Advisor moves

Arrivals at Osaic Fa, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joshua Ross StarkAmeriprise Financial Services, LLC national BDOsaic Fa, Inc. otherOtherNov 19, 2013Nov 15, 2013
Erik Alan ScudderAmeriprise Financial Services, LLC national BDOsaic Fa, Inc. otherOtherNov 19, 2013Nov 15, 2013
John Stephen Kostukovich1st Global Advisors Inc otherOsaic Fa, Inc. otherOtherNov 12, 2013Nov 11, 2013
Mitchell Ira ScherMsi Financial Services, Inc. otherOsaic Fa, Inc. otherOtherNov 8, 2013Nov 5, 2013
Christian Haas CortsNfp Advisor Services, LLC otherOsaic Fa, Inc. otherOtherNov 5, 2013Dec 2, 2013
Gary Kurt HagerIntegrated Wealth Management otherOsaic Fa, Inc. otherOtherNov 4, 2013Sep 28, 2017 (1424 d)
John Michael DonaghyPnc Wealth Management otherOsaic Fa, Inc. otherOtherNov 4, 2013Nov 1, 2013
Diego Andres SarmientoDelaware Capital Management Advisers, Inc no RAUMOsaic Fa, Inc. otherOtherOct 31, 2013Dec 19, 2013 (49 d)
Clark W NewellMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOsaic Fa, Inc. otherOtherOct 17, 2013Jun 6, 2014 (232 d)
Christopher Wayne DunlevyCuso Financial Services, L.P. otherOsaic Fa, Inc. otherOtherOct 16, 2013Nov 13, 2013
Edward L KelleyNationwide Securities, LLC no RAUMOsaic Fa, Inc. otherOtherOct 10, 2013Apr 9, 2015 (546 d)
Jeff DinningMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOsaic Fa, Inc. otherOtherSep 26, 2013Aug 21, 2015 (694 d)
Joseph R FalisiHornor, Townsend & Kent, LLC otherOsaic Fa, Inc. otherOtherSep 23, 2013Dec 23, 2013 (91 d)
Peter Damian PalazzoAmeriprise Financial Services, LLC national BDOsaic Fa, Inc. otherOtherSep 20, 2013Nov 4, 2013 (45 d)
Michael Richard SimaMorgan Stanley wirehouseOsaic Fa, Inc. otherOtherSep 16, 2013Sep 23, 2013
Harold Scott BraswellValic Financial Advisors, Inc. otherOsaic Fa, Inc. otherOtherSep 12, 2013Sep 25, 2013
Nicholas Dean KennedyPnc Wealth Management otherOsaic Fa, Inc. otherOtherSep 5, 2013Sep 3, 2013
Jeffrey Steven NomeJ.P. Morgan Securities LLC wirehouseOsaic Fa, Inc. otherOtherSep 4, 2013Sep 20, 2013
Brett Erich LeonhardtWells Fargo Advisors wirehouseOsaic Fa, Inc. otherOtherAug 26, 2013Aug 23, 2013
Shane OconnorWells Fargo Advisors wirehouseOsaic Fa, Inc. otherOtherAug 7, 2013Nov 4, 2013 (89 d)
Jacquelyn Fisher CortrightLPL Financial LLC otherOsaic Fa, Inc. otherOtherJul 19, 2013Oct 25, 2013 (98 d)
Devin J GarofaloStratos Wealth Partners, Ltd otherOsaic Fa, Inc. otherOtherJul 15, 2013Jul 12, 2013
Jason Palomares LavariasFirst Command Financial Planning, Inc. otherOsaic Fa, Inc. otherOtherJul 11, 2013Oct 7, 2013 (88 d)
Zachary Ryan SchoeckEdward Jones national BDOsaic Fa, Inc. otherOtherJun 12, 2013Jul 2, 2013
Catherine Dale BearceAmeriprise Financial Services, LLC national BDOsaic Fa, Inc. otherOtherJun 10, 2013May 28, 2013
Michael Shawn RankinAmeritas Advisory Services otherOsaic Fa, Inc. otherOtherJun 6, 2013May 17, 2013
Aleksandr RoytmanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOsaic Fa, Inc. otherOtherJun 3, 2013Jul 24, 2013 (51 d)
Andrew Wayne KernAmeriprise Financial Services, LLC national BDOsaic Fa, Inc. otherOtherMay 22, 2013May 20, 2013
Edick Antonio LucasMariner otherOsaic Fa, Inc. otherOtherMay 6, 2013May 15, 2013
Steven Brian MarksMML Investors Services, LLC otherOsaic Fa, Inc. otherOtherMay 1, 2013Apr 26, 2013
