DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Creative Planning CRD 105348 | Overland Park, KS | independent RIA | $296B | 62% | 1,163 | $254M | 150 | 5 |
| Onedigital CRD 106766 | Overland Park, KS | institutional | $155B | 9.9% | 385 | $404M | 173 | 0 |
| Mariner CRD 140195 | Overland Park, KS | BD affiliated | $125B | 92% | 984 | $127M | 130 | 2 |
| A• W••••• M••••••••• L•• CRD 282580 | Topeka, KS | BD affiliated | $50B | 99% | 462 | $108M | 314 | 0 |
| P•••• C•••••• F•••••••• CRD 288712 | Overland Park, KS | mixed wealth | $39B | 48% | 260 | $151M | 87 | 0 |
| P••••• S••••• C•••••• M••••••••• L•• CRD 155697 | Mission Woods, KS | asset manager | $26B | 1.4% | 3 | $8.5B | 2 | 62 |
| M•••••• A•••••• N•••••• CRD 283824 | Overland Park, KS | BD affiliated | $9.6B | 97% | 8 | $1.2B | 97 | 0 |
| P••••• S••••• E••••• C•••••• M••••••••• L•• CRD 310321 | Mission Woods, KS | asset manager | $9.2B | 0.0% | 0 | n/a | 2 | 3 |
| T••••••• C•••••• A•••••••• L••••• CRD 123711 | Overland Park, KS | asset manager | $8.9B | 5.7% | 8 | $1.1B | 0 | 1 |
| M•••••• I••••••••• CRD 305418 | Overland Park, KS | independent RIA | $7.3B | 96% | 120 | $61.2M | 55 | 0 |
| K•••••••• C•••••• M••••••••• I••• CRD 111087 | Mission, KS | mixed wealth | $6.5B | 46% | 10 | $649M | 0 | 0 |
| C••••••••• W•••••• L•• CRD 281213 | Overland Park, KS | independent RIA | $6.3B | 93% | 223 | $28.0M | 108 | 0 |
| C••••• P••••••• P••••••• CRD 129625 | Leawood, KS | independent RIA | $4.2B | 97% | 56 | $74.4M | 11 | 0 |
| T•• W••• C•••••• A••••••• L•• CRD 154543 | Overland Park, KS | institutional | $3.9B | 7.1% | 16 | $243M | 1 | 0 |
| F•• W••••• P•••••••• I••• CRD 109796 | Leawood, KS | independent RIA | $3.8B | 97% | 23 | $164M | 0 | 0 |
| R•••• M••••••• A•••••••• L•• CRD 148479 | Salina, KS | mixed wealth | $3.1B | 20% | 3 | $1.0B | 0 | 0 |
| V••• I••••••••• P•••••••• L•• CRD 309023 | Lawrence, KS | institutional | $2.8B | 0.0% | 3 | $930M | 1 | 0 |
| M•••••• CRD 151664 | Overland Park,, KS | independent RIA | $2.8B | 100% | 6 | $462M | 2 | 0 |
| C••••••••• S••••••••• L•• CRD 152974 | Overland Park, KS | BD affiliated | $2.5B | 89% | 127 | $20.0M | 125 | 0 |
| C••••••• C•••••• M••••••••• L•• CRD 112773 | Merriam, KS | institutional | $2.1B | 0.0% | 5 | $417M | 1 | 0 |
| C•••••• W••••• M••••••••• L•• CRD 331165 | Overland Park, KS | independent RIA | $1.8B | 100% | 14 | $126M | 0 | 0 |
| F••••• C•••••• A•••••••• L•• CRD 309709 | Prairie Village, KS | independent RIA | $1.6B | 94% | 71 | $22.8M | 39 | 0 |
| C•• A•••••••• L•• CRD 159359 | Manhattan, KS | independent RIA | $1.6B | 94% | 36 | $44.5M | 32 | 0 |
| K•••• C•••••• P••••••• CRD 311744 | Leawood, KS | independent RIA | $1.6B | 82% | 4 | $395M | 0 | 0 |
| T•••• W••••• P•••••••• L•• CRD 326523 | Lawrence, KS | independent RIA | $1.5B | 100% | 45 | $33.9M | 27 | 0 |
