DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Allstate Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven Brant Rose | Allstate Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2019 | May 21, 2019 |
| Vito Petriello | Allstate Financial Advisors, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | May 2, 2019 | May 2, 2019 |
| Joshua H Kimbrough | Allstate Financial Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2019 | May 31, 2021 (760 d) |
| Kimberly Leander Turner | Allstate Financial Advisors, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2019 | Jan 30, 2020 (273 d) |
| James Duncan Mcgary | Allstate Financial Advisors, LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2019 | Jun 4, 2019 (49 d) |
| Sean Alan Sunderlage | Allstate Financial Advisors, LLC BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2019 | Apr 15, 2019 |
| Craig R Coker | Allstate Financial Advisors, LLC BD affiliated | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2019 | Mar 21, 2019 |
| Sandra A Sambito | Allstate Financial Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2019 | May 16, 2019 (62 d) |
| Briana Laura Tremble | Allstate Financial Advisors, LLC BD affiliated | Esi Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2019 | Mar 11, 2019 |
| Kyle Douglas Kalkbrenner | Allstate Financial Advisors, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2019 | Mar 7, 2019 |
| Wayne Allen Piper | Allstate Financial Advisors, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2019 | Mar 19, 2019 |
| Keith Motusesky | Allstate Financial Advisors, LLC BD affiliated | American Portfolios Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2019 | Feb 8, 2021 (732 d) |
| David Robert Mcnurlen | Allstate Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2019 | Jan 19, 2021 (714 d) |
| Michael Anthony Tringhese | Allstate Financial Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 1, 2019 | Feb 5, 2019 |
| Rafael Antonio Gutierrez | Allstate Financial Advisors, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 23, 2019 | Oct 4, 2018 |
| Todd Joseph Richhart | Allstate Financial Advisors, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2019 | Jan 28, 2019 |
| Curtis Bernard Wiley | Allstate Financial Advisors, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2018 | Jan 23, 2019 |
| Thomas Joseph Begley | Allstate Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 27, 2018 | Apr 18, 2019 (112 d) |
| Chloe Wingate | Allstate Financial Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 27, 2018 | Mar 14, 2022 (1173 d) |
| Joan L Check | Allstate Financial Advisors, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Dec 13, 2018 | Apr 26, 2019 (134 d) |
| Jeffrey Paul Riesberg | Allstate Financial Advisors, LLC BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2018 | Feb 27, 2019 (84 d) |
| Joshua Joseph Weygandt | Allstate Financial Advisors, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2018 | Nov 5, 2018 |
| Dominic Andrew Russo | Allstate Financial Advisors, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2018 | Nov 5, 2018 |
| Michael Raymond Sturm | Allstate Financial Advisors, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 5, 2018 | Oct 26, 2018 |
| Mark Alan Terwilliger | Allstate Financial Advisors, LLC BD affiliated | Northbridge Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 3, 2018 | Oct 6, 2020 (734 d) |
| Katarina Stein | Allstate Financial Advisors, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 16, 2018 | Aug 29, 2018 |
| Patrick Christopher Romero | Allstate Financial Advisors, LLC BD affiliated | Madison Avenue Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2018 | Jul 16, 2018 |
| Daniel Lucas Dickerson | Allstate Financial Advisors, LLC BD affiliated | Trutoro independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2018 | Jun 29, 2018 |
| Hardee David Jerrels | Allstate Financial Advisors, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 7, 2018 | Jun 14, 2018 |
| Hoyt Scott Robey | Allstate Financial Advisors, LLC BD affiliated | Ars Investment Advisors, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 22, 2018 | May 17, 2018 |
| Shawndra Rodriguez | Allstate Financial Advisors, LLC BD affiliated | Mutual Of Omaha Investor Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2018 | Jun 5, 2026 (2943 d) |
