DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from John Hancock Investment Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Bruce Craig Mcculloch	John Hancock Investment Management LLC other	Sorrento Pacific Financial, LLC independent RIA	Other	May 6, 2010	Nov 16, 2018 (3116 d)
Anthony Rainer Jones	John Hancock Investment Management LLC other	Woodbury Financial Services, Inc. other	Other	Apr 9, 2010	May 3, 2010
William Robert Swartz	John Hancock Investment Management LLC other	Sfg Wealth Management other	Other	Dec 15, 2009	Nov 2, 2017 (2879 d)
Michael Kevin Lewallen	John Hancock Investment Management LLC other	Concourse Financial Group Advisors other	Other	Oct 13, 2009	Nov 2, 2009
Stanley Fanfan	John Hancock Investment Management LLC other	Morgan Stanley wirehouse	Other	Sep 24, 2009	Oct 14, 2009
James Eric Keenehan	John Hancock Investment Management LLC other	Commonwealth Financial Network national BD	Other	Sep 18, 2009	Jun 28, 2017 (2840 d)
Nicholas Anthony Punzio	John Hancock Investment Management LLC other	Zacks Investment Management, Inc. other	Other	Jul 24, 2009	Dec 16, 2010 (510 d)
Daniel F Antocicco	John Hancock Investment Management LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 23, 2009	Apr 14, 2011 (630 d)
Caterina F Ferraro	John Hancock Investment Management LLC other	Wells Fargo Advisors wirehouse	Other	Apr 15, 2009	May 12, 2009
Thomas P Leinwol	John Hancock Investment Management LLC other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Mar 23, 2009	Apr 8, 2009
Timothy Brian Yarbrough	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Mar 23, 2009	Sep 9, 2005
Jeffrey Donald Breese	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Mar 23, 2009	May 2, 2007
Francesco Conidi	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Mar 9, 2009	Apr 14, 2008
Louis Robert Hery	John Hancock Investment Management LLC other	M&T Securities, Inc. unclassified	Other	Feb 12, 2009	Mar 18, 2009 (34 d)
Marilu Hernandez	John Hancock Investment Management LLC other	Wamu Investments, Inc. unclassified	Other	Jan 21, 2009	Feb 3, 2009
Ian B Wetherell	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Jan 9, 2009	Jan 18, 2007
Eric Steven Tesler	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Nov 25, 2008	Dec 14, 2006
Christopher Anthony Gill	John Hancock Investment Management LLC other	UBS Financial Services Inc. wirehouse	Other	Nov 25, 2008	Jan 4, 2012 (1135 d)
John Francis Bishop	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Sep 12, 2008	Aug 29, 2003
Edward Joseph Tribble	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Jul 21, 2008	Dec 20, 2006
Timothy Patrick Healy	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	May 28, 2008	Mar 16, 2004
Charles Michael Barrett	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Apr 28, 2008	Aug 10, 2005
Dennis Alan Macdonald	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Apr 23, 2008	May 29, 2001
Matthew T Hilding	John Hancock Investment Management LLC other	Iht Wealth Management LLC BD affiliated	Other	Dec 17, 2007	Jul 5, 2024 (6045 d)
David Adam Ringler	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Nov 21, 2007	Jan 5, 2006
Jessica Meghan Blood	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Oct 11, 2007	May 8, 2007
James Bradley Baker	John Hancock Investment Management LLC other	Knott Capital Management unclassified	Other	Apr 27, 2007	Oct 17, 2007 (173 d)
David Allan Dietzler	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Apr 25, 2007	Oct 13, 2006
Isaac Robert Cockfield	John Hancock Investment Management LLC other	Park Avenue Securities LLC other	Other	Mar 28, 2007	Mar 12, 2008 (350 d)
Francis Joseph Mcnamara	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Jan 25, 2007	Nov 14, 2005
Murad Huson Royal	John Hancock Investment Management LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Dec 31, 2006	Feb 14, 2007 (45 d)
Daniel R Chambers	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Oct 10, 2006	Sep 13, 2003
Lisa Celeste Hallaian	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Jun 5, 2006	Sep 11, 2003
Jason K Williams	John Hancock Investment Management LLC other	Hatteras Investment Partners LLC other	Other	May 24, 2006	Jan 11, 2007 (232 d)
James J Quinlan	John Hancock Investment Management LLC other	Cetera Advisor Networks LLC other	Other	Apr 28, 2006	Jun 21, 2006 (54 d)
Dennis Gerald Mckinney	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Sep 23, 2005	Apr 22, 2003
Robert Russell Brouthers	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Sep 9, 2005	Jun 13, 2003
Bradley Wayne Larson	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Aug 11, 2005	Dec 12, 2002
Joseph John Kosinski	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Jul 29, 2005	Dec 15, 2004
Gregory Jason Mclean	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Mar 11, 2005	May 8, 2003
Mitchell Zides	John Hancock Investment Management LLC other	Amundi Asset Management US, Inc. other	Other	Oct 21, 2004	Oct 12, 2004
Jennifer A. Zaat-Wright	John Hancock Investment Management LLC other	Transamerica Financial Advisors, Inc. unclassified	Other	Oct 18, 2004	Jan 6, 2005 (80 d)
Kenneth Wesley Shell	John Hancock Investment Management LLC other	J.P. Morgan Investment Management Inc. other	Other	Sep 2, 2004	Nov 1, 2005 (425 d)
Richard Michael Lamonica	John Hancock Investment Management LLC other	John Hancock Distributors LLC unclassified	Other	Jul 26, 2004	Aug 31, 2004 (36 d)
John Pierce Murphy	John Hancock Investment Management LLC other	Addison Avenue Financial Partners, LLC unclassified	Other	Jul 1, 2004	Mar 23, 2005 (265 d)
Melissa Joy Nordaby	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Jun 8, 2004	Jun 13, 2003
David Walsh Connors	John Hancock Investment Management LLC other	Amundi Asset Management US, Inc. other	Other	May 12, 2004	May 25, 2004
David Quinn White	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Apr 29, 2004	Sep 11, 2003
Timothy Mahan	John Hancock Investment Management LLC other	Usaa Investment Services Company other	Other	Jan 2, 2004	Dec 13, 2004 (346 d)
Brian Haggerty	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Nov 24, 2003	Sep 11, 2003
Peter Joseph Deavan	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Oct 22, 2003	Jul 10, 2001
William Lee Friebel	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Sep 9, 2003	Jun 22, 2001
Eric Michael Kellar	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Sep 9, 2003	Aug 22, 2001
William Burke Patterson	John Hancock Investment Management LLC other	Capital Client Group, Inc. no RAUM	Other	May 30, 2003	Apr 25, 2013 (3618 d)
Arthur Douglas Salmon	John Hancock Investment Management LLC other	Gunnallen Financial, Inc unclassified	Other	May 30, 2003	Jun 7, 2004 (374 d)
Matthew Patrick Doyle	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Jul 10, 2002	Sep 14, 2001
David Michael Nash	John Hancock Investment Management LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 10, 2002	Sep 26, 2003 (443 d)
Ryan H Boden	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	May 30, 2002	Jun 5, 2001
Romolo Dominick Rottura	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	May 3, 2002	Jul 30, 2001

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179 moves match.