DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sei Investments Management Corp

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Michael Alexander Gonzalez	Sei Investments Management Corp asset manager	Beacon Pointe Wealth Advisors, LLC independent RIA	Other	Jan 21, 2020	Feb 12, 2020
John Joseph Kehoe	Sei Investments Management Corp asset manager	Main Management, LLC independent RIA	Other	Dec 12, 2019	May 10, 2021 (515 d)
Michael James Baer	Sei Investments Management Corp asset manager	Fisher Investments independent RIA	Other	Nov 12, 2019	Nov 20, 2019
Anna Lise Allem	Sei Investments Management Corp asset manager	Cooper Mcmanus independent RIA	Other	Aug 26, 2019	May 25, 2021 (638 d)
Brendan Ercole	Sei Investments Management Corp asset manager	Sage, Rutty & Co., Inc. independent RIA	Other	Jul 30, 2019	Aug 7, 2019
Julia Leigh Kane	Sei Investments Management Corp asset manager	William Blair & Company L.L.C. BD affiliated	Other	Jul 23, 2019	Jan 6, 2023 (1263 d)
Jessi Ringo Andrews	Sei Investments Management Corp asset manager	New Frontier Advisors, LLC asset manager	Other	Jul 16, 2019	Jul 26, 2019
Gina Marie Kenney	Sei Investments Management Corp asset manager	Orion Portfolio Solutions, LLC BD affiliated	Other	Jul 1, 2019	Mar 2, 2026 (2436 d)
Jonathan Robert Monroe	Sei Investments Management Corp asset manager	New Wave Financial LLC state registered	Other	May 6, 2019	Sep 4, 2020 (487 d)
Gary D Johnston	Sei Investments Management Corp asset manager	Facet independent RIA	Other	Apr 22, 2019	Mar 30, 2022 (1073 d)
James R Boylan	Sei Investments Management Corp asset manager	Focus Advisor Solutions, LLC independent RIA	Other	Mar 5, 2019	Jul 24, 2019 (141 d)
Andrew Charles Roth	Sei Investments Management Corp asset manager	United Planners' Financial Services Of America A Limited Partner independent RIA	Other	Mar 5, 2019	Jun 27, 2019 (114 d)
Scott Timothy Hueber	Sei Investments Management Corp asset manager	Advice And Planning Services BD affiliated	Other	Feb 25, 2019	Aug 15, 2022 (1267 d)
Dino Battaglia	Sei Investments Management Corp asset manager	Charles Schwab & Co., Inc. national BD	Other	Feb 19, 2019	Apr 23, 2020 (429 d)
Peter Joseph Bednarek	Sei Investments Management Corp asset manager	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 22, 2018	Nov 1, 2018
Justin Todd Goldman	Sei Investments Management Corp other	Morningstar Investment Services LLC independent RIA	Other	Feb 27, 2018	Jun 13, 2018 (106 d)
Adam R Murray	Sei Investments Management Corp other	Kestra Advisory Services, LLC other	Other	Oct 3, 2017	Oct 25, 2017
Eddison Charles Millington	Sei Investments Management Corp other	Pinnacle Wealth Management Group, Inc. independent RIA	Other	May 30, 2017	Mar 19, 2018 (293 d)
Sebastian Douglas Pugliese	Sei Investments Management Corp other	Alpha Architect other	Other	Nov 2, 2016	Nov 17, 2016
Michael D Relyea	Sei Investments Management Corp other	Allstate Financial Advisors, LLC no RAUM	Other	Oct 6, 2016	Oct 18, 2016
Michael Todd Horwath	Sei Investments Management Corp other	Diversified, LLC independent RIA	Other	Sep 8, 2016	Oct 4, 2016
Patrick Carbone	Sei Investments Management Corp other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Aug 8, 2016	Aug 15, 2016
Scott Charles Fanatico	Sei Investments Management Corp other	Osaic Wealth, Inc. other	Other	May 5, 2016	May 2, 2016
Michael John Oresick	Sei Investments Management Corp other	Janney Montgomery Scott LLC BD affiliated	Other	Jan 8, 2016	Sep 11, 2018 (977 d)
Matthew Scott Miller	Sei Investments Management Corp other	Hallett Advisors other	Other	Jan 7, 2016	Feb 1, 2016
Charles Paksi	Sei Investments Management Corp other	Altium Wealth Management LLC independent RIA	Other	Dec 1, 2015	Jan 31, 2019 (1157 d)
Sean David Spellman	Sei Investments Management Corp other	Bny Mellon Advisors, Inc. other	Other	Nov 3, 2015	Apr 22, 2016 (171 d)
Michael Charles Topley	Sei Investments Management Corp other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 2, 2015	Sep 29, 2015
Jeffrey Peyton Wildermuth	Sei Investments Management Corp other	Assetmark, Inc. other	Other	Aug 7, 2015	Mar 15, 2016 (221 d)
