DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Essex National Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Ryan John Finc	Invest Financial Corporation other	Essex National Securities, Inc. other	Other	Jan 14, 2016	Jan 14, 2016
Lisa Hachigian	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Essex National Securities, Inc. other	Other	Jan 4, 2016	Apr 13, 2016 (100 d)
Julie Tarak Anderson	Cetera Investment Advisers LLC other	Essex National Securities, Inc. other	Other	Aug 14, 2015	Dec 2, 2015 (110 d)
David Michael Davis	Principal Securities, Inc. other	Essex National Securities, Inc. other	Other	Jun 24, 2015	Jul 13, 2015
John S Sudresianu	LPL Financial LLC other	Essex National Securities, Inc. other	Other	May 19, 2015	Jun 8, 2015
Brett Michael Dalessandro	J.P. Morgan Securities LLC wirehouse	Essex National Securities, Inc. other	Other	May 8, 2015	Mar 11, 2015
Andrew Patrick Augustine	Citizens Securities, Inc. other	Essex National Securities, Inc. other	Other	Mar 6, 2015	Mar 23, 2015
Robert Tudda	Msi Financial Services, Inc. other	Essex National Securities, Inc. other	Other	Mar 3, 2015	Feb 24, 2015
Jason W John	LPL Financial LLC other	Essex National Securities, Inc. other	Other	Dec 8, 2014	Dec 18, 2014
Erin Hooten	Cetera Advisor Networks LLC other	Essex National Securities, Inc. other	Other	Oct 23, 2014	Oct 23, 2014
Christian Michael Barnett	Thrivent Investment Management Inc. other	Essex National Securities, Inc. other	Other	Oct 1, 2014	Sep 30, 2014
Kerry A Kelly	Morgan Stanley wirehouse	Essex National Securities, Inc. other	Other	Sep 19, 2014	Sep 5, 2014
Theodore Feitt	LPL Financial LLC other	Essex National Securities, Inc. other	Other	Aug 8, 2014	Sep 8, 2014 (31 d)
Lynch Washington Hunt	Questar Asset Management, Inc. other	Essex National Securities, Inc. other	Other	Aug 4, 2014	Jul 28, 2014
James Clarence Ganger	Securities America Advisors, Inc. other	Essex National Securities, Inc. other	Other	Jul 24, 2014	Jul 7, 2014
Donald James Sundt	Securities America Advisors, Inc. other	Essex National Securities, Inc. other	Other	Jul 24, 2014	Jul 7, 2014
Steven John Carlson	Securities America Advisors, Inc. other	Essex National Securities, Inc. other	Other	Jul 24, 2014	Jul 7, 2014
Scott Andrew Fraser	Raymond James & Associates, Inc. national BD	Essex National Securities, Inc. other	Other	Jun 18, 2014	Jan 12, 2015 (208 d)
Jonathan Lawrence Hurd	Hancock Whitney Investment Services Inc. other	Essex National Securities, Inc. other	Other	May 27, 2014	May 21, 2014
Christopher D. Burton	Fifth Third Securities, Inc. other	Essex National Securities, Inc. other	Other	May 16, 2014	May 9, 2014
Adam Matthew Kearns	LPL Financial LLC other	Essex National Securities, Inc. other	Other	Apr 1, 2014	Mar 28, 2014
Kyle Braender	Santander Securities other	Essex National Securities, Inc. other	Other	Feb 26, 2014	Oct 6, 2014 (222 d)
Michael David Webb	Wells Fargo Advisors wirehouse	Essex National Securities, Inc. other	Other	Feb 5, 2014	Mar 3, 2014
Thomas James Noon	Santander Securities other	Essex National Securities, Inc. other	Other	Feb 3, 2014	Feb 6, 2014
James Barone	Huntington Financial Advisors other	Essex National Securities, Inc. other	Other	Nov 8, 2013	Sep 17, 2014 (313 d)
Anthony Michael Lippis	Td Ameritrade Investment Management, LLC other	Essex National Securities, Inc. other	Other	Sep 30, 2013	Aug 1, 2014 (305 d)
Gregory Anthony Longo	Santander Securities other	Essex National Securities, Inc. other	Other	Aug 2, 2013	Aug 6, 2013
Sandra Marie Holguin	Valic Financial Advisors, Inc. other	Essex National Securities, Inc. other	Other	Jul 18, 2013	Dec 24, 2013 (159 d)
Julie Ann Bennett	Comerica Securities other	Essex National Securities, Inc. other	Other	Jun 28, 2013	Sep 17, 2014 (446 d)
Sheryl Curtis	Santander Securities other	Essex National Securities, Inc. other	Other	May 24, 2013	Jun 5, 2013
