DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Tucker Asset Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Paul YoonBrookstone Wealth Advisors, LLC no RAUMTucker Asset Management LLC independent RIAOtherFeb 23, 2026Feb 24, 2026
Ariel Marie BeanIntegrity Advisory Solutions independent RIATucker Asset Management LLC independent RIARIA to RIAJun 24, 2025Jun 24, 2025
Patrick Michael KaiserIams Wealth Management, LLC independent RIATucker Asset Management LLC independent RIARIA to RIAMay 20, 2025May 9, 2025
Edgar Allen ThomasCompound Planning, Inc. independent RIATucker Asset Management LLC independent RIARIA to RIAMay 6, 2025May 2, 2025
Michael A LewinFoundations Investment Advisors LLC independent RIATucker Asset Management LLC independent RIARIA to RIANov 8, 2024Nov 15, 2024
John Charles CheesemanHbw Advisory Services LLC independent RIATucker Asset Management LLC independent RIARIA to RIAAug 21, 2024Sep 18, 2024
Jeffrey Alan MurrayWealthsource? independent RIATucker Asset Management LLC independent RIARIA to RIAJun 7, 2024Feb 20, 2024
David Michael ZamoraCreativeone Wealth, LLC independent RIATucker Asset Management LLC independent RIARIA to RIAMar 7, 2024Mar 1, 2024
Rosa ShalaWealth Watch Advisors, Inc independent RIATucker Asset Management LLC independent RIARIA to RIAMar 4, 2024Jan 1, 2025 (303 d)
Martin NielsenAurora Private Wealth, Inc. independent RIATucker Asset Management LLC independent RIARIA to RIAJan 2, 2024Jan 11, 2024
Lillian Sophia RealphTransamerica Financial Advisors, LLC BD affiliatedTucker Asset Management LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2023Aug 30, 2024 (243 d)
Christopher David CoppoloMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTucker Asset Management LLC independent RIAWirehouse to independent RIAAug 22, 2023Aug 29, 2023
Glen KavanaghEagle Strategies LLC BD affiliatedTucker Asset Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 14, 2023Jan 23, 2024 (193 d)
Michael Howard SpencerAlphastar Capital Management independent RIATucker Asset Management LLC independent RIARIA to RIASep 30, 2022Oct 3, 2022
Donna R BarnhillTransamerica Financial Advisors, LLC BD affiliatedTucker Asset Management LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 1, 2022Sep 6, 2022
Leonard Stanley BodnarPrimerica Advisors national BDTucker Asset Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2022Sep 1, 2022
Justin Alexander MillerAegis Wealth Management, Inc. independent RIATucker Asset Management LLC independent RIARIA to RIAAug 31, 2022Aug 18, 2022
Carlton John EbnethFoundations Investment Advisors LLC independent RIATucker Asset Management LLC independent RIARIA to RIAJul 11, 2022Jul 8, 2022
Leon Gregory JamesOptivest, Inc. independent RIATucker Asset Management LLC independent RIARIA to RIAJun 30, 2022Jan 1, 2025 (916 d)
Thomas VelickoffBrookstone Capital Management LLC independent RIATucker Asset Management LLC independent RIARIA to RIAFeb 28, 2022Feb 28, 2022
Michael Todd ReepJ. W. Cole Advisors, Inc. independent RIATucker Asset Management LLC independent RIARIA to RIAFeb 4, 2022Feb 7, 2022
Donald Gene DurrBrookstone Wealth Advisors, LLC independent RIATucker Asset Management LLC independent RIARIA to RIAJan 7, 2022Jan 13, 2022
John Blake TaylorAe Wealth Management, LLC BD affiliatedTucker Asset Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 4, 2022Dec 21, 2021
