DFX Intelligence
Advisor moves
Departures from Cetera Investment Advisers LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
3,022 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Mccullough | Cetera Investment Advisers LLC BD affiliated | Mcc Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 4, 2024 | Jan 29, 2025 (56 d) |
| Gavin Geiger Dooley | Cetera Investment Advisers LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2024 | Nov 26, 2024 |
| Robert Scott Peters | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Dec 3, 2024 |
| Ryan Timothy Miller | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Dec 3, 2024 |
| Michael Charles Vining | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Dec 3, 2024 |
| Melissa Donna Darnell | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Dec 3, 2024 |
| Kevin Cross | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Dec 3, 2024 |
| Silver Sibert | Cetera Investment Advisers LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Dec 3, 2024 |
| Claire Marie Oconnor | Cetera Investment Advisers LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Dec 5, 2024 |
| Karen Mary Bostick | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2024 | Oct 31, 2024 |
| Nicholas Charles Pavia | Cetera Investment Advisers LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2024 | Nov 26, 2024 |
| Chris Jongmin Kim | Cetera Investment Advisers LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 2, 2024 | Apr 28, 2025 (147 d) |
| Robert Joseph Quarture III | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2024 | Oct 31, 2024 |
| William Bowen Crick | Cetera Investment Advisers LLC BD affiliated | Invesco Advisers, Inc. asset manager | Other | Nov 29, 2024 | Dec 5, 2024 |
| Benjamin C Damsgaard | Cetera Investment Advisers LLC BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2024 | Jan 6, 2025 (38 d) |
| Brian Sun Eagleheart Mcdowell | Cetera Investment Advisers LLC BD affiliated | Inspire Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 27, 2024 | Nov 25, 2024 |
| Alexander Cesar | Cetera Investment Advisers LLC BD affiliated | Bci Securities, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2024 | Feb 7, 2025 (73 d) |
| Chad David Evans | Cetera Investment Advisers LLC BD affiliated | Altere Financial, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 26, 2024 | Nov 26, 2024 |
| Glenn Allen Baker | Cetera Investment Advisers LLC BD affiliated | Genworth Financial Planning Corporation unclassified | Other | Nov 22, 2024 | Nov 2, 2004 |
| Christopher Raymond Blaszyk | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2024 | Sep 30, 2024 |
| Jason Abel Jones | Cetera Investment Advisers LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2024 | Dec 6, 2024 |
| Richard Steven Sowell | Cetera Investment Advisers LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Sep 10, 2025 (295 d) |
| Leslie Marvin Boyce | Cetera Investment Advisers LLC BD affiliated | Lombard Advisers Incorporated independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2024 | Dec 4, 2024 |
| Bryan P Cunningham | Cetera Investment Advisers LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Nov 18, 2024 | Mar 4, 2025 (106 d) |
| Denver Leigh Childs | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 18, 2024 | Nov 15, 2024 |
| Meiling Elsner | Cetera Investment Advisers LLC BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2024 | Dec 6, 2024 |
| Grant Shatzer | Cetera Investment Advisers LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2024 | Jan 8, 2025 (51 d) |
| Frank Zou Yeag Teng | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2024 | Nov 15, 2024 |
| Jerrad Curtis Bridgmon | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 15, 2024 | Dec 9, 2024 |
| Richard D Boyd | Cetera Investment Advisers LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2024 | Jan 13, 2025 (59 d) |
| Eric Howard Lane | Cetera Investment Advisers LLC BD affiliated | Parkwoods Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2024 | Feb 18, 2025 (97 d) |
| Bhagwati Mahendru | Cetera Investment Advisers LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2024 | Nov 8, 2024 |
| Brenden Thomas Fitzpatrick | Cetera Investment Advisers LLC BD affiliated | Advisornet Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2024 | Nov 15, 2024 |
| Alyssa Marie Lueck | Cetera Investment Advisers LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2024 | Nov 7, 2024 |
| Kolby Abruzzino | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 8, 2024 | Dec 3, 2024 |
| Vito Conigliaro | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 8, 2024 | Dec 20, 2024 (42 d) |
| Anthony Joseph Harris | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Nov 7, 2024 |
| Matthew Thomas Marcom | Cetera Investment Advisers LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Nov 7, 2024 |
| Jeong Han Kim | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2024 | Oct 31, 2024 |
| Jonathan Andrew Dimarco | Cetera Investment Advisers LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2024 | Oct 31, 2024 |
| James Robert Greno | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Nov 1, 2024 |
| Deron Darryl Swaby | Cetera Investment Advisers LLC BD affiliated | Butler Financial Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2024 | Apr 7, 2025 (154 d) |
| Andrew Koch | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Oct 31, 2024 |
| Bruce Andrew Berman | Cetera Investment Advisers LLC BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2024 | Nov 7, 2024 |
| John William Sinclair | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2024 | Oct 31, 2024 |
| Leon Arlin Henry | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2024 | Oct 29, 2024 |
| John Matthew Parsons | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2024 | Oct 16, 2024 |
| Matthew Alan Holibaugh | Cetera Investment Advisers LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2024 | Oct 25, 2024 |
| Daniel Matthews | Cetera Investment Advisers LLC BD affiliated | High Peaks Wealth Strategies state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 31, 2024 | Feb 21, 2025 (113 d) |
| Thomas Edward Moore | Cetera Investment Advisers LLC BD affiliated | Secure Financial Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2024 | Dec 2, 2024 (32 d) |
| Luyao Zheng | Cetera Investment Advisers LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 31, 2024 | May 12, 2025 (193 d) |
| Gary Ernest Pugh | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2024 | Oct 29, 2024 |
| Donald Weis | Cetera Investment Advisers LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2024 | Nov 18, 2024 |
| Edward Mezzacappa | Cetera Investment Advisers LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2024 | Nov 4, 2024 |
| Anna Christine Bailey | Cetera Investment Advisers LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2024 | Oct 24, 2024 |
| Lisa Kay Comeau | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 25, 2024 | May 9, 2025 (196 d) |
| Bradley Jay Hunter | Cetera Investment Advisers LLC BD affiliated | Fiduciary Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 25, 2024 | Oct 30, 2024 |
| Terry Charles Seely | Cetera Investment Advisers LLC BD affiliated | Fiduciary Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2024 | Oct 18, 2024 |
| Peter Lang Stevens | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 24, 2024 | Oct 24, 2024 |
| Charlotte Janelle Pace | Cetera Investment Advisers LLC BD affiliated | Forefront independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2024 | Dec 9, 2024 (46 d) |