DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Allworth Financial, L.P.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Anthony Bastoni | Allworth Financial, L.P. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 31, 2026 |
| Cheyenne Gene Walker | Allworth Financial, L.P. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 31, 2026 |
| Joseph Mattei | Allworth Financial, L.P. BD affiliated | Fisher\Smb institutional | Other | Mar 30, 2026 | Apr 14, 2026 |
| Jacob Angulo-Bailey | Allworth Financial, L.P. BD affiliated | Focus Partners Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 26, 2026 | Apr 2, 2026 |
| Daniel William Rausch | Allworth Financial, L.P. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2026 | Mar 6, 2026 |
| Emily Begeman | Allworth Financial, L.P. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 17, 2026 | Mar 6, 2026 |
| Andrew Charles Gularte | Allworth Financial, L.P. BD affiliated | Titleist Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 3, 2026 | Feb 8, 2026 |
| Robin Christina Luckett | Allworth Financial, L.P. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2026 | Aug 11, 2026 (214 d) |
| Dominic Ross | Allworth Financial, L.P. BD affiliated | Alpha Wealth Funds, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2026 | Feb 24, 2026 (46 d) |
| Allison Modrak | Allworth Financial, L.P. BD affiliated | Mission Wealth Management, LP independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2026 | Mar 19, 2026 (73 d) |
| Kayla Sue-Helene Samuel | Allworth Financial, L.P. BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2026 | Feb 13, 2026 (39 d) |
| Katherine Harper | Allworth Financial, L.P. BD affiliated | Valeo Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2025 | Aug 13, 2026 (234 d) |
| Julia Ann Rogan | Allworth Financial, L.P. BD affiliated | Attessa Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2025 | Nov 5, 2025 |
| Robert Stark | Allworth Financial, L.P. BD affiliated | Watch Guard Capital LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 16, 2025 | Jul 11, 2025 |
| Carl Scott Lamb | Allworth Financial, L.P. BD affiliated | Parallel Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2025 | Apr 10, 2025 |
| Stratton Harrison | Allworth Financial, L.P. BD affiliated | Xypn Sapphire asset manager | Other | Feb 18, 2025 | Feb 14, 2025 |
| Brady Brandt | Allworth Financial, L.P. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2025 | Feb 14, 2025 |
| Christopher Stephen Mattox | Allworth Financial, L.P. BD affiliated | Camarda Wealth Advisory Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2024 | May 1, 2025 (161 d) |
| Alexander Evan Scott | Allworth Financial, L.P. BD affiliated | Mclean Asset Management Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2024 | Oct 29, 2024 |
| Shane Allen O'Brien | Allworth Financial, L.P. BD affiliated | Peak American Investment Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2024 | Dec 2, 2024 (69 d) |
| Sam Howard Degreen | Allworth Financial, L.P. BD affiliated | Degreen Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 22, 2024 | Jul 24, 2024 |
| Brooks Davis Russo | Allworth Financial, L.P. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2024 | Dec 10, 2024 (145 d) |
| Charles Duc Huy Tran | Allworth Financial, L.P. BD affiliated | Wealth Architects, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2024 | May 28, 2024 |
| Lauren M Williams | Allworth Financial, L.P. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2024 | Apr 10, 2024 |
| Christopher Paul Peter Grellas | Allworth Financial, L.P. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2024 | Apr 10, 2024 |
| Matthew J Lang | Allworth Financial, L.P. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 1, 2024 | May 14, 2024 (43 d) |
| Amanda Laurel Rocca | Allworth Financial, L.P. BD affiliated | Highline Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2024 | Mar 26, 2024 |
| Brayden Todd Cleland | Allworth Financial, L.P. BD affiliated | Riverpath Investments LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2024 | Feb 13, 2024 |
| Timothy Mazanec | Allworth Financial, L.P. BD affiliated | Rwa Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2024 | Feb 1, 2024 |
| Matthew Jason Christl | Allworth Financial, L.P. BD affiliated | Wise Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2023 | Dec 11, 2023 |
