DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bancwest Investment Services, Inc. (Bwis)
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Hamy Sharifi | Citigroup Global Markets Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2023 | Feb 17, 2023 |
| Ernesto Ivan Rodriguez | Fisher Investments independent RIA | Bancwest Investment Services, Inc. (Bwis) BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2023 | Feb 10, 2023 (39 d) |
| Chimaobi Abarikwu | Morgan Stanley wirehouse | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 19, 2022 | Nov 7, 2022 |
| Michael Rader | Pruco Securities, LLC BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2022 | Oct 25, 2022 |
| Raul Hernandez | Wells Fargo Advisors wirehouse | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 3, 2022 | Nov 8, 2022 (36 d) |
| Dexter Lee Benjamin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 20, 2022 | Sep 29, 2022 |
| Robert J Lewis | Cambridge Investment Research Advisors, Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2022 | Sep 8, 2022 |
| Delacy Keith Watts | Wells Fargo Advisors wirehouse | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 18, 2022 | Aug 24, 2022 |
| Yi Zhou | Golden Wealth Management Group unclassified | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Other | May 25, 2022 | Sep 7, 2022 (105 d) |
| Gloria Chen | Citigroup Global Markets Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2022 | Jun 3, 2022 |
| Talhon Ford Campbell | W&S Brokerage Services, Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2022 | May 13, 2022 |
| Bettina Thien Tran | Wells Fargo Advisors wirehouse | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 28, 2022 | Apr 27, 2022 |
| Ashley Diane Garcia | Raymond James & Associates, Inc. national BD | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2022 | Aug 23, 2022 (137 d) |
| Craig Jahncke Mcgrath | Vanguard Advisers, Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2022 | Feb 23, 2022 |
| Brandon Michael Rose | Morgan Stanley wirehouse | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 16, 2022 | Mar 16, 2022 |
| Keith Richard Zavala | Wells Fargo Advisors wirehouse | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 26, 2022 | Jan 10, 2022 |
| Susana Romo Lozano | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 11, 2022 | Mar 3, 2022 (51 d) |
| Gregory Michael Hoover | Cetera Advisors LLC BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2022 | Jan 5, 2022 |
| Berta Alicia Gordon | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 2, 2022 | Jan 26, 2022 |
| Lance Victor Cannon | Allstate Financial Advisors, LLC BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2021 | Jan 21, 2022 (37 d) |
| Matthew Gasser | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 14, 2021 | Dec 10, 2021 |
| Kevin Malone | Umb Financial Services, Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2021 | Dec 8, 2021 |
| Donald Lee Fitzsimmons | Park Avenue Securities LLC BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2021 | Oct 20, 2021 |
| Kara Galle | Securities America Advisors, Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2021 | Nov 10, 2021 |
| Jennifer Nicole Overhoff | California Financial Partners unclassified | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Other | Sep 30, 2021 | Sep 29, 2021 |
| Scott K Fogleman | Salient Capital Advisors, LLC other | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Other | Sep 13, 2021 | Oct 31, 2022 (413 d) |
| Tyler Joseph Prescott | Thrivent Investment Management Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2021 | Jan 10, 2022 (150 d) |
| Samuel J Smith | Raymond James Financial Services Advisors, Inc BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2021 | Nov 10, 2021 (141 d) |
| Antonio Morel | UBS Financial Services Inc. wirehouse | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 14, 2021 | Jul 30, 2021 (46 d) |
| Benjamin Lee Siedlik | Securities America Advisors, Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Dec 22, 2021 (203 d) |
| Todd Edward Dunlap | Vanguard Advisers, Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2021 | Jul 16, 2021 (45 d) |
| James Howe | Empower Advisory Group, LLC other | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Other | Apr 9, 2021 | Apr 14, 2021 |
| Andrew Hunt | Securities America Advisors, Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2021 | Apr 7, 2021 |
| Samuel Meza | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 3, 2021 | Mar 12, 2021 |
| Vernon Ray Wheeler | Securities America Advisors, Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2021 | Apr 26, 2021 (84 d) |
| Prashant K Patel | Wells Fargo Advisors wirehouse | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 21, 2021 | Feb 2, 2021 |
| Daniel Michael Pilmaier | Td Ameritrade Investment Management, LLC independent RIA | Bancwest Investment Services, Inc. (Bwis) BD affiliated | RIA to affiliated broker-dealer or bank | Jan 11, 2021 | Sep 9, 2021 (241 d) |
| Joshua Luke Kendall | Advice And Planning Services BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Nov 30, 2020 |
| John Charles Dixon | LPL Financial LLC BD affiliated | Bancwest Investment Services, Inc. (Bwis) other | Other | Nov 11, 2020 | Jan 29, 2007 |
| Edgar A Acosta | Morgan Stanley wirehouse | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 20, 2020 | Feb 10, 2021 (113 d) |
| Darian Hogle | Principal Securities, Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2020 | Dec 11, 2020 (63 d) |
| Stuart Boardman | Edward Jones national BD | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2020 | Jun 29, 2020 |
| Christina Carey | J.P. Morgan Securities LLC wirehouse | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 10, 2020 | Jun 4, 2020 |
| Paul Damien Hoskin | Citigroup Global Markets Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2020 | Mar 24, 2022 (654 d) |
| Nathaniel John Louderback | Securities America Advisors, Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2020 | Jun 25, 2020 |
| Ashley Buchanan | Securities America Advisors, Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2020 | May 22, 2020 |
| Jason Thomas Cyza | Pruco Securities, LLC BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2020 | Jan 27, 2020 |
| Dale Alan Boyer | Voya Investment Management Co. LLC asset manager | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Other | Jan 6, 2020 | May 7, 2020 (122 d) |
| Raj Shekar | Citizens Securities, Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2019 | Aug 31, 2020 (271 d) |
| Matthew Fielding Marsh | Dynasty Wealth Management, LLC asset manager | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Other | Nov 29, 2019 | Oct 28, 2019 |
| Oscar Cortes | Charles Schwab & Co., Inc. national BD | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2019 | Nov 26, 2019 |
| Eric Lau | Pruco Securities, LLC BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2019 | Nov 5, 2019 |
| Dimitre Ivanov | UBS Financial Services Inc. wirehouse | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 24, 2019 | Oct 30, 2019 |
| Robert Andres Homar Lopez | UBS Financial Services Inc. wirehouse | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 24, 2019 | Oct 7, 2019 |
| Robert Murray John Van Allen | Voya Investment Management Co. LLC asset manager | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Other | Oct 2, 2019 | Oct 10, 2019 |
| Monessa N Duran | Vanguard Advisers, Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2019 | Mar 12, 2020 (167 d) |
| Kyle Robb Warday | Td Ameritrade, Inc. no RAUM | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Other | Sep 10, 2019 | Dec 3, 2019 (84 d) |
| Kenneth Joseph Phelps | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 14, 2019 | Aug 24, 2021 (741 d) |
| Brian Ray Pond | MML Investors Services, LLC BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2019 | Aug 29, 2019 (31 d) |
| Katherine Ramirez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 5, 2019 | Jul 19, 2019 |
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502 moves match.