DFX Intelligence
Advisor moves
Arrivals at J. W. Cole Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Michael Senglaub | LPL Financial LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2026 | Aug 20, 2026 |
| Lynda Michele Cichosz | LPL Financial LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2026 | Aug 4, 2026 |
| David Brandon Cottrell | Park Avenue Securities LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 5, 2026 |
| Mark Scordato | Mark Scordato & Associates unclassified | J. W. Cole Advisors, Inc. BD affiliated | Other | Jul 7, 2026 | May 10, 2019 |
| Kaytie Anne Cunningham Salzman | Bcg Securities, Inc. independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2026 | Aug 11, 2026 (41 d) |
| Trevor Michael Endres | Fisher Investments independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2026 | Jul 16, 2026 |
| Gabriel Sedeno | Nationwide Investment Advisors, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2026 | Sep 8, 2026 (71 d) |
| Seth Richard Hoffman | Commonwealth Financial Network national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2026 | Jun 15, 2026 |
| Madeline O'Malley Young | Commonwealth Financial Network national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2026 | Jun 15, 2026 |
| Benjamin Ryan White | Commonwealth Financial Network national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2026 | Jun 15, 2026 |
| Paul Joseph Chlebecek | LPL Financial LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jul 2, 2026 |
| Benjamin Renke | Equitable Advisors, LLC national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2026 | Jun 18, 2026 |
| Joshua Thomas Dejohn | Osaic Wealth, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2026 | May 14, 2026 |
| Kathleen Marie Roth | Osaic Wealth, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2026 | May 14, 2026 |
| Ryan Modzeleski | Rkl Private Wealth independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 12, 2026 | May 13, 2026 |
| Savannah Arnold | Ameriprise Financial Services, LLC national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | Jul 21, 2026 (75 d) |
| Allen Keller | Hornor, Townsend & Kent, LLC independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 27, 2026 | Jul 14, 2026 (78 d) |
| Kayla Rose Kalisa | MML Investors Services, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2026 | May 4, 2026 |
| Shirley Sheppard Mckinney | Nationwide Investment Advisors, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2026 | Apr 20, 2026 (40 d) |
| Jorge Alberto Diaz-Galarza | LPL Enterprise, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2026 | Mar 6, 2026 |
| John Kenneth Bruno | Level Four Advisory Services BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2026 | Jun 16, 2026 (105 d) |
| Amber Mari Keens-Dumas | Usaa Investment Services Company no RAUM | J. W. Cole Advisors, Inc. BD affiliated | Other | Feb 26, 2026 | Feb 24, 2026 |
| Danny Lee Mcfadden | LPL Financial LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2026 | Feb 16, 2026 |
| Nicholas Jackson | Commonwealth Financial Network national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Feb 3, 2026 |
| Marshall James Dearing | Commonwealth Financial Network national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Feb 3, 2026 |
| Jay Thomas Dryden | Commonwealth Financial Network national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2026 | Feb 3, 2026 |
| Joshua David Jordan | Commonwealth Financial Network national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2026 | Feb 3, 2026 |
| Kelly Vance Moise | Commonwealth Financial Network national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2026 | Feb 3, 2026 |
| Stella L Nash | T. Rowe Price Advisory Services, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2025 | Nov 20, 2025 |
| Mark Richard Colgan | Commonwealth Financial Network national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2025 | Nov 6, 2025 |
| Jacquelyn M Dohse | Commonwealth Financial Network national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2025 | Nov 6, 2025 |
| Thomas J Muscato | Commonwealth Financial Network national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2025 | Nov 6, 2025 |
| Troy Jeffrey Nelson | Commonwealth Financial Network national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2025 | Nov 6, 2025 |
| Nicole Raquel Gasque | Spectrum Wealth Management, LLC independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 3, 2025 | Nov 3, 2025 |
| Erik Robert Dodds | Securities America Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. other | Other | Oct 14, 2025 | Feb 2, 2016 |
| Charles Delbert Rushmore | USA Financial Securities LLC independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 8, 2025 | Sep 3, 2025 |
| Keagan W Rushmore | USA Financial Securities LLC independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 8, 2025 | Sep 3, 2025 |
| Brandon Hatcher | Serenity Investment Advisors mixed wealth | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 8, 2025 | Aug 18, 2025 |
| Sandra Renee Worsham | Grove Point Advisors, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Jan 14, 2026 (131 d) |
| Jonathan L Holthaus | Mutual Of Omaha Investor Services, Inc. independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 26, 2025 | Oct 27, 2025 (62 d) |
| Alexander Thomas Pedraita | Fisher Investments independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 26, 2025 | Sep 10, 2025 |
| Tony Randal Wahl | LPL Financial LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2025 | Aug 6, 2025 |
| Claire Ann Walmer | LPL Financial LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2025 | Jul 1, 2025 |
| Brooke Palmer | LPL Financial LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2025 | Jul 1, 2025 |
| Caleb James Sturgis | Koss-Olinger Consulting, LLC. independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 9, 2025 | Jul 18, 2025 |
| David Andrew Maus | Raymond James & Associates, Inc. national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2025 | Aug 19, 2025 (63 d) |
| Calvin Anthony | Equitable Advisors, LLC national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2025 | Oct 28, 2025 (146 d) |
| Fernando Fussa Ocasio | Calton & Associates, Inc. independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 28, 2025 | May 13, 2025 |
| William Kermit Hall | Osaic Advisory Services, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2025 | Apr 1, 2025 |
| Heather Elizabeth Catsouras | Osaic Wealth, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2025 | Apr 1, 2025 |
| Jeffrey Manning Schroeder | Boatman And Bryant Capital Solutions Pllc unclassified | J. W. Cole Advisors, Inc. BD affiliated | Other | Mar 31, 2025 | May 24, 2024 |
| Robert Reed Bryant | Boatman And Bryant Capital Solutions Pllc unclassified | J. W. Cole Advisors, Inc. BD affiliated | Other | Mar 31, 2025 | May 22, 2024 |
| William Todd Boatman | Boatman And Bryant Capital Solutions Pllc unclassified | J. W. Cole Advisors, Inc. BD affiliated | Other | Mar 31, 2025 | May 23, 2024 |
| Diane Louise Matelsky-Lieberman | Osaic Wealth, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2025 | Mar 14, 2025 |
| Gerri A Harrison | LPL Financial LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2025 | Mar 4, 2025 |
| Brian Christopher Fitzpatrick | Fbl Wealth Management, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Feb 25, 2025 |
| Michael Mark Mcguire | Osaic Wealth, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2025 | Feb 24, 2025 |
| Joseph Michael Kendy | Osaic Wealth, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2025 | Feb 24, 2025 |
| Craig A Muschko | Osaic Wealth, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2025 | Feb 24, 2025 |
| Jonathan Tyler Dolin | Osaic Wealth, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2025 | Feb 24, 2025 |
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478 moves match.