DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Questar Asset Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert Maurice SurprenantSantander Securities BD affiliatedQuestar Asset Management, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 14, 2021Mar 2, 2018
Marjorie Lynn LarsonCertified Consulting Services unclassifiedQuestar Asset Management, Inc. otherOtherDec 21, 2020Jan 26, 2005
Bruce Allen PattersonCompass Financial Advisors LLC independent RIAQuestar Asset Management, Inc. otherOtherMar 4, 2020Feb 7, 2005
Bill Dale SmithApex Advisory Group, Inc. state registeredQuestar Asset Management, Inc. otherOtherDec 31, 2019Aug 21, 2008
Eric Michael GrafnitzWoodbury Financial Services, Inc. BD affiliatedQuestar Asset Management, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 13, 2019Apr 16, 2019 (34 d)
Michael A SmithEdward Jones national BDQuestar Asset Management, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 10, 2019Jan 7, 2019
Joseph L. DuranUBS Financial Services Inc. wirehouseQuestar Asset Management, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankOct 2, 2018Sep 21, 2018
Karin R StewartOneamerica Securities, Inc. BD affiliatedQuestar Asset Management, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 5, 2018Sep 28, 2018
Jeffre Scott ReiningerCapital Financial Services, Inc. independent RIAQuestar Asset Management, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 15, 2018Aug 14, 2018
Theodore M MoyerLegacy 360 Financial And Wealth Management LLC unclassifiedQuestar Asset Management, Inc. BD affiliatedOtherAug 1, 2018Aug 1, 2018
Gary HayThe Wealth Consulting Group otherQuestar Asset Management, Inc. BD affiliatedOtherMar 16, 2018Mar 22, 2018
Scott Everett GraulScottrade Investment Management BD affiliatedQuestar Asset Management, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 8, 2018Oct 22, 2018 (228 d)
Nelvine Alfonso OcampoVoya Financial Advisors, Inc. otherQuestar Asset Management, Inc. BD affiliatedOtherMar 2, 2018Mar 1, 2018
Robert DonnellyConcourse Financial Group Advisors otherQuestar Asset Management, Inc. BD affiliatedOtherFeb 18, 2018Jan 23, 2018
Rafat Jadon JadonForesters Equity Services, Inc. otherQuestar Asset Management, Inc. BD affiliatedOtherFeb 16, 2018Feb 21, 2018
Michael John GordonCapital Guardian Wealth Management, LLC otherQuestar Asset Management, Inc. BD affiliatedOtherFeb 12, 2018Feb 13, 2018
Mary Kathleen NewhouseCapital Guardian Wealth Management, LLC otherQuestar Asset Management, Inc. BD affiliatedOtherFeb 12, 2018Feb 13, 2018
Timothy M PhenecieBb&T Investment Services, Inc. otherQuestar Asset Management, Inc. BD affiliatedOtherJan 3, 2018Jan 2, 2018
Virendra Singh TavathiaForesters Equity Services, Inc. otherQuestar Asset Management, Inc. BD affiliatedOtherDec 12, 2017Mar 12, 2018 (90 d)
James Matthew FoleyCreativeone Wealth, LLC otherQuestar Asset Management, Inc. BD affiliatedOtherDec 4, 2017Apr 27, 2018 (144 d)
Kenneth Lin DammelStonex Advisors Inc. otherQuestar Asset Management, Inc. otherOtherNov 30, 2017Nov 3, 2017
Stephen A. ShepherdLPL Financial LLC independent RIAQuestar Asset Management, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 29, 2017Dec 22, 2017
Shawn Patrick CookSage Private Wealth Group, LLC independent RIAQuestar Asset Management, Inc. otherOtherNov 15, 2017Nov 30, 2017
Aaron Matthew GagnierCapital Analysts otherQuestar Asset Management, Inc. BD affiliatedOtherNov 6, 2017Dec 20, 2017 (44 d)
Carlos CarrilloCetera Investment Advisers LLC otherQuestar Asset Management, Inc. BD affiliatedOtherOct 30, 2017Dec 22, 2017 (53 d)
David BarolOsaic Fa, Inc. otherQuestar Asset Management, Inc. otherOtherOct 30, 2017Oct 18, 2017
John Scott PimentalSignator Investors, Inc. otherQuestar Asset Management, Inc. otherOtherOct 30, 2017Oct 31, 2017
Ryan Michael CoxAmeriprise Financial Services, LLC national BDQuestar Asset Management, Inc. otherOtherSep 27, 2017Sep 27, 2017
