| Chuk Nyion Che | Investment Advisors International, Inc. unclassified | Transamerica Financial Advisors, LLC BD affiliated | Other | Dec 10, 2010 | Feb 20, 2026 (5551 d) |
| David Jay Vogel | Woodbury Financial Services, Inc. other | Transamerica Financial Advisors, LLC other | Other | Nov 30, 2010 | Nov 19, 2012 (720 d) |
| Michael Jeffrey Connor | Directed Services LLC other | Transamerica Financial Advisors, LLC other | Other | Nov 30, 2010 | Feb 16, 2011 (78 d) |
| Jerry Scott Swiney | Equitable Advisors, LLC national BD | Transamerica Financial Advisors, LLC other | Other | Oct 6, 2010 | Sep 28, 2010 |
| Daniel Brown | Edward Jones national BD | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2010 | Mar 31, 2022 (4195 d) |
| William Francis Powers | Edward Jones national BD | Transamerica Financial Advisors, LLC other | Other | Sep 2, 2010 | Oct 27, 2010 (55 d) |
| Shawn Michael Mihal | Great American Advisors, Inc. other | Transamerica Financial Advisors, LLC other | Other | Aug 26, 2010 | Sep 15, 2010 |
| Serge Peter Villani | Chase Investment Services Corp. other | Transamerica Financial Advisors, LLC other | Other | Aug 17, 2010 | Jun 1, 2012 (654 d) |
| Shinfen Circe Wu | Waddell & Reed other | Transamerica Financial Advisors, LLC other | Other | Aug 4, 2010 | Jul 28, 2010 |
| Michael John Bailey | Bancwest Investment Services, Inc. (Bwis) other | Transamerica Financial Advisors, LLC other | Other | Jun 15, 2010 | Jun 17, 2011 (367 d) |
| Anne Marie Clayton | Equitable Advisors, LLC national BD | Transamerica Financial Advisors, LLC other | Other | Jun 10, 2010 | Jun 7, 2010 |
| Michael Vaughn Holm | Investment Advisors International, Inc. unclassified | Transamerica Financial Advisors, LLC other | Other | May 27, 2010 | Aug 3, 2015 (1894 d) |
| Catherine Camille Doney | Raymond James Financial Services Advisors, Inc other | Transamerica Financial Advisors, LLC other | Other | May 14, 2010 | Jan 6, 2014 (1333 d) |
| David Crawford Champion | Equitable Advisors, LLC national BD | Transamerica Financial Advisors, LLC other | Other | Apr 26, 2010 | Apr 22, 2010 |
| Joel Moore Harris | Chase Investment Services Corp. other | Transamerica Financial Advisors, LLC other | Other | Apr 13, 2010 | Apr 9, 2010 |
| Jianmin Gu | Signator Investors, Inc. other | Transamerica Financial Advisors, LLC other | Other | Mar 5, 2010 | May 7, 2012 (794 d) |
| Jungtsan James Lee | Investment Advisors International, Inc. unclassified | Transamerica Financial Advisors, LLC other | Other | Feb 25, 2010 | May 24, 2017 (2645 d) |
| Joseph Dewar Mcgoldrick | Cincinnati Analysts, Inc other | Transamerica Financial Advisors, LLC other | Other | Feb 17, 2010 | Feb 16, 2010 |
| Lee M Gottlieb | Hornor, Townsend & Kent, LLC other | Transamerica Financial Advisors, LLC other | Other | Jan 7, 2010 | Mar 10, 2010 (62 d) |
| Dorothea Sue Cole | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Transamerica Financial Advisors, LLC other | Other | Jan 4, 2010 | Dec 10, 2009 |
| Darin Russell Carroll | Family Wealth Advisory Service, LLC unclassified | Transamerica Financial Advisors, LLC other | Other | Dec 31, 2009 | Apr 17, 2012 (838 d) |
| Robert Jervis Stark | LPL Financial LLC other | Transamerica Financial Advisors, LLC other | Other | Nov 11, 2009 | Nov 4, 2009 |
| Charles Maurice Thurman | LPL Financial LLC other | Transamerica Financial Advisors, LLC other | Other | Nov 11, 2009 | Nov 24, 2009 |
| Robert Jeffrey Stark | LPL Financial LLC other | Transamerica Financial Advisors, LLC other | Other | Nov 11, 2009 | Nov 24, 2009 |
| Michael A Scardaville | Centennial Investment Advisors, Inc. unclassified | Transamerica Financial Advisors, LLC BD affiliated | Other | Oct 27, 2009 | Sep 13, 2023 (5069 d) |
| William J Brooke | Qa3 Financial LLC unclassified | Transamerica Financial Advisors, LLC other | Other | Oct 19, 2009 | Aug 3, 2010 (288 d) |
| John Lu | Chase Investment Services Corp. other | Transamerica Financial Advisors, LLC other | Other | Oct 5, 2009 | Mar 19, 2014 (1626 d) |
| Charles Joseph Stewart | Vision Asset Management Inc unclassified | Transamerica Financial Advisors, LLC other | Other | Sep 3, 2009 | Apr 13, 2012 (953 d) |
| Kenneth Raymond Savage | Osaic Fs, Inc. other | Transamerica Financial Advisors, LLC other | Other | Aug 20, 2009 | Sep 11, 2009 |
| Sheryl Pitre Counce | LPL Financial LLC other | Transamerica Financial Advisors, LLC other | Other | Aug 18, 2009 | Sep 10, 2009 |