Benjamin SchleicherColliers Securities LLC independent RIATucker Asset Management LLC independent RIARIA to RIASep 3, 2021Nov 30, 2021 (88 d)
David Lee WestAlpine Capital Management, LLC unclassifiedTucker Asset Management LLC independent RIAOtherDec 16, 2020Dec 17, 2020
Jill Marie PierceVoya Financial Advisors, Inc. BD affiliatedTucker Asset Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 6, 2020Oct 1, 2020
Kenneth Daniel TumoloSimplyria Advisor Network independent RIATucker Asset Management LLC independent RIARIA to RIAJul 6, 2020Jul 6, 2020
Shane Allan MccannAegis Wealth Management, Inc. no RAUMTucker Asset Management LLC independent RIAOtherFeb 7, 2020Sep 8, 2021 (579 d)
David William AntonCrown Capital Securities, L.P. independent RIATucker Asset Management LLC independent RIARIA to RIADec 31, 2019Feb 3, 2020 (34 d)
Robert Baucum AnglinLPL Financial LLC BD affiliatedTucker Asset Management LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 2, 2019Dec 2, 2019
Nancy Karen NelsonLPL Financial LLC BD affiliatedTucker Asset Management LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 2, 2019Dec 2, 2019
Jay Corbett HensonSpc BD affiliatedTucker Asset Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 31, 2019Nov 1, 2019
Gulam Amir FazelBrookstone Wealth Advisors, LLC independent RIATucker Asset Management LLC independent RIARIA to RIASep 11, 2019Sep 9, 2019
Thomas Walter SavinoCoppell Advisory Solutions LLC otherTucker Asset Management LLC otherOtherOct 26, 2017Apr 15, 2016
Jonathan Fred BuschPark Avenue Securities LLC otherTucker Asset Management LLC otherOtherAug 18, 2017Aug 30, 2017
Shawna Marie-Mckinney MooreBrookstone Capital Management LLC otherTucker Asset Management LLC otherOtherMay 19, 2017Jan 24, 2018 (250 d)
Vernon Albert HargravePeak American Investment Advisors, Inc. independent RIATucker Asset Management LLC otherOtherMar 31, 2017Apr 6, 2017
James Bryan ReynoldsMsi Financial Services, Inc. otherTucker Asset Management LLC independent RIAOtherFeb 1, 2017Jul 26, 2024 (2732 d)
Jeffrey Lynn LeonardBrookstone Capital Management LLC otherTucker Asset Management LLC otherOtherDec 6, 2016Nov 30, 2016
Frances Marie LongshorePrincipal Securities, Inc. otherTucker Asset Management LLC independent RIAOtherOct 25, 2016Apr 9, 2021 (1627 d)
Deirdre HafenBrookstone Capital Management LLC otherTucker Asset Management LLC otherOtherJan 25, 2016Jan 25, 2016
Frank C FiliskyBrookstone Capital Management LLC otherTucker Asset Management LLC otherOtherSep 18, 2015Sep 17, 2015
Darren Foster PettyBrookstone Capital Management LLC otherTucker Asset Management LLC independent RIAOtherJun 22, 2015Feb 19, 2025 (3530 d)
Michael Anthony D'AvellaEsi Financial Advisors otherTucker Asset Management LLC otherOtherDec 31, 2013Jan 21, 2016 (751 d)
Randolph Andrew FisherQuestar Asset Management, Inc. otherTucker Asset Management LLC independent RIAOtherFeb 21, 2012Feb 3, 2022 (3635 d)
Larry John MahoneyPark Avenue Securities LLC otherTucker Asset Management LLC otherOtherNov 3, 2009Feb 10, 2016 (2290 d)
Ryan Christopher HughesOsaic Fs, Inc. otherTucker Asset Management LLC independent RIAOtherAug 18, 2008Sep 21, 2023 (5512 d)
David Michael ZamoraPlanmember Securities Corporation otherTucker Asset Management LLC otherOtherMar 5, 2008Sep 18, 2017 (3484 d)
Robert Hastings RuhmJ.P. Morgan Asset Management unclassifiedTucker Asset Management LLC independent RIAOtherDec 31, 2005Jan 1, 2025 (6941 d)
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49 moves match.