| Mircea Corches | Allstate Financial Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 24, 2018 | May 14, 2018 |
| Paul Ronald Reed | Allstate Financial Advisors, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2018 | Aug 17, 2018 (135 d) |
| Derek Ray Huff | Allstate Financial Advisors, LLC no RAUM | Voya Financial Advisors, Inc. BD affiliated | Other | Mar 23, 2018 | May 9, 2018 (47 d) |
| Gerald Wayne Childs | Allstate Financial Advisors, LLC no RAUM | Pruco Securities, LLC BD affiliated | Other | Mar 20, 2018 | Mar 26, 2018 |
| Todd Curtis Allen | Allstate Financial Advisors, LLC no RAUM | On Investment Management Co BD affiliated | Other | Feb 22, 2018 | May 14, 2018 (81 d) |
| John Alexander Ogrodnick | Allstate Financial Advisors, LLC no RAUM | Pruco Securities, LLC BD affiliated | Other | Feb 14, 2018 | Feb 26, 2018 |
| Claiborne Brunot Lagrone | Allstate Financial Advisors, LLC no RAUM | Hancock Whitney Investment Services Inc. other | Other | Feb 12, 2018 | Feb 13, 2018 |
| Gregg Gilman Rencher | Allstate Financial Advisors, LLC no RAUM | Osaic Wealth, Inc. BD affiliated | Other | Jan 29, 2018 | Feb 1, 2018 |
| James Robert Karberg | Allstate Financial Advisors, LLC no RAUM | 1st Global Advisors Inc other | Other | Jan 12, 2018 | Feb 1, 2018 |
| Sharon Beharie | Allstate Financial Advisors, LLC no RAUM | J.P. Morgan Securities LLC wirehouse | Other | Nov 27, 2017 | Nov 22, 2017 |
| Jason C Palmer | Allstate Financial Advisors, LLC no RAUM | Usaa Investment Services Company BD affiliated | Other | Oct 26, 2017 | Apr 10, 2018 (166 d) |
| Peter George Pecci | Allstate Financial Advisors, LLC no RAUM | Integrity Alliance, LLC independent RIA | Other | Oct 19, 2017 | Jan 31, 2018 (104 d) |
| Fern M Tamborra | Allstate Financial Advisors, LLC no RAUM | Primerica Advisors national BD | Other | Oct 2, 2017 | Jan 27, 2022 (1578 d) |
| Allen W Livingston | Allstate Financial Advisors, LLC no RAUM | Allred Jackson Financial Planning, LLC state registered | Other | Sep 28, 2017 | Nov 3, 2017 (36 d) |
| Charles Jospeh Cavanaugh | Allstate Financial Advisors, LLC no RAUM | Citigroup Global Markets Inc. other | Other | Sep 8, 2017 | Sep 15, 2017 |
| Sathesh Janaki | Allstate Financial Advisors, LLC no RAUM | Advisors Asset Management, Inc. mixed wealth | Other | Sep 7, 2017 | May 15, 2018 (250 d) |
| Clinton Deshawn Ward | Allstate Financial Advisors, LLC no RAUM | Cg Advisory Services other | Other | Aug 21, 2017 | Oct 11, 2017 (51 d) |
| Pleshetta Juanita Loftin | Allstate Financial Advisors, LLC no RAUM | Planrock Wealth Strategies, LLC independent RIA | Other | Aug 8, 2017 | Apr 25, 2025 (2817 d) |
| Arthur Wayne Potter | Allstate Financial Advisors, LLC no RAUM | Proxy Wealth Advisors LLC independent RIA | Other | Jun 30, 2017 | Jul 30, 2024 (2587 d) |
| Paidemoyo Brian Charasika | Allstate Financial Advisors, LLC no RAUM | Magnate Advisory Services, LLC independent RIA | Other | Jun 30, 2017 | Jan 3, 2020 (917 d) |
| Sean Stephens | Allstate Financial Advisors, LLC no RAUM | Horace Mann Investors, Inc. no RAUM | Other | Jun 30, 2017 | Jun 28, 2019 (728 d) |
| Jorge Camero | Allstate Financial Advisors, LLC no RAUM | Pruco Securities, LLC other | Other | Jun 28, 2017 | Jul 17, 2017 |
| Angela Marie Sanders | Allstate Financial Advisors, LLC no RAUM | Pnc Managed Account Solutions, Inc. other | Other | Jun 6, 2017 | Jun 16, 2017 |
| Todd Matthew Himmelberg | Allstate Financial Advisors, LLC no RAUM | Ameritas Advisory Services, LLC BD affiliated | Other | May 25, 2017 | Nov 1, 2021 (1621 d) |
| Ryan James Draper | Allstate Financial Advisors, LLC no RAUM | Ameritas Advisory Services, LLC BD affiliated | Other | May 23, 2017 | Nov 1, 2021 (1623 d) |
| Lejo Abraham | Allstate Financial Advisors, LLC no RAUM | Comerica Securities bank affiliated | Other | May 16, 2017 | May 16, 2018 (365 d) |
| Thomas May | Allstate Financial Advisors, LLC no RAUM | W&S Brokerage Services, Inc. no RAUM | Other | May 2, 2017 | Feb 20, 2019 (659 d) |
| Adam I Rothbart | Allstate Financial Advisors, LLC no RAUM | Integrated Wealth Concepts LLC independent RIA | Other | Mar 28, 2017 | May 2, 2018 (400 d) |
| Gregory Joseph Garbeff | Allstate Financial Advisors, LLC no RAUM | Creativeone Wealth, LLC other | Other | Mar 1, 2017 | Apr 11, 2017 (41 d) |
404 moves match.