DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Fisher Investments

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William Lee LoganFisher Investments independent RIAEdelman Financial Engines independent RIARIA to RIANov 16, 2018Nov 20, 2018
Alexandra Elizabeth SheiFisher Investments independent RIARussell Investments asset managerOtherOct 19, 2018Oct 19, 2018
Emmanuel BalandiFisher Investments independent RIAM Holdings Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 12, 2018Mar 24, 2021 (894 d)
Gregory Marc RoventiniFisher Investments independent RIAConcourse Financial Group Advisors BD affiliatedRIA to affiliated broker-dealer or bankSep 27, 2018Sep 17, 2018
Rob PalmerFisher Investments independent RIAPersonal Capital Advisors Corporation independent RIARIA to RIASep 27, 2018Apr 19, 2021 (935 d)
Kevin R. StromfeldFisher Investments independent RIAAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankSep 20, 2018Sep 24, 2018
Eric SnellFisher Investments independent RIATd Ameritrade, Inc. no RAUMOtherSep 13, 2018Dec 14, 2018 (92 d)
Damon Alan MartyFisher Investments independent RIANewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankSep 7, 2018Jan 25, 2022 (1236 d)
Charles LeitchFisher Investments independent RIAJ.P. Morgan Private Wealth Advisors LLC mixed wealthRIA to RIAJul 11, 2018Mar 7, 2019 (239 d)
Christopher R MolinaFisher Investments independent RIAUsaa Investment Services Company BD affiliatedRIA to affiliated broker-dealer or bankJun 29, 2018Sep 12, 2018 (75 d)
Mark Bret UmekFisher Investments independent RIAEmpirical Wealth Management independent RIARIA to RIAJun 8, 2018Dec 11, 2019 (551 d)
Stuart Donald RobertsonFisher Investments independent RIATpg Financial Advisors, LLC mixed wealthRIA to RIAJun 8, 2018Jan 10, 2025 (2408 d)
Sally DewittFisher Investments independent RIAForesters Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 3, 2018Feb 26, 2019 (299 d)
Ramy David AntarFisher Investments independent RIARBC Rochdale, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 25, 2018May 23, 2018
Ian Thomas BarrFisher Investments independent RIAE*Trade Capital Management, LLC independent RIARIA to RIAMar 21, 2018Apr 5, 2018
Ronald Edwin BarnetteFisher Investments independent RIACuso Financial Services, L.P. BD affiliatedRIA to affiliated broker-dealer or bankMar 21, 2018Mar 12, 2018
Mervin Edward FatterFisher Investments independent RIAEsi Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankMar 21, 2018Oct 25, 2018 (218 d)
Brian Scott WhatleyFisher Investments independent RIAWells Fargo Advisors wirehouseRIA to wirehouseMar 20, 2018Apr 20, 2018 (31 d)
Glen David AmasonFisher Investments otherKestra Advisory Services, LLC BD affiliatedOtherFeb 27, 2018May 10, 2018 (72 d)
Anthony Rod OrtaleFisher Investments otherInsight Wealth Strategies, LLC independent RIAOtherFeb 22, 2018Oct 24, 2018 (244 d)
Treston Zachery DonovanFisher Investments otherDonovan Legacy Advisors, LLC state registeredOtherFeb 22, 2018Feb 23, 2023 (1827 d)
Alfred Douglas MckelvyFisher Investments otherCain, Watters & Associates, LLC independent RIAOtherFeb 22, 2018Aug 10, 2026 (3091 d)
Khirstine Lumban LesserFisher Investments otherWorld Investment Advisors, LLC BD affiliatedOtherFeb 9, 2018Jul 25, 2018 (166 d)
Eleftherios ArisFisher Investments otherB. Riley Wealth Advisors, Inc. BD affiliatedOtherJan 30, 2018May 31, 2018 (121 d)
David Jeffrey HillFisher Investments otherRaymond James Financial Services Advisors, Inc BD affiliatedOtherDec 15, 2017Mar 8, 2018 (83 d)
Mitchell Lloyd WonboyFisher Investments otherSgim no RAUMOtherNov 10, 2017Jan 30, 2018 (81 d)
Eduardo ValeroFisher Investments otherAdvice And Planning Services BD affiliatedOtherNov 10, 2017Jul 26, 2019 (623 d)
