| Jordan Anthony Bingham | Onedigital institutional | Hidden Cove Wealth Management no RAUM | Other | May 4, 2022 | Mar 25, 2022 |
| Jonathan Nollan Magee | Onedigital institutional | Hidden Cove Wealth Management no RAUM | Other | May 4, 2022 | Mar 25, 2022 |
| Chad Bearden | Onedigital institutional | Hidden Cove Wealth Management no RAUM | Other | May 4, 2022 | Mar 25, 2022 |
| Tanner Tessmer Dance | Onedigital institutional | Core Capital Wealth Management, LLC independent RIA | Other | Apr 8, 2022 | Sep 21, 2020 |
| James Andrew Carmichael | Onedigital institutional | Voya Retirement Advisors, LLC other | Other | Feb 23, 2022 | Jul 10, 2023 (502 d) |
| Eileen Patricia Mahoney | Onedigital institutional | Wealthspire Retirement Advisory institutional | Other | Jan 13, 2022 | Nov 28, 2023 (684 d) |
| James Dean Mcdonald | Onedigital institutional | Creative Planning Institutional Advisors, LLC institutional | Other | Jan 6, 2022 | Nov 9, 2021 |
| Phillip Anthony Matheson | Onedigital institutional | Wealthspire Retirement Advisory institutional | Other | Jan 6, 2022 | Dec 2, 2021 |
| Jennifer Marie Jorgenson | Onedigital institutional | Creative Planning Institutional Advisors, LLC institutional | Other | Jan 6, 2022 | Nov 18, 2021 |
| Lloyd Jon Engleman | Onedigital institutional | Wealthspire Retirement Advisory institutional | Other | Jan 6, 2022 | Dec 2, 2021 |
| Glenn Mark Cassidy | Onedigital institutional | Wealthspire Retirement Advisory institutional | Other | Jan 6, 2022 | Dec 6, 2021 |
| Daniel Robert Stewart | Onedigital institutional | Creative Planning Institutional Advisors, LLC institutional | Other | Jan 6, 2022 | Sep 30, 2022 (267 d) |
| John Michael Ehlers | Onedigital institutional | Creative Planning Institutional Advisors, LLC institutional | Other | Jan 6, 2022 | Dec 22, 2021 |
| Sophois Sokhom | Onedigital institutional | Wealthspire Retirement Advisory institutional | Other | Jan 6, 2022 | Jan 27, 2022 |
| Conor Kenneth Weir | Onedigital institutional | Wealthspire Retirement Advisory institutional | Other | Jan 6, 2022 | Dec 2, 2021 |
| Eric Carl Carlson | Onedigital institutional | Wealthspire Retirement Advisory institutional | Other | Jan 6, 2022 | Dec 2, 2021 |
| Daniel John Murphy | Onedigital institutional | Greater Good Financial state registered | Other | Dec 16, 2021 | Aug 4, 2021 |
| Rodney B Birch | Onedigital institutional | Thrivent Investment Management Inc. BD affiliated | Other | Dec 15, 2021 | Nov 1, 2022 (321 d) |
| Joshua Lin Wolberg | Onedigital institutional | Great River Financial no RAUM | Other | Dec 15, 2021 | Jul 9, 2021 |
| John Drexel Barrett | Onedigital institutional | Sterling Capital Management LLC other | Other | Nov 15, 2021 | Aug 24, 2022 (282 d) |
| Amy Mackin | Onedigital institutional | Empower Advisory Group, LLC other | Other | Oct 5, 2021 | Oct 18, 2021 |
| Krystle Ann Kaufman | Onedigital institutional | Usi Securities, Inc. no RAUM | Other | Sep 10, 2021 | Sep 30, 2021 |
| Jared Jon Manville | Onedigital institutional | Mayflower Advisors independent RIA | Other | Jul 14, 2021 | Jul 13, 2021 |
| Shawn Gary O'Keefe | Onedigital institutional | Impact Partnership Wealth, LLC no RAUM | Other | Jun 30, 2021 | Jul 2, 2021 |
| Daniel Roland Blair | Onedigital institutional | Impact Partnership Wealth, LLC no RAUM | Other | Jun 30, 2021 | Jul 2, 2021 |
| Benjamin Scott Smith | Onedigital institutional | Impact Partnership Wealth, LLC no RAUM | Other | Jun 30, 2021 | Jul 2, 2021 |
| Peter D Vacheron | Onedigital institutional | Global Retirement Partners LLC institutional | Other | Jun 9, 2021 | Jun 1, 2021 |
| Christopher Peter Michael Hersel | Onedigital institutional | Global Retirement Partners LLC institutional | Other | Jun 9, 2021 | Jun 8, 2021 |
| Kathleen Jo Wood | Onedigital institutional | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 9, 2021 | Jan 26, 2022 (231 d) |
