DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Putnam Investment Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
George Herbert Norcross	Putnam Investment Management, LLC other	Congress Asset Management Company, Llp other	Other	Jan 15, 2013	Nov 12, 2015 (1031 d)
David Michael Martin	Putnam Investment Management, LLC other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Sep 24, 2012	Nov 13, 2012 (50 d)
Kathryn Elander Sachs	Putnam Investment Management, LLC other	Ameriprise Financial Services, LLC national BD	Other	Aug 13, 2012	Aug 6, 2014 (723 d)
Robert William Black	Putnam Investment Management, LLC other	Nationwide Securities, LLC no RAUM	Other	Aug 6, 2012	May 14, 2014 (646 d)
Alexander David Hayes	Putnam Investment Management, LLC other	LPL Financial LLC BD affiliated	Other	Apr 9, 2012	Nov 11, 2021 (3503 d)
Eric Hugh Daley	Putnam Investment Management, LLC other	First Trust Advisors LP other	Other	Feb 1, 2012	Feb 1, 2012
Robert Emmett Greeley	Putnam Investment Management, LLC other	Capital Client Group, Inc. no RAUM	Other	Jan 3, 2012	Apr 25, 2013 (478 d)
Paul Joseph Mckenna	Putnam Investment Management, LLC other	Clearbridge Investments, LLC other	Other	Dec 14, 2011	Jan 6, 2012
Paul Andrew Bartony	Putnam Investment Management, LLC other	Nuveen Fund Advisors, LLC other	Other	Jun 15, 2011	Jul 26, 2011 (41 d)
James Michael Maher	Putnam Investment Management, LLC other	Capital Client Group, Inc. no RAUM	Other	Apr 13, 2011	Apr 25, 2013 (743 d)
Anthony Michael Iskandar	Putnam Investment Management, LLC other	Mfs Institutional Advisors Inc. other	Other	Jan 19, 2011	May 15, 2012 (482 d)
David Lee Spence	Putnam Investment Management, LLC other	Eagle Strategies LLC other	Other	Dec 20, 2010	Mar 3, 2011 (73 d)
Mark D Tishman	Putnam Investment Management, LLC other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Aug 31, 2010	Sep 3, 2010
Sean Charles Minor	Putnam Investment Management, LLC other	Capital Client Group, Inc. no RAUM	Other	Jun 28, 2010	Sep 6, 2013 (1166 d)
Michael Stephen Murphy	Putnam Investment Management, LLC other	Voya Investment Management Co. LLC other	Other	May 11, 2010	May 19, 2010
Charles Joseph Damico	Putnam Investment Management, LLC other	Raymond James & Associates, Inc. national BD	Other	Dec 7, 2009	Jul 27, 2010 (232 d)
Thomas William Halloran	Putnam Investment Management, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 10, 2009	Dec 23, 2010 (408 d)
Daniel Naumann	Putnam Investment Management, LLC other	Citizens Securities, Inc. other	Other	Feb 19, 2009	Dec 9, 2009 (293 d)
Henry Raymond Conkle	Putnam Investment Management, LLC other	Pnc Managed Account Solutions, Inc. other	Other	Feb 18, 2009	May 7, 2014 (1904 d)
Peter Torrey Fredericks	Putnam Investment Management, LLC other	Edward Jones national BD	Other	Feb 18, 2009	Jul 19, 2010 (516 d)
Mark David Balfour	Putnam Investment Management, LLC other	Envestnet Portfolio Solutions, Inc. other	Other	Feb 18, 2009	Aug 18, 2011 (911 d)
Jeffrey D Casale	Putnam Investment Management, LLC other	Woodbury Financial Services, Inc. other	Other	Feb 18, 2009	Mar 29, 2017 (2961 d)
Matthew Richard Benson	Putnam Investment Management, LLC other	Cuna Brokerage Services, Inc. other	Other	Feb 18, 2009	Jul 1, 2009 (133 d)
Nicolas Timothy Craig Curtis	Putnam Investment Management, LLC other	Commonwealth Financial Network national BD	Other	Feb 18, 2009	Apr 4, 2017 (2967 d)
Andrew John Breese	Putnam Investment Management, LLC other	Edward Jones national BD	Other	Nov 24, 2008	Jan 23, 2009 (60 d)
Matthew Philip O'Connor	Putnam Investment Management, LLC other	Capital Client Group, Inc. no RAUM	Other	Nov 11, 2008	Apr 30, 2013 (1631 d)
Paul Richard Moody	Putnam Investment Management, LLC other	Optimal Capital Advisors, LLC other	Other	Oct 6, 2008	Apr 21, 2010 (562 d)
John Joseph Alessi	Putnam Investment Management, LLC other	Lincoln Financial Distributors, Inc. unclassified	Other	Aug 26, 2008	Sep 3, 2008
Carl Joseph Hassett	Putnam Investment Management, LLC other	Eaton Vance Management other	Other	Aug 18, 2008	Aug 27, 2008
Jeffrey Wright Layn	Putnam Investment Management, LLC other	Clearbridge Investments, LLC other	Other	Jun 2, 2008	Jun 30, 2009 (393 d)