Marissa Kay WaldronFisher Investments otherGlobal Financial Private Capital, Inc. otherOtherOct 23, 2017Jan 26, 2018 (95 d)
Jonathan Yakin FernandezFisher Investments otherEdward Jones national BDOtherOct 23, 2017Nov 21, 2017
Jonathan Thomas GannonFisher Investments otherVista Capital Partners, Inc. otherOtherSep 6, 2017Sep 12, 2017
Alec BouriaFisher Investments otherPnc Wealth Management otherOtherJul 13, 2017Sep 14, 2017 (63 d)
Peter G WelchFisher Investments otherJ.P. Morgan Private Wealth Advisors LLC otherOtherJul 13, 2017Jul 26, 2017
Jason Michael SimmonsFisher Investments otherOsaic Fa, Inc. otherOtherMay 24, 2017Jul 7, 2017 (44 d)
Jason J WoloszynFisher Investments otherLPL Financial LLC otherOtherMay 3, 2017Aug 25, 2017 (114 d)
Nicholas Wesley GardnerFisher Investments otherAdvice And Planning Services otherOtherMay 3, 2017May 5, 2017
Philomena Ann FerreeFisher Investments otherJensen Investment Management Inc. otherOtherMay 3, 2017May 30, 2017
Juan Simon SantiniFisher Investments otherWells Fargo Advisors wirehouseOtherApr 27, 2017Jul 24, 2018 (453 d)
Zackary John FlodeenFisher Investments otherVanguard Advisers, Inc. BD affiliatedOtherApr 17, 2017May 2, 2021 (1476 d)
Danielle Felice KennettFisher Investments otherPersonal Capital Advisors Corporation otherOtherApr 17, 2017Apr 17, 2017
Alexander Kent RowleyFisher Investments otherIcon Financial Services LLC no RAUMOtherApr 17, 2017Feb 18, 2020 (1037 d)
Shane Anthony HoltFisher Investments otherMission Wealth Management, LP independent RIAOtherApr 17, 2017Oct 5, 2018 (536 d)
Christopher Albert TarantinoFisher Investments otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 17, 2017Sep 5, 2017 (172 d)
Lan Chris TranFisher Investments otherStrategic Advisers LLC national BDOtherMar 17, 2017May 19, 2025 (2985 d)
Maria G ChristodoulouFisher Investments otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 13, 2017Jun 30, 2017 (109 d)
Michael Meade TroyerFisher Investments otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 1, 2017May 30, 2017 (90 d)
Julian Gar-Sing LamFisher Investments otherSchwab Wealth Advisory, Inc. otherOtherFeb 8, 2017Mar 3, 2017
David BarsonFisher Investments otherBarson Financial Planning state registeredOtherJan 19, 2017Mar 10, 2017 (50 d)
Adam C ArmstrongFisher Investments otherWithum Wealth Management independent RIAOtherJan 19, 2017Jan 22, 2021 (1464 d)
Joseph Dennis MclaughlinFisher Investments otherChurchill Management Group otherOtherDec 27, 2016Dec 19, 2016
Michael OlsenFisher Investments otherStrategic Advisers LLC national BDOtherNov 10, 2016Jan 25, 2017 (76 d)
Aaron Ross PriceFisher Investments otherJ.P. Morgan Private Wealth Advisors LLC otherOtherNov 10, 2016Nov 15, 2016
Eric YanFisher Investments otherCable Hill Partners, LLC independent RIAOtherSep 29, 2016Jun 26, 2018 (635 d)
Hannah Elizabeth AhmedFisher Investments otherMerriman otherOtherSep 19, 2016Oct 24, 2016 (35 d)
Patrick John VolkFisher Investments otherWealthy & Wise Family Office state registeredOtherSep 9, 2016Nov 9, 2016 (61 d)
Alexander Palmerton NelsonFisher Investments otherRBC Rochdale, LLC otherOtherAug 23, 2016Aug 23, 2016
Michael Lawrence BellodyFisher Investments otherSecurian Financial Services, Inc. BD affiliatedOtherAug 22, 2016Jan 15, 2020 (1241 d)
Anthony J CapristoFisher Investments otherCentaurus Financial, Inc. otherOtherAug 4, 2016Jun 23, 2017 (323 d)
Matthew William BaumannFisher Investments otherCreative Planning otherOtherAug 4, 2016Aug 23, 2016
Nephi K. WijckmansFisher Investments otherFidelity Personal And Workplace Advisors BD affiliatedOtherAug 2, 2016Dec 16, 2021 (1962 d)
Peter Dominic DemartinoFisher Investments otherMorgan Stanley wirehouseOtherJul 19, 2016Feb 1, 2019 (927 d)
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995 moves match.