DFX Intelligence
Advisor moves
Departures from Cetera Investment Advisers LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
3,023 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jennifer Erin San Fillippo | Cetera Investment Advisers LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2023 | Jun 15, 2023 |
| Bruce Alan Anderson | Cetera Investment Advisers LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2023 | Dec 11, 2023 (179 d) |
| Andrew Richard Staley | Cetera Investment Advisers LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2023 | Jun 8, 2023 |
| Randi Lynn Harrison | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2023 | Jun 27, 2023 |
| Larry E Myers | Cetera Investment Advisers LLC BD affiliated | Golden Reserve Retirement, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2023 | Jul 27, 2023 (44 d) |
| Kristine Jean Stawinski | Cetera Investment Advisers LLC BD affiliated | Blue Water Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2023 | Jun 28, 2023 |
| Brenda Elaine Gebhardt | Cetera Investment Advisers LLC BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2023 | Jun 8, 2023 |
| Brenton James Goers | Cetera Investment Advisers LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2023 | Jun 2, 2023 |
| Kevin Charles Delvalle | Cetera Investment Advisers LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2023 | Jun 23, 2023 |
| Dylan Clay Daggett | Cetera Investment Advisers LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2023 | Jun 22, 2023 |
| Adam Christopher Johnston | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2023 | Jun 2, 2023 |
| Nicole Karen Choi | Cetera Investment Advisers LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 2, 2023 | May 31, 2023 |
| Scott Michael Hartman | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2023 | Jun 1, 2023 |
| Destinee Nicole Chupp | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2023 | Jun 1, 2023 |
| David James Harris | Cetera Investment Advisers LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2023 | Jun 26, 2023 |
| Amy Campbell | Cetera Investment Advisers LLC BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2023 | Jun 14, 2023 |
| Andrew Hartselle Mears | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 25, 2023 | May 25, 2023 |
| Mark Joseph Hoge | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2023 | May 30, 2023 |
| Christopher Dean Torres | Cetera Investment Advisers LLC BD affiliated | Comerica Securities independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2023 | Aug 9, 2023 (77 d) |
| Isabelle N Hu | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 22, 2023 | Nov 12, 2024 (540 d) |
| Melody Lea Terrell | Cetera Investment Advisers LLC BD affiliated | Midwestern Securities Trading Co.,LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2023 | May 25, 2023 |
| Everett Cole Franks | Cetera Investment Advisers LLC BD affiliated | Integrated Advisors Network LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2023 | Feb 27, 2024 (284 d) |
| David Wayne Johnston | Cetera Investment Advisers LLC BD affiliated | Onepoint Bfg Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | May 18, 2023 | May 31, 2023 |
| Lawrence Richard Pappas | Cetera Investment Advisers LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2023 | May 18, 2023 |
| Matthew Charles Melia | Cetera Investment Advisers LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2023 | Jun 1, 2023 |
| Ashley Micheal Rowland | Cetera Investment Advisers LLC BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2023 | May 15, 2023 |
| Pieter Kai Conradie | Cetera Investment Advisers LLC BD affiliated | Wealth Advisors Nw independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2023 | Jul 3, 2023 (49 d) |
| Ricky Joe Dover | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2023 | May 23, 2024 (380 d) |
| Morgan L Cloyd | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 9, 2023 | Jul 5, 2023 (57 d) |
| John Wilson | Cetera Investment Advisers LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2023 | May 23, 2023 |
| Richard Thomas Clark | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 5, 2023 | May 5, 2023 |
| Thomas B Hufton | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 5, 2023 | May 5, 2023 |
| Salvatore Vanadia | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 5, 2023 | May 5, 2023 |
| Chase Cooper Kallen | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 5, 2023 | May 5, 2023 |
| Bryan David Barts | Cetera Investment Advisers LLC BD affiliated | Modern Dollar Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2023 | May 19, 2023 |
| Robert Lee Martin | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2023 | May 15, 2023 |
| Julie King Knotts | Cetera Investment Advisers LLC BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2023 | May 15, 2023 |
| Darlene Leigh Pedrosa | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2023 | Apr 28, 2023 |
| Sebastian Antonio Galarce | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 24, 2023 | May 4, 2023 |
| Logan Mears | Cetera Investment Advisers LLC BD affiliated | Valeo Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 24, 2023 | Apr 21, 2023 |
| Jason Hersh | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 21, 2023 | May 10, 2023 |
| John Robert Heller | Cetera Investment Advisers LLC BD affiliated | RBC Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 14, 2023 | Apr 25, 2023 |
| Austin Edward Truex | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 14, 2023 | Apr 14, 2023 |
| Sally Smith Nicoli | Cetera Investment Advisers LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 14, 2023 | May 9, 2023 |
| Stacy M Anderson | Cetera Investment Advisers LLC BD affiliated | Horace Mann Investors, Inc. no RAUM | Other | Apr 11, 2023 | May 11, 2023 |
| Sai Krishna Poduri | Cetera Investment Advisers LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2023 | Jun 15, 2023 (65 d) |
| Brian Hale Feathers | Cetera Investment Advisers LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2023 | May 8, 2024 (394 d) |
| Leann Renae Gilmore | Cetera Investment Advisers LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2023 | Jun 15, 2023 (66 d) |
| Melissa Salazar | Cetera Investment Advisers LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 6, 2023 | May 16, 2024 (406 d) |
| Edward Ignazio Cugno | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2023 | Apr 9, 2024 (370 d) |
| Millie France | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2023 | Apr 3, 2023 |
| Victor Joseph Mastrella | Cetera Investment Advisers LLC BD affiliated | Nwf Advisory Services Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2023 | Apr 3, 2023 |
| Marcus Alan Silver | Cetera Investment Advisers LLC BD affiliated | Nwf Advisory Services Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2023 | Mar 31, 2023 |
| Gregg Lawrence Turkin | Cetera Investment Advisers LLC BD affiliated | Nwf Advisory Services Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2023 | Mar 31, 2023 |
| Brandon L Bouchereau | Cetera Investment Advisers LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2023 | Apr 20, 2023 |
| Justin Childress | Cetera Investment Advisers LLC BD affiliated | Advisor Resource Council independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2023 | Mar 31, 2023 |
| Cameron Page | Cetera Investment Advisers LLC BD affiliated | Copper Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2023 | Apr 21, 2023 |
| Adam Richard Setser | Cetera Investment Advisers LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2023 | Apr 12, 2023 |
| Benjamin Oscar Brown | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 28, 2023 | Apr 4, 2023 |
| Eugene Bozzo | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2023 | Mar 22, 2023 |