James Allen Rosset	Royal Advisors, LLC other	Essex National Securities, Inc. other	Other	Apr 30, 2013	Sep 22, 2014 (510 d)
Robert Dale Bodnar	LPL Financial LLC other	Essex National Securities, Inc. other	Other	Apr 8, 2013	Apr 1, 2013
Ahmed Sharif Khan	J.P. Morgan Securities LLC wirehouse	Essex National Securities, Inc. other	Other	Mar 5, 2013	Mar 6, 2013
Timothy John Bailey	Fifth Third Securities, Inc. other	Essex National Securities, Inc. other	Other	Feb 8, 2013	Sep 17, 2014 (586 d)
Jonathan James Miles	Msi Financial Services, Inc. other	Essex National Securities, Inc. other	Other	Jan 31, 2013	Feb 21, 2013
Gabriel Caponetto	UBS Financial Services Inc. wirehouse	Essex National Securities, Inc. other	Other	Oct 12, 2012	Jun 11, 2013 (242 d)
Albert Patrick Losco	LPL Financial LLC other	Essex National Securities, Inc. other	Other	Aug 20, 2012	Aug 29, 2012
Dominick Martinez Divine	Cuso Financial Services, L.P. other	Essex National Securities, Inc. other	Other	Aug 10, 2012	Aug 13, 2012
Miguel A Corral	LPL Financial LLC other	Essex National Securities, Inc. other	Other	Aug 7, 2012	Aug 2, 2012
William Andrew Tychsen	Addison Avenue Financial Partners, LLC unclassified	Essex National Securities, Inc. other	Other	Jul 16, 2012	Aug 2, 2011
Michael Lipkins	Addison Avenue Financial Partners, LLC unclassified	Essex National Securities, Inc. other	Other	Jul 16, 2012	May 14, 2010
Juan Manuel Rojas	Addison Avenue Financial Partners, LLC unclassified	Essex National Securities, Inc. other	Other	Jul 16, 2012	Jun 8, 2010
Sage Hoovel Kendall	Addison Avenue Financial Partners, LLC unclassified	Essex National Securities, Inc. other	Other	Jul 16, 2012	Jul 26, 2010
Marco Enrique Tejada	Suntrust Investment Services, Inc. other	Essex National Securities, Inc. other	Other	Apr 23, 2012	May 24, 2012 (31 d)
Eric Jose Garcia	Morgan Stanley wirehouse	Essex National Securities, Inc. other	Other	Apr 20, 2012	Aug 21, 2012 (123 d)
Stephen Craig Kucharski	Chase Investment Services Corp. other	Essex National Securities, Inc. other	Other	Mar 5, 2012	Mar 12, 2012
Logan Scofield Lepe	U.S. Bancorp Investments, Inc. other	Essex National Securities, Inc. other	Other	Mar 1, 2012	Mar 5, 2012
Mauricio Currea	Chase Investment Services Corp. other	Essex National Securities, Inc. other	Other	Feb 6, 2012	Apr 24, 2012 (78 d)
Michael Donald Kortfelt	LPL Financial LLC other	Essex National Securities, Inc. other	Other	Jan 30, 2012	Jan 20, 2012
Scotty Lee Morris	Pnc Managed Account Solutions, Inc. other	Essex National Securities, Inc. other	Other	Jan 24, 2012	Jan 25, 2012
Albert William Bergmann	Investors Capital Advisory other	Essex National Securities, Inc. other	Other	Jan 6, 2012	Jan 24, 2012
Brandon Thomas Valdo	MML Investors Services, LLC other	Essex National Securities, Inc. other	Other	Dec 7, 2011	Dec 16, 2011
Duane Anthony Johnson	Packerland Brokerage Services, Inc. other	Essex National Securities, Inc. other	Other	Nov 29, 2011	Jan 20, 2012 (52 d)
Travis Michael Berglund	LPL Financial LLC other	Essex National Securities, Inc. other	Other	Oct 27, 2011	Oct 11, 2011
Michael John Dunleavy	Pnc Wealth Management other	Essex National Securities, Inc. other	Other	Jul 27, 2011	Jul 28, 2011
Richard Kenneth Wiethorn	Citizens Securities, Inc. other	Essex National Securities, Inc. other	Other	Jul 22, 2011	Aug 3, 2011
Michael William Mccreary	Chase Investment Services Corp. other	Essex National Securities, Inc. other	Other	Jul 6, 2011	Jul 19, 2011
Thomas Kim	LPL Financial LLC other	Essex National Securities, Inc. other	Other	Apr 19, 2011	Sep 6, 2011 (140 d)
Albert L Rich	LPL Financial LLC other	Essex National Securities, Inc. other	Other	Apr 18, 2011	Apr 6, 2011
Philip Thomas Webb	LPL Financial LLC other	Essex National Securities, Inc. other	Other	Feb 15, 2011	Jun 7, 2010

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154 moves match.