DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Secure Investment Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeremy Wayne RabalaisSound Income Strategies, LLC independent RIASecure Investment Management, LLC independent RIARIA to RIAAug 10, 2026Aug 24, 2026
Shkira SinghTransamerica Financial Advisors, LLC BD affiliatedSecure Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 22, 2026Jun 11, 2026
Michael Dean HerzogThrivent Investment Management Inc. BD affiliatedSecure Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 15, 2026Jun 30, 2026 (46 d)
Scott William BlaneyOsaic Wealth, Inc. BD affiliatedSecure Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 18, 2025Jan 20, 2026 (33 d)
Aridai LopezCetera Investment Advisers LLC BD affiliatedSecure Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 8, 2025Jan 6, 2026
Mohsen ReyesStrategic Advisers LLC national BDSecure Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 23, 2025Jul 21, 2026 (271 d)
Anthony SmithBrooker Wealth Management independent RIASecure Investment Management, LLC independent RIARIA to RIASep 19, 2025Nov 17, 2025 (59 d)
Mitchell MonsonFinancial Gravity Family Office Services, LLC independent RIASecure Investment Management, LLC independent RIARIA to RIAAug 11, 2025Aug 12, 2025
Dianne ShumwayMML Investors Services, LLC BD affiliatedSecure Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 16, 2025Jul 15, 2025
Stephen Quentin Glenn MehrBrookstone Capital Management LLC independent RIASecure Investment Management, LLC independent RIARIA to RIAJul 15, 2025Jun 17, 2025
Joseph Michael AlconKeystone Private Wealth independent RIASecure Investment Management, LLC independent RIARIA to RIAMay 22, 2025Apr 1, 2025
Janice Marie PowellDiversify Wealth Management, LLC independent RIASecure Investment Management, LLC independent RIARIA to RIAMar 21, 2025Jun 17, 2025 (88 d)
Tyler David ShumakerWells Fargo Advisors wirehouseSecure Investment Management, LLC independent RIAWirehouse to independent RIAMar 13, 2025Apr 2, 2025
Eric N SchoonoverLiberty Wealth Management, LLC independent RIASecure Investment Management, LLC independent RIARIA to RIAFeb 20, 2025Jun 11, 2025 (111 d)
Michael OconitrilloCetera Investment Advisers LLC BD affiliatedSecure Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 17, 2025Jul 9, 2026 (538 d)
Abhimanyu VinayekEagle Strategies LLC BD affiliatedSecure Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 17, 2025Jan 10, 2025
Loy Douglas HoltThe Dc Group Advisory Services, Inc unclassifiedSecure Investment Management, LLC independent RIAOtherDec 31, 2024Jul 14, 2025 (195 d)
Spencer Schreiber MillerAvinci Wealth Management, Inc. state registeredSecure Investment Management, LLC independent RIAOtherOct 30, 2024Nov 21, 2024
Edward Joseph MacpheeCanter Wealth independent RIASecure Investment Management, LLC independent RIARIA to RIASep 25, 2024Nov 8, 2024 (44 d)
Jason PurvisPruco Securities, LLC BD affiliatedSecure Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 10, 2024Apr 9, 2024
Julian Carter DriverMission Wealth Management, LP independent RIASecure Investment Management, LLC independent RIARIA to RIANov 19, 2023Jun 25, 2025 (584 d)
Ryan Andrew BerkowitzMML Investors Services, LLC BD affiliatedSecure Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 31, 2023Nov 16, 2023
Yvette SpillmanKinetic Investment Management, Inc. independent RIASecure Investment Management, LLC independent RIARIA to RIAOct 13, 2023Oct 10, 2023
Guillermo Alberto SileskyCooper Mcmanus independent RIASecure Investment Management, LLC independent RIARIA to RIASep 22, 2023Oct 13, 2023
Jon Lewis BowlesLPL Financial LLC BD affiliatedSecure Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 22, 2023Jul 14, 2025 (692 d)
Fernan E LopezEquitable Advisors, LLC national BDSecure Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 18, 2023Aug 24, 2023 (37 d)
Angelica RoxasOptivise Advisory Services LLC independent RIASecure Investment Management, LLC independent RIARIA to RIAJan 20, 2023Jan 20, 2023
Eduardo Margarito MartinezImpact Partnership Wealth, LLC independent RIASecure Investment Management, LLC independent RIARIA to RIANov 16, 2022Oct 30, 2024 (714 d)
John Timothy KeefeBrookstone Capital Management LLC independent RIASecure Investment Management, LLC independent RIARIA to RIAOct 6, 2022Nov 2, 2022
