Arrivals at Vanguard Advisers, Inc.

1,050 moves

Advisor	From	To	Type	Left	Registered
Wanda Francia Gray	Td Ameritrade Investment Management, LLC independent RIA	Vanguard Advisers, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Feb 2, 2022	Feb 4, 2022
Hongmei Yu	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Vanguard Advisers, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Jan 28, 2022	Mar 7, 2022 (38 d)
Tim Barbacane	Pruco Securities, LLC BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jan 24, 2022	Apr 8, 2022 (74 d)
Justine Marie Juele	Td Ameritrade Investment Management, LLC independent RIA	Vanguard Advisers, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Jan 24, 2022	Feb 10, 2022
Sary Benzvi	Charles Schwab & Co., Inc. national BD	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jan 21, 2022	Feb 7, 2022
Brian Michael Robinson	Morgan Stanley wirehouse	Vanguard Advisers, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Jan 21, 2022	Jan 31, 2022
Vincent Antwane Wallace	Edward Jones national BD	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jan 20, 2022	Mar 9, 2022 (48 d)
William Richard Martin	Fidelity Personal And Workplace Advisors BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jan 12, 2022	Feb 4, 2022
John Joseph Walters	Wealth Enhancement Advisory Services, LLC BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jan 11, 2022	Mar 3, 2022 (51 d)
Jordan Nicholas Mcconnell	Schwab Wealth Advisory, Inc. no RAUM	Vanguard Advisers, Inc. BD affiliated	Other	Jan 9, 2022	Feb 4, 2022
Aric Gattie	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Vanguard Advisers, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Jan 7, 2022	Feb 23, 2022 (47 d)
Dwayne Patrick Bordelon	Edward Jones national BD	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jan 5, 2022	Jan 26, 2022
Raj Shekar	Bancwest Investment Services, Inc. (Bwis) BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jan 3, 2022	Jul 5, 2022 (183 d)
Andrew Martin Shand	Usaa Investment Services Company no RAUM	Vanguard Advisers, Inc. BD affiliated	Other	Dec 31, 2021	Sep 16, 2022 (259 d)
Ryan Alexei Szabo	Orion Portfolio Solutions, LLC BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Dec 31, 2021	Dec 12, 2025 (1442 d)
Martha L Landon	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Vanguard Advisers, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Dec 23, 2021	Feb 4, 2022 (43 d)
Jacob Ronald Montemayor	Charles Schwab & Co., Inc. national BD	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Dec 23, 2021	Feb 15, 2022 (54 d)
John Eugene Perez	Jim Poe And Associates Inc. other	Vanguard Advisers, Inc. BD affiliated	Other	Dec 17, 2021	Feb 3, 2022 (48 d)
Nicholas Ryan Mercer	Fisher Investments independent RIA	Vanguard Advisers, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Dec 15, 2021	Mar 18, 2022 (93 d)
Alex Michael Hilbert	Hilbert Financial Group, LLC unclassified	Vanguard Advisers, Inc. BD affiliated	Other	Dec 13, 2021	Sep 21, 2022 (282 d)
Adam Matthew Tolbert	Principal Securities, Inc. BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Dec 13, 2021	Feb 15, 2022 (64 d)
John Robert Scott	Homestead Advisers Corp. other	Vanguard Advisers, Inc. BD affiliated	Other	Dec 9, 2021	Mar 3, 2022 (84 d)
Alexander Thomas Tri Pohlmann	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Vanguard Advisers, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Nov 26, 2021	Jul 22, 2022 (238 d)
Larry Brad Griffin	Valic Financial Advisors, Inc. BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Nov 24, 2021	Dec 8, 2021
Virgil Guy Norris	Wells Fargo Advisors wirehouse	Vanguard Advisers, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Nov 24, 2021	Dec 23, 2021
James Ryan Watkins	Wells Fargo Advisors wirehouse	Vanguard Advisers, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Nov 24, 2021	Feb 2, 2022 (70 d)
Connor Fraser Haggerty	Park Avenue Securities LLC BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Nov 23, 2021	Feb 4, 2022 (73 d)
Matthew John Mcnabb	Park Avenue Securities LLC BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Nov 18, 2021	Dec 21, 2021 (33 d)
Martin Francis Bucko	E*Trade Capital Management, LLC independent RIA	Vanguard Advisers, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Nov 15, 2021	Feb 1, 2022 (78 d)
Brian Michael Strange	Charles Schwab & Co., Inc. national BD	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Nov 14, 2021	Jan 20, 2022 (67 d)