| Jeffrey Neil Chapman | Onedigital institutional | Resilience Wealth Advisors unclassified | Other | May 4, 2021 | May 10, 2021 |
| James Lewis Battmer | Onedigital institutional | Nrp Advisors, Inc. unclassified | Other | Mar 24, 2021 | Aug 27, 2010 |
| Heather Brooks Peters | Onedigital institutional | Valic Financial Advisors, Inc. BD affiliated | Other | Mar 23, 2021 | Mar 29, 2021 |
| Lawrence R Karle | Onedigital institutional | Commonwealth Financial Network national BD | Other | Mar 22, 2021 | Mar 24, 2021 |
| Paul Orlino | Onedigital institutional | Northwest Asset Management independent RIA | Other | Mar 12, 2021 | Mar 17, 2021 |
| Alexander Francis Castrichini | Onedigital institutional | Cabot Wealth Management independent RIA | Other | Feb 22, 2021 | Mar 3, 2021 |
| Amir Arbabi | Onedigital institutional | Woodbury Financial Services, Inc. BD affiliated | Other | Jan 4, 2021 | Dec 21, 2020 |
| Christopher Michael Wilkinson | Onedigital institutional | Aegis Wealth Management, Inc. independent RIA | Other | Oct 2, 2020 | Oct 30, 2020 |
| Joseph Benjamin Thaman | Onedigital institutional | Mutual Advisors, LLC BD affiliated | Other | Sep 2, 2020 | Sep 21, 2020 |
| Brett Rogers Henderson | Onedigital institutional | Independent Financial Partners BD affiliated | Other | Apr 1, 2020 | Apr 2, 2020 |
| Jonathan B Erwin | Onedigital institutional | Simplicity Wealth no RAUM | Other | Feb 25, 2020 | Mar 10, 2020 |
| Stephanie Ng | Onedigital institutional | Gurtin Municipal Bond Management independent RIA | Other | Feb 7, 2020 | Feb 7, 2020 |
| Kathleen Marie Baez | Onedigital institutional | Integrated Wealth Concepts LLC independent RIA | Other | Nov 30, 2019 | Jan 22, 2020 (53 d) |
| Lindy Grace Venustus | Onedigital institutional | Create, LLC state registered | Other | Nov 6, 2019 | Dec 14, 2020 (404 d) |
| Kelly Lisa Holtman | Onedigital institutional | Soltis Investment Advisors, LLC independent RIA | Other | May 7, 2019 | May 17, 2019 |
| Ronald Todd Sperry | Onedigital other | Ashton Thomas Private Wealth independent RIA | Other | Feb 20, 2019 | Sep 16, 2020 (574 d) |
| Kristen Nicole Meyer | Onedigital other | Mariner independent RIA | Other | Jan 15, 2019 | Feb 8, 2019 |
| Kara Michelle Walters | Onedigital other | Intellicents Investment Solutions Inc institutional | Other | Nov 19, 2018 | Nov 7, 2018 |
| Gary Allen Scott | Onedigital other | Cutter & Company, Inc. independent RIA | Other | Apr 27, 2018 | Apr 26, 2018 |
| John W. Davis | Onedigital other | Td Ameritrade, Inc. no RAUM | Other | Oct 3, 2017 | Oct 25, 2017 |
| Nicholas Alexander Munoz | Onedigital other | Erben Associates, LLC independent RIA | Other | Oct 3, 2017 | Nov 2, 2017 |
| Bill Sabatka | Onedigital other | Principal Securities, Inc. other | Other | Aug 1, 2017 | Aug 14, 2017 |
| Timothy Thomas Sallee | Onedigital other | Independent Financial Partners other | Other | May 19, 2017 | Feb 24, 2017 |
| Tanner Wayne Greer | Onedigital other | LPL Financial LLC other | Other | May 19, 2017 | Sep 29, 2016 |
| Jeffrey Stewart Roberts | Onedigital other | Lamco Advisory Services Inc. other | Other | Apr 13, 2017 | Jul 10, 2017 (88 d) |
| Preston J Englund | Onedigital other | Independent Financial Partners other | Other | Feb 23, 2017 | Jan 23, 2017 |
| Jessica Ruth Seifert | Onedigital other | Lockton Investment Advisors, LLC no RAUM | Other | Aug 2, 2016 | Aug 19, 2016 |
| Jacqueline Simone O'Hern | Onedigital other | Lockton Investment Advisors, LLC no RAUM | Other | May 24, 2016 | May 25, 2016 |
| John Maurice Negrete | Onedigital other | Nfp Advisor Services, LLC other | Other | Apr 12, 2016 | Jan 15, 2016 |
| Jonathan Colby Winslow | Onedigital other | Water Oak Advisors, LLC other | Other | Apr 16, 2015 | Apr 6, 2015 |
| Steven Donald Woodley | Onedigital other | Creative Planning Institutional Advisors, LLC institutional | Other | Dec 31, 2014 | Nov 9, 2021 (2505 d) |