Ann Lamontagne SwartzNew England Securities Corporation otherOsaic Fa, Inc. otherOtherApr 11, 2013Mar 25, 2014 (348 d)
Jim L DoyleAdvice And Planning Services otherOsaic Fa, Inc. otherOtherApr 8, 2013Nov 7, 2013 (213 d)
Christopher Robert CahillMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOsaic Fa, Inc. otherOtherApr 8, 2013Apr 5, 2013
Kimberly Jean BrumbaughMsi Financial Services, Inc. otherOsaic Fa, Inc. otherOtherApr 2, 2013Mar 28, 2013
Andrew Michael StortiMsi Financial Services, Inc. otherOsaic Fa, Inc. otherOtherApr 2, 2013Mar 28, 2013
Joseph Thomas GaeckleWaddell & Reed otherOsaic Fa, Inc. otherOtherMar 5, 2013Mar 21, 2013
Travis E DoughertyEdward Jones national BDOsaic Fa, Inc. otherOtherFeb 19, 2013May 19, 2015 (819 d)
Greggory Jonas CowanMsi Financial Services, Inc. otherOsaic Fa, Inc. otherOtherFeb 19, 2013Feb 14, 2013
Keith LarsenMML Investors Services, LLC otherOsaic Fa, Inc. otherOtherFeb 6, 2013Mar 27, 2013 (49 d)
James Joseph KirlinCetera Advisor Networks LLC otherOsaic Fa, Inc. otherOtherJan 15, 2013Jan 7, 2013
Daniel Gerard GillilandSsn Advisory, Inc. otherOsaic Fa, Inc. otherOtherJan 14, 2013Jan 11, 2013
Autumn C SoltysiakWells Fargo Advisors wirehouseOsaic Fa, Inc. otherOtherJan 2, 2013Mar 21, 2013 (78 d)
Holly Price MackayCapital One Financial Advisors LLC unclassifiedOsaic Fa, Inc. otherOtherDec 18, 2012Dec 14, 2012
Russell Scott GormanGorman Capital Strategies/"Gcs" unclassifiedOsaic Fa, Inc. otherOtherDec 3, 2012May 10, 2016 (1254 d)
Kornelia M ForvourPark Avenue Securities LLC otherOsaic Fa, Inc. otherOtherNov 26, 2012Dec 18, 2012
Evan Michael MayseWells Fargo Advisors wirehouseOsaic Fa, Inc. otherOtherNov 15, 2012Jan 25, 2013 (71 d)
David John GuidoMML Investors Services, LLC otherOsaic Fa, Inc. otherOtherNov 5, 2012Dec 20, 2012 (45 d)
Brenda Lynne LarkinNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOsaic Fa, Inc. otherOtherOct 19, 2012Oct 18, 2012
Thomas Joseph BarbacciaHornor, Townsend & Kent, LLC otherOsaic Fa, Inc. otherOtherOct 19, 2012Nov 6, 2012
Maribeth BatesIndependent Portfolio Consultants, Inc. otherOsaic Fa, Inc. otherOtherOct 15, 2012Sep 9, 2014 (694 d)
Perry S. MeyersWilliam Blair & Company L.L.C. otherOsaic Fa, Inc. otherOtherOct 12, 2012Nov 2, 2012
Robert Burton LankFounders Financial Securities, LLC otherOsaic Fa, Inc. otherOtherOct 8, 2012Nov 6, 2012
Tyler Reid MccrawBlackrock Investment Management, LLC otherOsaic Fa, Inc. otherOtherOct 3, 2012Aug 28, 2012
Christopher Dale MillwardFifth Third Securities, Inc. otherOsaic Fa, Inc. otherOtherSep 13, 2012Sep 6, 2012
Dawn M PetersLPL Financial LLC otherOsaic Fa, Inc. otherOtherAug 31, 2012Aug 23, 2012
William Patrick HarveyCharles Schwab & Co., Inc. national BDOsaic Fa, Inc. otherOtherAug 23, 2012Jan 15, 2013 (145 d)
Joshua Kenworthy RiversKeel Point Advisors, LLC otherOsaic Fa, Inc. otherOtherAug 21, 2012Aug 29, 2012
Thomas Patrick ThorndikeSagepoint Financial, Inc. otherOsaic Fa, Inc. otherOtherAug 21, 2012Jan 24, 2014 (521 d)
Christopher R. BeauvaisComerica Securities otherOsaic Fa, Inc. otherOtherAug 1, 2012Aug 27, 2012
John Russell CarpaniCl Wealth Management LLC otherOsaic Fa, Inc. otherOtherJul 23, 2012May 16, 2014 (662 d)
Page 9 of 17PreviousNext
972 moves match.