DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Spire Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bethany Paige Tice | Rockefeller Capital Management BD affiliated | Spire Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 12, 2026 |
| Brent D Griffin | Edward Jones national BD | Spire Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2025 | Mar 3, 2026 (76 d) |
| Michael John Kiley | Chamberlain Consulting Group, LLC other | Spire Wealth Management, LLC other | Other | Oct 10, 2025 | Oct 15, 2012 |
| Sean Backs | Fisher Investments independent RIA | Spire Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 25, 2025 | Oct 14, 2025 (50 d) |
| Camilla Carvalho | Ameriprise Financial Services, LLC national BD | Spire Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2025 | Apr 22, 2025 |
| John Bay | M3 Advisory Group, LLC independent RIA | Spire Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 10, 2025 | Mar 13, 2025 |
| Kyle Thomas Venditti | The Marshall Financial Group LLC independent RIA | Spire Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 7, 2025 | Jan 30, 2025 |
| Emily Donaldson | Rfg Advisory, LLC independent RIA | Spire Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 9, 2024 | Aug 26, 2024 |
| Hallie Swayze Marshall | Prosperity Capital Advisors independent RIA | Spire Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 17, 2024 | Apr 24, 2024 |
| Penny Gae Frank | United Capital Financial Advisors BD affiliated | Spire Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2023 | Sep 28, 2023 |
| Sean Tabone | Fidelity Personal And Workplace Advisors BD affiliated | Spire Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2023 | Jan 1, 2025 (470 d) |
| Conal Saturno-Sanjana | Grove Point Advisors, LLC BD affiliated | Spire Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2023 | Sep 28, 2023 |
| Georgia Lauren Lord | Oppenheimer & Co. Inc. BD affiliated | Spire Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2023 | Mar 4, 2024 (192 d) |
| David Lee Kopp | LPL Financial LLC BD affiliated | Spire Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2023 | Jun 23, 2023 |
| Mark Kuniholm | Allworth Financial, L.P. BD affiliated | Spire Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2023 | Jun 6, 2023 |
| Nolen Anthony Howe | Legacy Wealth Management Inc. independent RIA | Spire Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 2, 2023 | Mar 8, 2023 |
| David A Madway | Morgan Stanley wirehouse | Spire Wealth Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 3, 2022 | Sep 22, 2023 (323 d) |
| Bernard Michael Kroll | Wells Fargo Advisors wirehouse | Spire Wealth Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 27, 2022 | Oct 14, 2022 |
| Eli Weissman | Truist Advisory Services, Inc. BD affiliated | Spire Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2022 | Jun 16, 2022 |
| Angelica Lynn Orozco | Morgan Stanley wirehouse | Spire Wealth Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 28, 2022 | Jan 1, 2025 (1069 d) |
| Michael David Mohlman | Independent Advisor Alliance, LLC independent RIA | Spire Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 5, 2022 | Jan 5, 2022 |
| Zachary John Joiner | Meredith Wealth Planning independent RIA | Spire Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 3, 2022 | Jan 18, 2022 |
| Ryan Michael Kiley | Cupbearer Financial Services unclassified | Spire Wealth Management, LLC BD affiliated | Other | Dec 31, 2021 | Aug 1, 2024 (944 d) |
| Lauren Joy Feuer | Thirtynorth Investments, LLC mixed wealth | Spire Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 5, 2021 | Apr 16, 2025 (1258 d) |
| Frank Thomas Vandy | LPL Financial LLC BD affiliated | Spire Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2021 | Oct 13, 2021 (54 d) |
| Henry Devries | Morgan Stanley wirehouse | Spire Wealth Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2021 | Aug 24, 2021 |
| Marc Andrew Aguilar | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Spire Wealth Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 11, 2021 | Aug 31, 2021 |
| Cameron Jalbert | Chatterton & Associates independent RIA | Spire Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 14, 2021 | Jul 1, 2021 |
| Christian Robert Polito | Keel Point, LLC independent RIA | Spire Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 16, 2021 | Apr 20, 2021 |
| Sonya Lydon Logan | Td Ameritrade, Inc. no RAUM | Spire Wealth Management, LLC BD affiliated | Other | Jan 11, 2021 | Feb 11, 2021 (31 d) |