Brock Don Williamson	Sei Investments Management Corp other	Promontory Financial Planning, LLC independent RIA	Other	Jul 16, 2015	Jul 17, 2015
Julia Yvonne Vanzler	Sei Investments Management Corp other	Svb Wealth other	Other	Jul 16, 2015	Jul 16, 2015
Andrew David Brick	Sei Investments Management Corp other	Envestnet Pmc BD affiliated	Other	Jul 13, 2015	Aug 6, 2019 (1485 d)
Bradley Steven Williams	Sei Investments Management Corp other	Cetera Advisors LLC other	Other	Jan 29, 2015	Jan 2, 2015
Andrew James Donahue	Sei Investments Management Corp other	Svb Wealth other	Other	Oct 3, 2014	Apr 10, 2015 (189 d)
David Rabin	Sei Investments Management Corp other	Probabilities Fund Management, LLC other	Other	Jul 29, 2014	Nov 13, 2014 (107 d)
Matthew Antonio Fatz	Sei Investments Management Corp other	United Capital Financial Advisors other	Other	Jun 17, 2014	Jul 2, 2014
Jessica Elizabeth Kienle	Sei Investments Management Corp other	Strategic Advisers LLC national BD	Other	Jun 16, 2014	Feb 13, 2015 (242 d)
Zachary Francis Fletcher	Sei Investments Management Corp other	The Mutual Fund Store other	Other	Nov 15, 2013	Nov 4, 2014 (354 d)
Thomas Matthew Manning	Sei Investments Management Corp other	Yhb Investment Advisors Inc other	Other	Nov 8, 2013	Sep 1, 2015 (662 d)
Michael Raymond Goold	Sei Investments Management Corp other	Glenmede Investment Management, LP other	Other	Nov 6, 2013	Dec 5, 2013
Mark Adam Scanlan	Sei Investments Management Corp other	Freedom Investment Management, Inc. other	Other	Feb 28, 2013	Jun 21, 2013 (113 d)
Rebecca Leonard	Sei Investments Management Corp other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 20, 2012	Dec 10, 2012
Dennis Joseph Keeley	Sei Investments Management Corp other	Assetmark, Inc. other	Other	Jul 6, 2012	Jan 15, 2013 (193 d)
Michael Anthony Ptaszenski	Sei Investments Management Corp other	United Capital Financial Advisors other	Other	Dec 1, 2011	Jan 24, 2012 (54 d)
Daniel Todd Simon	Sei Investments Management Corp other	Northwestern Mutual Investment Services,LLC other	Other	Sep 30, 2011	Aug 20, 2012 (325 d)
Stephen Michael Magistad	Sei Investments Management Corp other	Charles Schwab & Co., Inc. national BD	Other	Feb 4, 2011	Mar 3, 2013 (758 d)
Ryan Walter Carlin	Sei Investments Management Corp other	Lincoln Investment other	Other	Dec 3, 2010	Mar 11, 2014 (1194 d)
Joseph Anthony Dowdall	Sei Investments Management Corp other	Cambridge Investment Research Advisors, Inc. other	Other	Jun 29, 2010	Jul 23, 2010
Sean Anthony Allen	Sei Investments Management Corp other	Ernst & Young Investment Advisers Llp no RAUM	Other	Feb 4, 2010	Aug 3, 2011 (545 d)
Andrew Jonathan Silver	Sei Investments Management Corp other	Pinnacle Advisors other	Other	Jan 26, 2010	Aug 6, 2010 (192 d)
Brennian Antell	Sei Investments Management Corp other	Altium Wealth Management LLC other	Other	Sep 1, 2009	Oct 27, 2010 (421 d)
Joseph John Desipio	Sei Investments Management Corp other	Arin Risk Advisors LLC other	Other	Jul 23, 2009	Feb 9, 2010 (201 d)
Gerald Raul Snyder	Sei Investments Management Corp other	Arin Risk Advisors LLC other	Other	Jul 23, 2009	Feb 2, 2010 (194 d)
Jeffrey Allen Leber	Sei Investments Management Corp other	Rubicon Wealth Management, LLC other	Other	Feb 25, 2009	Jun 30, 2008
Dinah Frances Bird-Westerfield	Sei Investments Management Corp other	Oak River Investment Advisors unclassified	Other	Feb 24, 2009	Nov 12, 2009 (261 d)
Louis Arthur Himelreich	Sei Investments Management Corp other	Nationwide Securities, LLC no RAUM	Other	Feb 20, 2009	May 4, 2010 (438 d)
Hugh Michael Odonnell	Sei Investments Management Corp other	Credit Suisse Securities (USA) LLC other	Other	Jul 14, 2008	Sep 7, 2010 (785 d)
Ronald Gerard Albahary	Sei Investments Management Corp other	Lnw independent RIA	Other	May 23, 2008	Jul 13, 2021 (4799 d)
Stephen Philip Erfle	Sei Investments Management Corp other	Legacy Advisors, LLC other	Other	May 16, 2008	Oct 29, 2008 (166 d)
Michael John Henzes	Sei Investments Management Corp other	Sterling Financial Advisors, LLC other	Other	Apr 23, 2008	Sep 9, 2008 (139 d)

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125 moves match.