, 2014	Dec 10, 2014
Louis S Donato	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Eagle Strategies LLC other	Other	Nov 5, 2014	Aug 29, 2016 (663 d)
Laura Elizabeth Olmedo	Voya Investment Management Co. LLC other	Eagle Strategies LLC other	Other	Nov 5, 2014	Sep 25, 2015 (324 d)
Leon Gregory Browne	Cuna Brokerage Services, Inc. other	Eagle Strategies LLC other	Other	Nov 3, 2014	Aug 30, 2016 (666 d)
Paula Juszczyk	Western International Securities other	Eagle Strategies LLC other	Other	Oct 31, 2014	Dec 24, 2014 (54 d)
Peter Loomis Lovley	Hornor, Townsend & Kent, LLC other	Eagle Strategies LLC other	Other	Oct 24, 2014	Nov 30, 2015 (402 d)
Michael Rourke Burke	Ast Investment Services, Inc. other	Eagle Strategies LLC other	Other	Oct 16, 2014	Oct 16, 2014
Erin Cook	Lincoln Investment other	Eagle Strategies LLC other	Other	Oct 6, 2014	Nov 19, 2014 (44 d)
Jason Grant Buck	New York Life Investment Management LLC other	Eagle Strategies LLC other	Other	Sep 29, 2014	Sep 29, 2014
Cindy Lee Hiers	Morgan Stanley wirehouse	Eagle Strategies LLC other	Other	Sep 26, 2014	Oct 17, 2016 (752 d)
Mario Roberto Orozco	Valic Financial Advisors, Inc. other	Eagle Strategies LLC other	Other	Sep 25, 2014	Nov 13, 2014 (49 d)

Page 7 of 13Previous Next

743 moves match.