DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Tlg Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathan Draper Hill | Truist Advisory Services, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2026 | Aug 7, 2026 (88 d) |
| Shu Kaneko | LPL Enterprise, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2026 | Jul 8, 2026 (58 d) |
| Mitchell Monson | Secure Investment Management, LLC independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 10, 2026 | May 1, 2026 |
| Christopher Daniel Marino | Esi Financial Advisors independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 19, 2026 | Mar 16, 2026 |
| Kimberly Jo Galbraith | Epic Wealth Management, LLC independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 18, 2026 | Mar 16, 2026 |
| Michael Johnson Shean | MML Investors Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2026 | Mar 13, 2026 |
| Zachary Phoenix Roman | Oxford Wealth Group, LLC independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 17, 2026 | Jun 26, 2026 (129 d) |
| Christopher Robin Henderson | Global Retirement Partners LLC institutional | Tlg Advisors, Inc. BD affiliated | Other | Feb 4, 2026 | Feb 5, 2026 |
| Jeffrey Allen Edwards | Osaic Wealth, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Mar 4, 2026 |
| Elizabeth Ann Reilly | Financial & Tax Architects, LLC independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 23, 2026 | Sep 2, 2026 (222 d) |
| Michael Thomas Petersen | Osaic Wealth, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2026 | Jan 12, 2026 |
| Roger Harlan Eth | Osaic Wealth, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2026 | Jan 2, 2026 |
| Marilyn Evans Johnson | Gold Coast Securities, Inc. other | Tlg Advisors, Inc. BD affiliated | Other | Dec 31, 2025 | Feb 11, 2026 (42 d) |
| Anne Elizabeth Cherskov | Motiv8 Investments LLC independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 19, 2025 | Mar 3, 2026 (74 d) |
| Tilden Lester Sowdon | Simplicity Wealth mixed wealth | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 16, 2025 | Dec 12, 2025 |
| William Jeremiah Sauers | Cetera Investment Advisers LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2025 | Nov 14, 2025 |
| Stanley Irvin Roy | Ameriprise Financial Services, LLC national BD | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Nov 18, 2025 |
| Adriana Olivare Beltran Romeo | Ascensus Investment Advisors, LLC institutional | Tlg Advisors, Inc. BD affiliated | Other | Oct 29, 2025 | Mar 12, 2026 (134 d) |
| Nathaniel Francescato | Townsend independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 20, 2025 | Aug 5, 2026 (289 d) |
| Thomas Carpenter | L.M. Kohn & Company independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 13, 2025 | Oct 28, 2025 |
| Jeremy Andre Gonzalez | Forthright Capital independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 8, 2025 | May 20, 2025 |
| Warren James Bausert | LPL Financial LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2025 | Sep 26, 2025 |
| Ikuyo Hiraguchi | LPL Enterprise, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2025 | Oct 24, 2025 |
| Tiseer Mohamed Osman | Edward Jones national BD | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Jan 6, 2026 (123 d) |
| David Dai Ping | Equitable Advisors, LLC national BD | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2025 | Aug 21, 2025 |
| Matthew Joseph Cawley | Lincoln Park Capital LLC independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 11, 2025 | Nov 10, 2025 (91 d) |
| John Robert Ressler | LPL Financial LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2025 | Aug 5, 2025 |
| Melissa Nuzzo | LPL Financial LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2025 | Mar 2, 2026 (210 d) |
| Michael Douglas Arner | Osaic Wealth, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2025 | Sep 8, 2025 (48 d) |
| Lisa Lee | Transamerica Financial Advisors, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2025 | Aug 15, 2025 |
| Mark Joseph Hudec | United Planners' Financial Services Of America A Limited Partner independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 18, 2025 | Jun 2, 2025 |
| John Mitchell Moreno | Alden Investment Group independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 10, 2025 | Apr 30, 2026 (324 d) |
| Curtis William Holland | Hopwood Financial Services, Inc. independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 6, 2025 | Jan 2, 2026 (210 d) |
| Harold Alvarado | Transamerica Retirement Advisors, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2025 | Feb 11, 2026 (280 d) |
| John Williams | Lion Street Advisors, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2025 | May 19, 2025 |
| Matthew Thomas Leddy | Mdrn Capital independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 8, 2025 | Jun 15, 2026 (433 d) |
| Thomas Martin Prybylo | Grove Point Advisors, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2025 | Apr 9, 2025 |
| Howard Joseph Englehart | Osaic Wealth, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2025 | Apr 2, 2025 |
| Kevin Peter Zebrowski | Regal Investment Advisors LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2025 | Mar 27, 2025 |
| Robert Esposito | Regal Investment Advisors LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2025 | Mar 26, 2025 |
| Benyamin N Levy | Hornor, Townsend & Kent, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2025 | Mar 18, 2026 (384 d) |
| Johnny Farris Leech | MML Investors Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2025 | Feb 19, 2025 |
| Brandon J Orr | Morgan Stanley wirehouse | Tlg Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 25, 2025 | Dec 1, 2025 (279 d) |
| Robert M Olson | Kestra Advisory Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2025 | Feb 28, 2025 |
| Thomas Edward O'Brien | Kestra Advisory Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2025 | Feb 28, 2025 |
| Frank Hirsch | Kestra Advisory Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2025 | Apr 10, 2025 (51 d) |
| Yelena V Kalashnikova | Cuso Financial Services, L.P. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2025 | Feb 18, 2025 |
| James Kelly Houston | Concourse Financial Group Advisors BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2025 | Apr 11, 2025 (58 d) |
| Taylor Jordan Walker | Avantax Advisory Services BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2025 | Mar 3, 2025 (34 d) |
| Karen Louise Powell | Concourse Financial Group Advisors BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2025 | Feb 10, 2025 |
| Elias Elefteriadis Ladon | Colorado Financial Service Corporation other | Tlg Advisors, Inc. BD affiliated | Other | Jan 16, 2025 | Sep 8, 2025 (235 d) |
| Tedd Aaron Meyer | Alden Capital mixed wealth | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 6, 2025 | Jan 23, 2025 |
| Robert Lee Sheppard | Primerica Advisors national BD | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2025 | Jan 15, 2025 |
| Joshua Morris | Concourse Financial Group Advisors BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2025 | Jan 6, 2025 |
| Gary Kreps | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Tlg Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 2, 2025 | Jun 4, 2025 (153 d) |
| Fernando Javier Pou | Insight Securities, Inc. mixed wealth | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 13, 2024 | Nov 25, 2025 (347 d) |
| Gregory Marc Roventini | Concourse Financial Group Advisors BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2024 | Dec 2, 2024 |
| Rachel Tracy Smith | Concourse Financial Group Advisors BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2024 | Nov 25, 2024 |
| Misty L Mcminn | Concourse Financial Group Advisors BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2024 | Dec 2, 2024 |
| Douglas Reid Burford | Fidelity Personal And Workplace Advisors BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2024 | Jan 6, 2026 (405 d) |
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385 moves match.