| T••••• F•••••••• P•••••••• L•• CRD 152277 | Overland Park, KS | independent RIA | $1.5B | 81% | 16 | $95.1M | 0 | 0 |
| S•••••• A•••••••• L•• CRD 159114 | Overland Park, KS | independent RIA | $1.5B | 97% | 3 | $495M | 0 | 0 |
| F•• A••••••• CRD 106398 | Overland Park, KS | other | $1.5B | 11% | 8 | $184M | 0 | 0 |
| K•••••• F•••••••• A••••••• S••••••• CRD 142772 | Manhattan, KS | independent RIA | $1.5B | 89% | 29 | $50.0M | 8 | 0 |
| L••••••• A••••••• CRD 283653 | Overland Park, KS | independent RIA | $1.3B | 98% | 35 | $36.2M | 23 | 0 |
| K••• W••••• A••••••• CRD 170293 | Overland Park, KS | independent RIA | $1.2B | 99% | 22 | $56.1M | 0 | 0 |
| P••••• S••••• B•• A•••••• L•• CRD 306742 | Mission Woods, KS | asset manager | $1.2B | 0.0% | 0 | n/a | 2 | 0 |
| D••• C•••••• M••••••••• CRD 145666 | Overland Park, KS | asset manager | $1.1B | 0.0% | 5 | $230M | 4 | 0 |
| F•••••••• P••••••• G••••• I••• CRD 288644 | Overland Park, KS | independent RIA | $1.1B | 99% | 9 | $127M | 0 | 0 |
| W••••••••• W••••• I••• CRD 173220 | Overland Park, KS | independent RIA | $1.1B | 95% | 10 | $114M | 1 | 0 |
| A••••••••• W••••• C••••••••• L•• CRD 308410 | Wichita, KS | independent RIA | $1.1B | 83% | 15 | $74.7M | 7 | 0 |
| S•••• • R••••••• I•• CRD 107999 | Overland Park, KS | independent RIA | $1.1B | 98% | 6 | $176M | 1 | 0 |
| M••••••••• G•• L•• CRD 336165 | Overland Park, KS | asset manager | $1.0B | 0.0% | 0 | n/a | 0 | 3 |
| W••••• A••••••• A••••••• G••••• L•• CRD 290329 | Wichita, KS | independent RIA | $979M | 77% | 6 | $163M | 0 | 0 |
| L••••• F•••••••• S••••••••• L•• CRD 283553 | Overland Park, KS | independent RIA | $952M | 81% | 13 | $73.2M | 0 | 0 |
| P•••••• I••••••••• W••••• A•••••••• L•• CRD 288641 | Leawood, KS | independent RIA | $932M | 71% | 29 | $32.1M | 2 | 1 |
| P•• W••••• M••••••••• CRD 290977 | Overland Park, KS | independent RIA | $931M | 95% | 18 | $51.7M | 6 | 0 |
| C••••• W••••• A•••••••• L•• CRD 306343 | Shawnee, KS | independent RIA | $929M | 93% | 8 | $116M | 0 | 7 |
| C•••••• W••••• P••••••• CRD 105898 | Topeka, KS | independent RIA | $910M | 85% | 7 | $130M | 1 | 0 |
| G•••••• S••••• W••••• M••••••••• L•• CRD 311391 | Overland Park, KS | independent RIA | $900M | 99% | 20 | $45.0M | 2 | 0 |
| U••••• C•••••• M••••••••• O• K•••••• I••• CRD 157755 | Salina, KS | independent RIA | $885M | 91% | 25 | $35.4M | 10 | 0 |
| M••••••• C•••••• M••••••••• C• CRD 106338 | Leawood, KS | independent RIA | $847M | 68% | 6 | $141M | 0 | 0 |
| T•• A•••••••• L•• CRD 321870 | Overland Park, KS | independent RIA | $840M | 95% | 18 | $46.7M | 6 | 0 |
| P••••• W••••• M••••••••• L•• CRD 114556 | Wichita, KS | independent RIA | $837M | 62% | 8 | $105M | 3 | 0 |
| P•••••• C•••••• M••••••••• L•• CRD 108168 | Overland Park, KS | independent RIA | $740M | 100% | 9 | $82.2M | 0 | 0 |
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133 advisers match.