Charles William Foresyth	Putnam Investment Management, LLC other	Lincoln Financial Distributors, Inc. unclassified	Other	Jun 2, 2008	Jun 18, 2008
Ryan Lee Mason	Putnam Investment Management, LLC other	Edward Jones national BD	Other	Jun 2, 2008	Nov 13, 2017 (3451 d)
Andre Wood Bouvier	Putnam Investment Management, LLC other	Evergreen Investment Management Co unclassified	Other	May 28, 2008	May 18, 2009 (355 d)
Brian Joseph Sliney	Putnam Investment Management, LLC other	Federated Investment Counseling other	Other	May 6, 2008	May 13, 2008
Jon Christian Nicolazzo	Putnam Investment Management, LLC other	Capital Client Group, Inc. no RAUM	Other	Apr 14, 2008	May 20, 2013 (1862 d)
John Patrick Hyland	Putnam Investment Management, LLC other	Blackrock Fund Advisors other	Other	Jan 31, 2008	Apr 1, 2008 (61 d)
Matthew L. Broad	Putnam Investment Management, LLC other	Cadaret Grant & Co Inc other	Other	Jan 8, 2008	Jul 27, 2011 (1296 d)
Scott Edward Beckman	Putnam Investment Management, LLC other	Natixis Advisors, LLC other	Other	Nov 26, 2007	Dec 3, 2007
Keith Richard Bouchard	Putnam Investment Management, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 23, 2007	Oct 3, 2007 (72 d)
Thomas Raymond Platt	Putnam Investment Management, LLC other	Blackrock Fund Advisors other	Other	May 7, 2007	Jun 12, 2007 (36 d)
Paul Michael Rotell	Putnam Investment Management, LLC other	New England Securities Corporation other	Other	Jun 7, 2006	May 4, 2009 (1062 d)
Shawn Marie Osullivan	Putnam Investment Management, LLC other	Capital Client Group, Inc. no RAUM	Other	Oct 18, 2005	Aug 28, 2013 (2871 d)
Richard F White	Putnam Investment Management, LLC other	Morgan Stanley wirehouse	Other	Oct 18, 2005	May 21, 2020 (5329 d)
Michael John Sliney	Putnam Investment Management, LLC other	Capital Analysts BD affiliated	Other	Feb 22, 2005	Dec 10, 2018 (5039 d)
Matthew Stephen Garzone	Putnam Investment Management, LLC other	Natixis Advisors, LLC other	Other	Dec 13, 2004	Dec 1, 2004
Matthew Douglas Lord	Putnam Investment Management, LLC other	Citizens Securities, Inc. other	Other	Dec 8, 2004	Dec 14, 2004
Randall Charles Cohen	Putnam Investment Management, LLC other	Janney Montgomery Scott LLC other	Other	Nov 9, 2004	Nov 24, 2004
Scott Arthur Avery	Putnam Investment Management, LLC other	Columbia Management Advisors, Inc. unclassified	Other	Jun 17, 2004	Jun 21, 2004
Michael John Landers	Putnam Investment Management, LLC other	A. G. Edwards & Sons, Inc. unclassified	Other	Jun 7, 2004	Aug 9, 2004 (63 d)
David William Smith	Putnam Investment Management, LLC other	Blackrock Investment Management, LLC other	Other	May 24, 2004	Mar 13, 2017 (4676 d)
Gordon Bayard Kellam	Putnam Investment Management, LLC other	Banc Of America Investment Services, Inc. unclassified	Other	May 24, 2004	Jul 6, 2004 (43 d)
Daniel John Mccarthy	Putnam Investment Management, LLC other	Natixis Advisors, LLC other	Other	Mar 15, 2004	Mar 2, 2003
Russell Winston Tipper	Putnam Investment Management, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Mar 1, 2004	Nov 18, 2009 (2088 d)
Eric Matthew Grey	Putnam Investment Management, LLC other	Capital Client Group, Inc. no RAUM	Other	Jun 17, 2003	Apr 21, 2023 (7248 d)
Michael Robert Quinn	Putnam Investment Management, LLC other	Capital Client Group, Inc. no RAUM	Other	Jun 2, 2003	May 28, 2013 (3648 d)
David Gerald Taylor	Putnam Investment Management, LLC other	Dws Investment Management Americas, Inc. other	Other	May 8, 2003	May 20, 2003
Cheryl L. Casey	Putnam Investment Management, LLC other	New York Life Investment Management LLC other	Other	Mar 10, 2003	Apr 14, 2004 (401 d)
Emily Louise Martz	Putnam Investment Management, LLC other	Cetera Investment Advisers LLC BD affiliated	Other	Mar 10, 2003	Jan 5, 2026 (8337 d)
Kyle Meek	Putnam Investment Management, LLC other	Quick & Reilly, Inc. unclassified	Other	Feb 4, 2003	Dec 19, 2003 (318 d)
Matthew David Grishman	Putnam Investment Management, LLC other	United Planners' Financial Services Of America A Limited Partner other	Other	Nov 11, 2002	Oct 7, 2011 (3252 d)

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184 moves match.