Brendan Douglas Neibergall	Wells Fargo Advisors wirehouse	Vanguard Advisers, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Nov 11, 2021	Apr 11, 2022 (151 d)
Kyle Paul Mahle	Facet independent RIA	Vanguard Advisers, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Nov 8, 2021	Jan 25, 2022 (78 d)
Chantel Brianne Reeves	Ameriprise Financial Services, LLC national BD	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Nov 8, 2021	Feb 8, 2022 (92 d)
Cole Robert Watson	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Vanguard Advisers, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Nov 5, 2021	Dec 17, 2021 (42 d)
Rogelio Garduno	Valic Financial Advisors, Inc. BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Nov 2, 2021	Nov 29, 2021
Andrew James Rowland	Edward Jones national BD	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Nov 1, 2021	Mar 18, 2026 (1598 d)
Joseph Hugene Webb	Edward Jones national BD	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Nov 1, 2021	Nov 19, 2021
Adam Christopher Strong	Fidelity Personal And Workplace Advisors BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Oct 26, 2021	Nov 11, 2021
Anthony Sankar	Schwab Wealth Advisory, Inc. no RAUM	Vanguard Advisers, Inc. BD affiliated	Other	Oct 21, 2021	Nov 3, 2021
Dana Stefan Galenski	Truist Advisory Services, Inc. BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Oct 20, 2021	Nov 18, 2021
Lauren Anastasio	Sofi Wealth LLC independent RIA	Vanguard Advisers, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Oct 19, 2021	Feb 27, 2023 (496 d)
Jennifer L Kilby	Fisher Investments independent RIA	Vanguard Advisers, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Oct 15, 2021	Oct 15, 2021
Steven Phillip Harder	Wells Fargo Advisors wirehouse	Vanguard Advisers, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Oct 13, 2021	Oct 14, 2021
Chris C Lascarides	LPL Financial LLC BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Oct 8, 2021	Jan 28, 2022 (112 d)
Shuyi Yu	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Vanguard Advisers, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Oct 4, 2021	Oct 18, 2021
Randall Alan White	J.P. Morgan Securities LLC wirehouse	Vanguard Advisers, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Oct 2, 2021	Oct 28, 2021
William Cooper Lewis	Edward Jones national BD	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Sep 30, 2021	Feb 3, 2022 (126 d)
Paul Thomas Cola	Citizens Securities, Inc. BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Sep 28, 2021	Nov 17, 2021 (50 d)
Jules Jouvenat	Charles Schwab & Co., Inc. national BD	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Sep 20, 2021	Sep 22, 2021
Kraig Antonio Jackson	Pnc Wealth Management BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Sep 15, 2021	Sep 20, 2021
Pascal Mccartney Kropf	Morgan Stanley wirehouse	Vanguard Advisers, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Sep 15, 2021	Sep 20, 2021
Susan Kathleen Monaghan	Personal Capital Advisors Corporation independent RIA	Vanguard Advisers, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Sep 15, 2021	Nov 9, 2021 (55 d)
Jaquam Morris	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Vanguard Advisers, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Sep 15, 2021	Oct 27, 2021 (42 d)
Andrew Donald Bolland	Mutual Of Omaha Investor Services, Inc. no RAUM	Vanguard Advisers, Inc. BD affiliated	Other	Sep 14, 2021	Feb 22, 2022 (161 d)
Andrew Scott Thomas	First Command Advisory Services BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Sep 13, 2021	Sep 16, 2021
Hannah Rose Desher	Radnor Financial Advisors, LLC independent RIA	Vanguard Advisers, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Sep 10, 2021	Feb 3, 2022 (146 d)
Edward Skinner	Personal Capital Advisors Corporation independent RIA	Vanguard Advisers, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Sep 8, 2021	Sep 16, 2021
Kevin Michael Anderson	M Holdings Securities, Inc. BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Sep 7, 2021	Oct 29, 2021 (52 d)
John Howard Abernethy	Together Planning independent RIA	Vanguard Advisers, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Sep 7, 2021	Sep 24, 2021
Jake William Rothert	Equitable Advisors, LLC national BD	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Sep 7, 2021	Aug 5, 2026 (1793 d)

Page 9 of 18Previous Next