| Logan Michael Collie | Allworth Financial, L.P. BD affiliated | Collie Financial Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2023 | Sep 27, 2023 (37 d) |
| Mark Kuniholm | Allworth Financial, L.P. BD affiliated | Spire Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2023 | Jun 6, 2023 |
| Richard Roper Winters | Allworth Financial, L.P. BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2023 | Apr 26, 2023 |
| Joshua Michael Pinchek | Allworth Financial, L.P. BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2023 | Apr 26, 2023 |
| Jill L Pivato | Allworth Financial, L.P. BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2023 | May 19, 2023 |
| Richard Hamilton Oldham | Allworth Financial, L.P. BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2023 | May 19, 2023 |
| Michelle G Yates | Allworth Financial, L.P. BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2023 | Apr 28, 2023 |
| Carson Booras | Allworth Financial, L.P. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 31, 2023 | Apr 24, 2023 |
| Elizabeth Rugg | Allworth Financial, L.P. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 31, 2023 | Aug 7, 2023 (129 d) |
| Andrew David Kessler | Allworth Financial, L.P. BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2023 | Mar 17, 2023 |
| Mario Landeros | Allworth Financial, L.P. BD affiliated | Spectrum Wealth Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2022 | Mar 30, 2023 (115 d) |
| Dhanise Pagulayan | Allworth Financial, L.P. BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2022 | Jun 13, 2023 (190 d) |
| Steven Frank Manfredonia | Allworth Financial, L.P. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 9, 2022 | Dec 22, 2022 (43 d) |
| Sally Byrd Jilek | Allworth Financial, L.P. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2022 | Nov 3, 2025 (1146 d) |
| Brianna Nicole Hasbrook | Allworth Financial, L.P. BD affiliated | Defined Financial Planning LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2022 | Aug 19, 2022 |
| Tyler Thomas Boyce | Allworth Financial, L.P. independent RIA | Rfg Advisory, LLC independent RIA | RIA to RIA | Feb 16, 2022 | Feb 28, 2022 |
| Jesse M Reed | Allworth Financial, L.P. independent RIA | Creative Planning independent RIA | RIA to RIA | Oct 14, 2021 | Oct 25, 2021 |
| Daniel Kertz | Allworth Financial, L.P. independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Sep 1, 2021 | Dec 8, 2021 (98 d) |
| Christopher Sean Cox | Allworth Financial, L.P. independent RIA | Baker Tilly Wealth Management, LLC mixed wealth | RIA to RIA | Mar 12, 2021 | Apr 9, 2021 |
| Kevin Howard Cassidy | Allworth Financial, L.P. independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 29, 2020 | Oct 8, 2020 |
| Justin Richard Wilson | Allworth Financial, L.P. independent RIA | Perigon Wealth Management, LLC independent RIA | RIA to RIA | Jun 4, 2020 | Jun 17, 2020 |
| Sylvester Earl Williams | Allworth Financial, L.P. independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jun 2, 2020 | Nov 25, 2020 (176 d) |
| Paul Alexander Austin | Allworth Financial, L.P. independent RIA | Foster Victor independent RIA | RIA to RIA | Jun 2, 2020 | Oct 14, 2020 (134 d) |
| Jairo J Gomez | Allworth Financial, L.P. independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | May 15, 2020 | Jun 17, 2020 (33 d) |
| Keith Merritt Johnson | Allworth Financial, L.P. independent RIA | Benefit Financial Services Group independent RIA | RIA to RIA | May 9, 2019 | Sep 7, 2019 (121 d) |
| David Anthony Tisza | Allworth Financial, L.P. independent RIA | Assetmark, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2019 | Apr 30, 2026 (2675 d) |
| Craig Michael Anderson | Allworth Financial, L.P. other | Allegiance Retirement Solutions, Inc. unclassified | Other | Mar 19, 2015 | Aug 18, 2015 (152 d) |
| Kristopher Kraig Emick | Allworth Financial, L.P. other | Cambridge Investment Research Advisors, Inc. other | Other | Nov 11, 2014 | Dec 2, 2014 |
| Thomas Lanier Chandler | Allworth Financial, L.P. other | Pathway Strategic Advisors other | Other | Sep 9, 2014 | Aug 10, 2011 |
| Rebecca Dolva Jean Watson | Allworth Financial, L.P. other | LPL Financial LLC other | Other | Aug 25, 2014 | Sep 9, 2014 |
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74 moves match.