Casey CasonGradient Wealth Management otherQuestar Asset Management, Inc. otherOtherSep 12, 2017Sep 11, 2017
Frederick William StansberryTruist Advisory Services, Inc. otherQuestar Asset Management, Inc. otherOtherSep 6, 2017Sep 6, 2017
Michael Sean GrabillWaddell & Reed otherQuestar Asset Management, Inc. otherOtherAug 23, 2017Aug 17, 2017
Jeffrey Edward BelokinWaddell & Reed otherQuestar Asset Management, Inc. otherOtherAug 23, 2017Aug 17, 2017
Naomi Ann KowalikValmark Advisers, Inc. otherQuestar Asset Management, Inc. otherOtherJul 19, 2017Jul 24, 2017
Saeed Abdulla SulaimanWells Fargo Advisors wirehouseQuestar Asset Management, Inc. otherOtherJul 13, 2017Jul 14, 2017
Gregory Jon ClemensPnc Wealth Management otherQuestar Asset Management, Inc. otherOtherJul 12, 2017Jul 20, 2017
Kendall Charles LovettCetera Advisors LLC otherQuestar Asset Management, Inc. otherOtherJun 28, 2017Jun 23, 2017
Janice Josephine HammondFirst Heartland Consultants, Inc. otherQuestar Asset Management, Inc. otherOtherJun 19, 2017Jun 14, 2017
William Jeffrey SellersWoodbury Financial Services, Inc. otherQuestar Asset Management, Inc. otherOtherJun 15, 2017Jun 16, 2017
Brendan Vincent GradyGradient Investments, LLC otherQuestar Asset Management, Inc. otherOtherJun 2, 2017Nov 16, 2016
Lauren Rose TanksleyBlue Duck Wealth Management no RAUMQuestar Asset Management, Inc. otherOtherMay 10, 2017May 10, 2017
David Gordon CooperAmeriprise Financial Services, LLC national BDQuestar Asset Management, Inc. otherOtherApr 28, 2017May 12, 2017
Phillip Wayne OlneyNational Planning Corporation ("Npc Of America" In Fl & Ny) otherQuestar Asset Management, Inc. otherOtherMar 15, 2017Feb 23, 2017
Nicholas BlissWoodbury Financial Services, Inc. otherQuestar Asset Management, Inc. otherOtherMar 13, 2017Mar 9, 2017
Kevin Hyo-Bin HanWells Fargo Advisors wirehouseQuestar Asset Management, Inc. otherOtherMar 8, 2017Mar 3, 2017
Dustin Keith WardOneamerica Securities, Inc. otherQuestar Asset Management, Inc. otherOtherMar 7, 2017Mar 2, 2017
Shaun Thomas GrieseOneamerica Securities, Inc. otherQuestar Asset Management, Inc. otherOtherMar 7, 2017Mar 2, 2017
Joseph Michael SigmanOneamerica Securities, Inc. otherQuestar Asset Management, Inc. otherOtherMar 7, 2017Mar 2, 2017
Timothy GishCentaurus Financial, Inc. otherQuestar Asset Management, Inc. otherOtherMar 6, 2017Oct 18, 2017 (226 d)
Joseph Daniel DahlCapital Guardian Wealth Management, LLC otherQuestar Asset Management, Inc. otherOtherFeb 1, 2017Feb 1, 2017
James BallCapital Guardian Wealth Management, LLC otherQuestar Asset Management, Inc. otherOtherJan 3, 2017Jan 10, 2017
Noreen Sue Lin ClementMsi Financial Services, Inc. otherQuestar Asset Management, Inc. otherOtherDec 23, 2016Dec 15, 2016
Juelmarie Trueworthy MorganH. Beck, Inc. otherQuestar Asset Management, Inc. otherOtherDec 23, 2016Dec 23, 2016
Nicholas Andrew MorganH. Beck, Inc. otherQuestar Asset Management, Inc. otherOtherDec 23, 2016Dec 23, 2016
Lonny Ryan BohlingRaymond James Financial Services Advisors, Inc otherQuestar Asset Management, Inc. otherOtherDec 16, 2016Jan 19, 2017 (34 d)
Daryl Durand BushAmeritas Advisory Services otherQuestar Asset Management, Inc. otherOtherDec 14, 2016Dec 9, 2016
Samuel Dean TurnerCapital Guardian Wealth Management, LLC otherQuestar Asset Management, Inc. otherOtherDec 2, 2016Dec 5, 2016
Thomas Joseph WiltzAmeritas Advisory Services otherQuestar Asset Management, Inc. otherOtherDec 1, 2016Nov 21, 2016
Bryan Thomas CassellsCapital Guardian Wealth Management, LLC otherQuestar Asset Management, Inc. otherOtherNov 30, 2016Dec 2, 2016
Gerard John VanderzandenOsaic Fs, Inc. otherQuestar Asset Management, Inc. otherOtherNov 21, 2016Feb 1, 2017 (72 d)
Robert WilliamsAmeriprise Financial Services, LLC national BDQuestar Asset Management, Inc. otherOtherOct 10, 2016Dec 26, 2016 (77 d)
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415 moves match.