Roman LaraBrookstone Capital Management LLC independent RIASecure Investment Management, LLC independent RIARIA to RIAAug 30, 2022Nov 1, 2022 (63 d)
Sam Michael BeckworthAe Wealth Management, LLC BD affiliatedSecure Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 12, 2021Oct 31, 2024 (1268 d)
Ivan Obra MattoxOneamerica Securities, Inc. BD affiliatedSecure Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 5, 2020Mar 12, 2020 (36 d)
Clark David DearmondSpecialized Advisors independent RIASecure Investment Management, LLC independent RIARIA to RIAOct 12, 2019Jul 2, 2025 (2090 d)
Bart Andrew NewmanSpecialized Advisors independent RIASecure Investment Management, LLC independent RIARIA to RIAOct 12, 2019Jan 16, 2020 (96 d)
Jimmy DiepSpotlight Asset Group independent RIASecure Investment Management, LLC independent RIARIA to RIAJul 17, 2019May 23, 2025 (2137 d)
Mildred PatuboCitigroup Global Markets Inc. BD affiliatedSecure Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 22, 2019Feb 4, 2020 (347 d)
Mark Andrew YoungSeverin Investments LLC independent RIASecure Investment Management, LLC independent RIARIA to RIADec 12, 2018Mar 16, 2020 (460 d)
William Daniel BrooksHorter Investment Management, LLC independent RIASecure Investment Management, LLC independent RIARIA to RIAOct 24, 2018Nov 15, 2018
Roman LaraCentaurus Financial, Inc. BD affiliatedSecure Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 11, 2018Oct 25, 2018
Ron GreenfieldOneamerica Securities, Inc. BD affiliatedSecure Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 4, 2018Oct 17, 2018
Eric Dean BrumaginHorter Investment Management, LLC independent RIASecure Investment Management, LLC independent RIARIA to RIASep 18, 2018Sep 17, 2018
Jeremy Craig MayfieldAsset Allocation Strategies, LLC independent RIASecure Investment Management, LLC independent RIARIA to RIAAug 28, 2018Aug 30, 2018
Joel Steven RieckVerity Asset Management independent RIASecure Investment Management, LLC independent RIARIA to RIAJun 15, 2018Dec 26, 2018 (194 d)
Nickolas J. TurnerTransamerica Financial Advisors, LLC BD affiliatedSecure Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 30, 2018Jun 13, 2018
Nicholas Ross OrenduffVoya Financial Advisors, Inc. otherSecure Investment Management, LLC independent RIAOtherOct 3, 2017Aug 23, 2018 (324 d)
Matthew Paul GieslerU.S. Bancorp Investments, Inc. otherSecure Investment Management, LLC otherOtherSep 29, 2017Nov 8, 2017 (40 d)
Paul Henry LefevreBrookstone Wealth Advisors, LLC otherSecure Investment Management, LLC otherOtherSep 20, 2017Oct 3, 2017
Peter RodisOneamerica Securities, Inc. otherSecure Investment Management, LLC otherOtherAug 14, 2017Sep 11, 2017
Jared Loyd KeatingEdward Jones national BDSecure Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 11, 2017Mar 29, 2023 (2056 d)
Albert Eugene NaticchioniCreativeone Securities, LLC otherSecure Investment Management, LLC otherOtherAug 1, 2017Aug 8, 2017
Steven Francis GaribayMML Investors Services, LLC otherSecure Investment Management, LLC otherOtherJul 31, 2017Sep 1, 2017 (32 d)
Mark Randolph FederationHarbour Investments, Inc. otherSecure Investment Management, LLC otherOtherJun 15, 2017Jun 26, 2017
Johnson Curtis JimisonCetera Investment Advisers LLC otherSecure Investment Management, LLC otherOtherMay 1, 2017Jun 13, 2017 (43 d)
George Vernon HammontreeFirst Advisors National, LLC otherSecure Investment Management, LLC otherOtherApr 25, 2017May 8, 2017
Joseph Henry BorchersHorter Investment Management, LLC otherSecure Investment Management, LLC otherOtherApr 4, 2017May 15, 2017 (41 d)
Christopher John VealInvestment Advisors Corp otherSecure Investment Management, LLC otherOtherDec 31, 2016Mar 6, 2017 (65 d)
Andrew Benedict CorradettiWespac Advisors, LLC otherSecure Investment Management, LLC otherOtherDec 14, 2016Nov 6, 2013
Mark Robert SchererCambridge Investment Research Advisors, Inc. otherSecure Investment Management, LLC otherOtherOct 28, 2016Nov 18, 2016
Randal E LocklierTd Ameritrade, Inc. no RAUMSecure Investment Management, LLC otherOtherOct 3, 2016Jun 16, 2017 (256 d)
Lenny Ray MartinezRothschild Wealth LLC otherSecure Investment Management, LLC otherOtherAug 12, 2016Sep 28, 2016 (47 d)
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79 moves match.