Advisor moves

Arrivals at Osaic Fa, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nicole RevielloMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOsaic Fa, Inc. otherOtherFeb 24, 2016Feb 24, 2016
Paul Catlow CrawfordAmeriprise Financial Services, LLC national BDOsaic Fa, Inc. otherOtherFeb 8, 2016Feb 1, 2016
Heidi Marie PattersonAmeriprise Financial Services, LLC national BDOsaic Fa, Inc. otherOtherFeb 4, 2016Jan 15, 2016
William Edward FaganWells Fargo Advisors wirehouseOsaic Fa, Inc. otherOtherJan 26, 2016Jan 21, 2016
Daniel Joshua LeoFinancial Counseling Resources LLC otherOsaic Fa, Inc. otherOtherJan 26, 2016Nov 20, 2015
John R BonnemortEdward Jones national BDOsaic Fa, Inc. otherOtherJan 19, 2016Jan 19, 2016
Aaron Allan StanleyEquitable Advisors, LLC national BDOsaic Fa, Inc. otherOtherJan 13, 2016Jan 5, 2016
Bruce Wayne RobertsonValic Financial Advisors, Inc. otherOsaic Fa, Inc. otherOtherJan 6, 2016Dec 21, 2015
Michael George WatsonCitizens Securities, Inc. otherOsaic Fa, Inc. otherOtherJan 5, 2016Dec 23, 2015
Shane Austin MorrowSage Advisory Services Ltd Co otherOsaic Fa, Inc. otherOtherJan 4, 2016Jan 26, 2016
Crawford Brown EdwardsVoya Financial Advisors, Inc. otherOsaic Fa, Inc. otherOtherDec 28, 2015Jan 9, 2017 (378 d)
Brian Reed BrownAmeriprise Financial Services, LLC national BDOsaic Fa, Inc. otherOtherDec 28, 2015Dec 4, 2015
Scott Nolde RussellMsi Financial Services, Inc. otherOsaic Fa, Inc. otherOtherDec 28, 2015Dec 24, 2015
William Kenneth MitchellVoya Financial Advisors, Inc. otherOsaic Fa, Inc. otherOtherDec 26, 2015Jan 5, 2015
Charles Michael MooreVoya Financial Advisors, Inc. otherOsaic Fa, Inc. otherOtherDec 26, 2015Jan 5, 2015
David E HudsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOsaic Fa, Inc. otherOtherDec 18, 2015Jan 5, 2015
Trenton LarsenAlamo Capital independent RIAOsaic Fa, Inc. otherOtherDec 17, 2015May 23, 2016 (158 d)
Thomas Richard SawyerCetera Investment Advisers LLC otherOsaic Fa, Inc. otherOtherDec 16, 2015Dec 16, 2015
Jeffrey Scott LukowiakEdward Jones national BDOsaic Fa, Inc. otherOtherDec 16, 2015Dec 11, 2015
Patrick Joseph CloutierOsaic Fs, Inc. otherOsaic Fa, Inc. otherOtherDec 11, 2015Jan 10, 2008
Michael Paul DionneInvestment Professionals, Inc. otherOsaic Fa, Inc. otherOtherDec 2, 2015Jan 11, 2016 (40 d)
Nathan Blake WilmotMML Investors Services, LLC otherOsaic Fa, Inc. otherOtherDec 2, 2015Nov 20, 2015
Jeffrey Keith RuffingMsi Financial Services, Inc. otherOsaic Fa, Inc. otherOtherNov 25, 2015Nov 20, 2015
Richard J. SmithMsi Financial Services, Inc. otherOsaic Fa, Inc. otherOtherNov 25, 2015Nov 20, 2015
Brett Alan KuykendallStrategic Advisers LLC national BDOsaic Fa, Inc. otherOtherNov 19, 2015Dec 1, 2015
Mark Joseph MeehanMML Investors Services, LLC otherOsaic Fa, Inc. otherOtherNov 10, 2015Nov 2, 2015
Georgeanne Graydon AistOsaic Institutions, Inc. otherOsaic Fa, Inc. otherOtherNov 2, 2015Nov 2, 2015
Marcus LuckenederEquitable Advisors, LLC national BDOsaic Fa, Inc. otherOtherNov 2, 2015Nov 2, 2015
Marc Lawrence DeliaQuestar Asset Management, Inc. otherOsaic Fa, Inc. otherOtherOct 23, 2015Oct 22, 2015
Richard CossaJ.P. Morgan Securities LLC wirehouseOsaic Fa, Inc. otherOtherOct 22, 2015Oct 16, 2015