| Scott Hauser Fewin | Td Ameritrade, Inc. no RAUM | Spire Wealth Management, LLC BD affiliated | Other | Jan 6, 2021 | Jan 5, 2021 |
| Howard Jay Barnett | Wells Fargo Advisors wirehouse | Spire Wealth Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 31, 2020 | Jan 4, 2021 |
| Xiaoyong Wang | Morgan Stanley wirehouse | Spire Wealth Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 11, 2020 | Jan 4, 2021 |
| Feisal Ahmed Khan Malik | Bestvest Investments, Ltd. unclassified | Spire Wealth Management, LLC BD affiliated | Other | Nov 19, 2020 | Nov 20, 2020 |
| Todd Preston Saunders | Advice And Planning Services BD affiliated | Spire Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | May 7, 2021 (175 d) |
| David John Levorchick | Ek Riley Investments, LLC independent RIA | Spire Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 17, 2020 | Aug 21, 2020 |
| Christopher Machens Frederick | Rather & Kittrell, Inc. independent RIA | Spire Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2020 | Aug 13, 2020 |
| David T Canham | Keel Point, LLC independent RIA | Spire Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 14, 2020 | Jul 14, 2020 |
| Carolyn Kitzel | Cwa Asset Management Group independent RIA | Spire Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 18, 2020 | Nov 9, 2021 (509 d) |
| Tamim Wali | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Spire Wealth Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 3, 2020 | Apr 27, 2020 |
| Mark Evan Weinstein | LPL Financial LLC BD affiliated | Spire Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2020 | Jun 8, 2020 (74 d) |
| Michael Stephen Muldoon | Td Ameritrade Investment Management, LLC independent RIA | Spire Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 11, 2020 | Mar 10, 2020 |
| Darren Louis Colananni | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Spire Wealth Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 24, 2020 | Feb 21, 2020 |
| Andrew Thomas Carrier | Northcoast Asset Management LLC independent RIA | Spire Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 29, 2020 | Mar 16, 2020 (47 d) |
| Robert John Ferris | Cl Wealth Management LLC BD affiliated | Spire Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2019 | Nov 1, 2019 |
| Natalie J Gosselin | Xml Financial Group independent RIA | Spire Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 27, 2019 | Mar 10, 2020 (165 d) |
| David Albert Urovsky | Osaic Fa, Inc. BD affiliated | Spire Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2019 | Aug 28, 2019 |
| William Russell Lloyd | LPL Financial LLC independent RIA | Spire Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 26, 2019 | Sep 19, 2019 (55 d) |
| Blaine William Homan | Domani Wealth, LLC independent RIA | Spire Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 8, 2019 | Apr 9, 2019 |
| David A Speranza | Osaic Fa, Inc. BD affiliated | Spire Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2019 | Mar 17, 2019 |
| Nolen Anthony Howe | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Spire Wealth Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 14, 2019 | Apr 27, 2020 (438 d) |
| Chevelle Ss Tuck | Janney Montgomery Scott LLC BD affiliated | Spire Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2019 | Jun 26, 2019 (134 d) |
| Justin Wade Ellison | Morgan Stanley wirehouse | Spire Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Jan 18, 2019 | Jan 23, 2019 |
| Alexi Sacco | Oppenheimer & Co. Inc. BD affiliated | Spire Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2018 | Jun 8, 2021 (970 d) |
| Joseph Peter Colell | Ameriprise Financial Services, LLC national BD | Spire Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 16, 2018 | Sep 21, 2018 (36 d) |
| Mark Doughty | Truist Advisory Services, Inc. BD affiliated | Spire Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2018 | Oct 25, 2018 (77 d) |
| Barbara Lee Doran | Yorkbridge Wealth Partners, LLC independent RIA | Spire Wealth Management, LLC independent RIA | RIA to RIA | Jul 2, 2018 | Jun 29, 2018 |
| William Cunningham | Homestead Advisers Corp. other | Spire Wealth Management, LLC other | Other | Mar 13, 2018 | Mar 15, 2018 |
| Christopher Shaun Alexander | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Spire Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Mar 8, 2018 | Apr 5, 2018 |
| Sebastian Earl Eccles | Morgan Stanley wirehouse | Spire Wealth Management, LLC other | Other | Jan 22, 2018 | Jan 24, 2018 |
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130 moves match.