DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Empower Advisory Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alfred Einstein | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2025 | Apr 2, 2025 |
| Wayne Russell Veal | Empower Advisory Group, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2025 | May 1, 2025 (48 d) |
| Andrew Wentworth | Empower Advisory Group, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 10, 2025 | May 20, 2025 (71 d) |
| Matthew Foreman | Empower Advisory Group, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2025 | Apr 1, 2025 |
| Joshua Aaron Frieze | Empower Advisory Group, LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Mar 7, 2025 | Apr 1, 2025 |
| Joseph Raskauskas | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2025 | Mar 5, 2025 |
| Briana Dawn Conway Bateman | Empower Advisory Group, LLC BD affiliated | Voya Retirement Advisors, LLC other | Other | Feb 27, 2025 | Oct 29, 2025 (244 d) |
| Bryan P Rossodivita | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2025 | Mar 12, 2025 |
| Matthew John Almaguer | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2025 | Mar 6, 2025 |
| James Joseph Gorman | Empower Advisory Group, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2025 | Jun 23, 2026 (489 d) |
| Chrysta Andrade | Empower Advisory Group, LLC BD affiliated | Root Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 18, 2025 | May 30, 2025 (101 d) |
| Ricki Lyn Wrigley | Empower Advisory Group, LLC BD affiliated | Fenimore Asset Management, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 13, 2025 | Mar 21, 2025 (36 d) |
| Christopher Sean Cazalas | Empower Advisory Group, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2025 | Apr 28, 2025 (74 d) |
| Alexander Gunther | Empower Advisory Group, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 12, 2025 | Apr 1, 2025 (48 d) |
| Lisa Anne Prezzano | Empower Advisory Group, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2025 | Jan 28, 2025 |
| Ricardo R Santos | Empower Advisory Group, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2025 | Jan 22, 2025 |
| Thomas Erwin | Empower Advisory Group, LLC BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2025 | Dec 2, 2025 (319 d) |
| Tammy Margaret Hudacek | Empower Advisory Group, LLC BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2024 | Jan 3, 2025 |
| Anita Suzanne Pring | Empower Advisory Group, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2024 | Oct 21, 2025 (305 d) |
| Danielle Corigliano Maxwell | Empower Advisory Group, LLC BD affiliated | Onedigital institutional | Other | Dec 5, 2024 | Feb 14, 2025 (71 d) |
| Elliott Mccown | Empower Advisory Group, LLC BD affiliated | Evergreen Wealth Advisors mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2024 | Dec 19, 2024 |
| Anay Gonzalez | Empower Advisory Group, LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Dec 2, 2024 | May 12, 2025 (161 d) |
| Patrick James Vasicovschi | Empower Advisory Group, LLC BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2024 | Dec 12, 2024 |
| Patrick G. Iannetta | Empower Advisory Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Nov 25, 2024 |
| Kimberly Lynn Oros | Empower Advisory Group, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Nov 13, 2024 | Dec 18, 2024 (35 d) |
| Aljon Lovelace | Empower Advisory Group, LLC BD affiliated | Mdrn Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2024 | Dec 5, 2024 |
| Blake Austin Kahn | Empower Advisory Group, LLC BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2024 | Dec 5, 2024 |
| Jared Michael Kersten | Empower Advisory Group, LLC BD affiliated | Confidence Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2024 | Nov 14, 2024 |
| Sean Paige Samuel Best | Empower Advisory Group, LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2024 | Dec 5, 2024 |
| Bertrand Brisbane | Empower Advisory Group, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2024 | Dec 6, 2024 |
| Matthew Charles Wong Takamatsu | Empower Advisory Group, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 12, 2024 | Nov 23, 2024 |
| Jacob Chrysler | Empower Advisory Group, LLC BD affiliated | The Pension Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 25, 2024 | Nov 8, 2024 |
| Tracy Michelle Saylor | Empower Advisory Group, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 18, 2024 | Jan 4, 2025 (78 d) |
| Christopher Wayne Losey | Empower Advisory Group, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2024 | Aug 8, 2025 (297 d) |
| Kenneth John Verzella | Empower Advisory Group, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2024 | Oct 30, 2024 |
| Noah Benjamin Stubblefield | Empower Advisory Group, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2024 | Oct 28, 2024 |
| Peter Coutracos | Empower Advisory Group, LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2024 | Oct 1, 2024 |
| Pablo Guerrero Fitting | Empower Advisory Group, LLC BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2024 | Oct 21, 2024 |
| Salvador Roberto Rosas | Empower Advisory Group, LLC BD affiliated | Robinhood Asset Management no RAUM | Other | Sep 11, 2024 | Apr 14, 2025 (215 d) |
| Alec Michael Barber | Empower Advisory Group, LLC BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2024 | May 2, 2025 (246 d) |
| Teancum Joshua Stafford | Empower Advisory Group, LLC BD affiliated | Lido independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 16, 2024 | Sep 2, 2026 (747 d) |
| Vicki A Alva | Empower Advisory Group, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 15, 2024 | Sep 15, 2024 (31 d) |
| John Overton | Empower Advisory Group, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2024 | Sep 13, 2024 |
| Daniel Potocki | Empower Advisory Group, LLC BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Aug 6, 2024 | Sep 16, 2024 (41 d) |
| Damien Lindor | Empower Advisory Group, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 1, 2024 | Dec 2, 2024 (123 d) |
| Alex David Brost | Empower Advisory Group, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2024 | Sep 3, 2024 (35 d) |
| Andrew S Marcucci | Empower Advisory Group, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 23, 2024 | Jul 30, 2024 |
| Daniel Patrick Abrams | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2024 | Aug 7, 2024 |
| Ryan Jonathon Bluske | Empower Advisory Group, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2024 | Aug 14, 2024 |
| Shannon L Richardson | Empower Advisory Group, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2024 | Mar 7, 2025 (227 d) |
| Robert Okumu-Mccarron | Empower Advisory Group, LLC BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2024 | May 2, 2025 (283 d) |
| Jennifer Rose Schuessler | Empower Advisory Group, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Jul 10, 2024 | Sep 27, 2024 (79 d) |
| Amy Martin | Empower Advisory Group, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2024 | Aug 30, 2024 (51 d) |
| Scott Michael Walsh | Empower Advisory Group, LLC BD affiliated | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2024 | Jul 15, 2024 |
| Joseph Robert Hamad | Empower Advisory Group, LLC BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2024 | Jul 19, 2023 |
| Jonathan Jay Lester | Empower Advisory Group, LLC BD affiliated | Root Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2024 | Jun 24, 2024 |
| Robert Domenic Macdonald | Empower Advisory Group, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2024 | Jun 13, 2024 |
| William R Harmon | Empower Advisory Group, LLC BD affiliated | Vista Investment Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2024 | Jun 10, 2024 |
| Joseph Michael D'Amico | Empower Advisory Group, LLC BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2024 | Jun 18, 2024 |
| Marcelo Flores | Empower Advisory Group, LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2024 | Oct 30, 2024 (140 d) |
578 moves match.