Junior RondeauKovack Advisors, Inc. otherOsaic Fa, Inc. otherOtherOct 20, 2015Jul 25, 2016 (279 d)
David Matthew ThailingMorgan Stanley wirehouseOsaic Fa, Inc. otherOtherOct 13, 2015Oct 2, 2015
Kelly Joseph MaloneJ.P. Morgan Securities LLC wirehouseOsaic Fa, Inc. otherOtherOct 7, 2015Oct 8, 2015
Robert James BurdumyIc Advisory Services, Inc. otherOsaic Fa, Inc. otherOtherOct 5, 2015Oct 2, 2015
Aaron Paul KarasWells Fargo Advisors wirehouseOsaic Fa, Inc. otherOtherSep 28, 2015Sep 30, 2015
Christopher Edward PortnerPsa Financial Advisors Inc otherOsaic Fa, Inc. otherOtherSep 22, 2015Sep 18, 2015
Mark Anthony RuffoCharles Schwab & Co., Inc. national BDOsaic Fa, Inc. otherOtherSep 21, 2015Apr 24, 2017 (581 d)
Krystian Leonard CiepluchaQuestar Asset Management, Inc. otherOsaic Fa, Inc. otherOtherSep 15, 2015Sep 9, 2015
William Heartsill YoungCetera Investment Advisers LLC otherOsaic Fa, Inc. otherOtherSep 11, 2015Sep 11, 2015
Landon Jaeger ManceJ.P. Morgan Securities LLC wirehouseOsaic Fa, Inc. otherOtherSep 9, 2015Sep 15, 2015
Kevin Andrew WeberVanguard Advisers, Inc. otherOsaic Fa, Inc. otherOtherSep 8, 2015Sep 22, 2015
David Albert UrovskyCapitol Securities Management, Inc. otherOsaic Fa, Inc. otherOtherAug 21, 2015Aug 25, 2015
Reed SalonyNorthwestern Mutual Investment Services,LLC otherOsaic Fa, Inc. otherOtherAug 20, 2015Nov 4, 2015 (76 d)
Joseph A WeberPrincipal Securities, Inc. otherOsaic Fa, Inc. otherOtherAug 18, 2015Jul 17, 2015
Cortland Luster GolightlyMorgan Stanley wirehouseOsaic Fa, Inc. otherOtherJul 31, 2015Jul 16, 2015
Christopher Allen NeeceMissionsquare Retirement otherOsaic Fa, Inc. otherOtherJul 24, 2015Jul 23, 2015
Kevin James GravleyLPL Financial LLC otherOsaic Fa, Inc. otherOtherJul 23, 2015Jul 17, 2015
Ali Catalina SalazarSeia otherOsaic Fa, Inc. otherOtherJul 22, 2015Aug 28, 2015 (37 d)
Christin Nicole ClarkCreative Financial Designs, Inc. otherOsaic Fa, Inc. otherOtherJul 21, 2015Jul 15, 2015
Janine M TankerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOsaic Fa, Inc. otherOtherJul 20, 2015Jul 21, 2015
Joseph YangLPL Financial LLC otherOsaic Fa, Inc. otherOtherJul 16, 2015Jul 15, 2015
Sean MccomberMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOsaic Fa, Inc. otherOtherJul 9, 2015Jun 30, 2015
Annelise ChaykaCapital One Advisors, LLC no RAUMOsaic Fa, Inc. otherOtherJul 1, 2015Jul 5, 2016 (370 d)
Joshua WinklerMsi Financial Services, Inc. otherOsaic Fa, Inc. otherOtherJun 17, 2015Jun 5, 2015
Chrystal L WoollettMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOsaic Fa, Inc. otherOtherJun 16, 2015Jun 24, 2015
Jack M. HosmerEquitable Advisors, LLC national BDOsaic Fa, Inc. otherOtherJun 5, 2015Jun 4, 2015
James Paul JumpMML Investors Services, LLC otherOsaic Fa, Inc. otherOtherJun 3, 2015Jun 4, 2015
Christian Andrew AmsberryBellwether Capital Management LLC state registeredOsaic Fa, Inc. otherOtherMay 29, 2015Jun 24, 2015
Brian Edward NoePark Avenue Securities LLC otherOsaic Fa, Inc. otherOtherMay 15, 2015Apr 27, 2015
Brian Ashley MartinWells Fargo Advisors wirehouseOsaic Fa, Inc. otherOtherMay 11, 2015May 4, 2015
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972 moves match.