| Joan K Johnson | Equitable Advisors, LLC national BD | Transamerica Financial Advisors, LLC other | Other | Aug 13, 2009 | Aug 24, 2009 |
| Keith Allen Lunneborg | Valic Financial Advisors, Inc. other | Transamerica Financial Advisors, LLC other | Other | Jul 23, 2009 | Aug 18, 2009 |
| Nadezhda Vladlenovna Leake | UBS Financial Services Inc. wirehouse | Transamerica Financial Advisors, LLC other | Other | Jul 2, 2009 | Oct 22, 2009 (112 d) |
| Lisa Marie Blevens | U.S. Bancorp Investments, Inc. other | Transamerica Financial Advisors, LLC other | Other | Jun 18, 2009 | Jul 27, 2009 (39 d) |
| Randy Alan Pattison | Wells Fargo Advisors wirehouse | Transamerica Financial Advisors, LLC other | Other | Jun 1, 2009 | Nov 2, 2010 (519 d) |
| Yvette Cummings Heatly | Lincoln Investment other | Transamerica Financial Advisors, LLC other | Other | Jun 1, 2009 | Jun 24, 2009 |
| Rhandy Arzaga | Wescom Financial Services, LLC independent RIA | Transamerica Financial Advisors, LLC other | Other | Apr 27, 2009 | Jan 21, 2010 (269 d) |
| Robert B Olson | Principal Securities, Inc. other | Transamerica Financial Advisors, LLC other | Other | Apr 20, 2009 | Apr 21, 2009 |
| Gregory Alan Wittland | Equitable Advisors, LLC national BD | Transamerica Financial Advisors, LLC other | Other | Mar 19, 2009 | Dec 14, 2009 (270 d) |
| Coyt Lamar Nicholson | Stanford Group Company unclassified | Transamerica Financial Advisors, LLC other | Other | Mar 13, 2009 | Mar 17, 2009 |
| Brad William Michels | Transamerica Investment Management, LLC unclassified | Transamerica Financial Advisors, LLC other | Other | Mar 11, 2009 | Mar 5, 2009 |
| Michael John Russo | Ic Advisory Services, Inc. other | Transamerica Financial Advisors, LLC BD affiliated | Other | Mar 6, 2009 | Jul 9, 2026 (6334 d) |
| Shannon Lee Messersmith | Strategic Legacy Advisors, Inc. unclassified | Transamerica Financial Advisors, LLC other | Other | Feb 25, 2009 | Feb 27, 2009 |
| Jerad Sorgenfrei | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Transamerica Financial Advisors, LLC other | Other | Feb 13, 2009 | Aug 5, 2009 (173 d) |
| Harold Andrew Clark | Osaic Fa, Inc. other | Transamerica Financial Advisors, LLC other | Other | Dec 31, 2008 | Jun 10, 2010 (526 d) |
| Kevin Andrew Clark | Osaic Fa, Inc. other | Transamerica Financial Advisors, LLC other | Other | Dec 31, 2008 | Jul 5, 2011 (916 d) |
| Anthony C Willoughby | Sebcor, Inc. unclassified | Transamerica Financial Advisors, LLC other | Other | Dec 31, 2008 | Mar 22, 2010 (446 d) |
| Andrew Lee Bunch | Investment Advisors International, Inc. unclassified | Transamerica Financial Advisors, LLC other | Other | Dec 22, 2008 | Jan 27, 2009 (36 d) |
| Nadeem Alam | Nationwide Securities, LLC no RAUM | Transamerica Financial Advisors, LLC other | Other | Dec 19, 2008 | Apr 7, 2010 (474 d) |
| Chad Michael Tacia | Investment Advisors International, Inc. unclassified | Transamerica Financial Advisors, LLC other | Other | Dec 8, 2008 | May 23, 2015 (2357 d) |
| Margreit Rm Mcinnis | Ameriprise Financial Services, LLC national BD | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2008 | Jul 24, 2023 (5421 d) |
| Melvin Maurice Mccord | Ameriprise Financial Services, LLC national BD | Transamerica Financial Advisors, LLC other | Other | Sep 8, 2008 | Sep 9, 2008 |
| Nancy Jane Hite | Walnut Street Securities, Inc. other | Transamerica Financial Advisors, LLC other | Other | Jul 25, 2008 | Jul 23, 2008 |
| Nicholas Hammond | Raymond James Financial Services, Inc. unclassified | Transamerica Financial Advisors, LLC other | Other | Jun 25, 2008 | Feb 11, 2010 (596 d) |
| Kevin Michael Burkart | Avantax Advisory Services other | Transamerica Financial Advisors, LLC other | Other | Mar 19, 2008 | Feb 29, 2008 |
| Glenn Michael Farkas | Orion Capital Management Inc other | Transamerica Financial Advisors, LLC other | Other | Mar 7, 2008 | Feb 27, 2009 (357 d) |
| Sergio Jimenez-Gudino | Investment Advisors International, Inc. unclassified | Transamerica Financial Advisors, LLC other | Other | Feb 20, 2008 | Jan 24, 2008 |
| Robert Kent Welsh | Avantax Advisory Services other | Transamerica Financial Advisors, LLC other | Other | Feb 12, 2008 | Nov 3, 2017 (3552 d) |
| Tyler Lee Rudek | Edward Jones national BD | Transamerica Financial Advisors, LLC other | Other | Jan 29, 2008 | Jul 27, 2009 (545 d) |
| Claire Roberts Durand | Usaa Financial Planning Services no RAUM | Transamerica Financial Advisors, LLC other | Other | Dec 20, 2007 | Dec 10, 2009 (721 d) |