DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Curian Capital, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kevin Richard McintoshCurian Capital, LLC otherRBC Rochdale, LLC otherOtherJan 6, 2016Jan 12, 2016
Erin Nicole DiegelCurian Capital, LLC otherBlackrock Investment Management, LLC otherOtherJan 5, 2016Jul 29, 2021 (2032 d)
Sara Anne PaulsonCurian Capital, LLC otherAssetmark, Inc. BD affiliatedOtherSep 16, 2015Jul 7, 2022 (2486 d)
Bryan Charles DuffyCurian Capital, LLC otherTotal Financial Advisors, LLC otherOtherSep 15, 2015Oct 5, 2015
Raymond Steven GettinsCurian Capital, LLC otherAbsolute Capital Management, LLC otherOtherSep 15, 2015Sep 23, 2015
Christopher Paul RandalCurian Capital, LLC otherAdvisors Capital Management, LLC otherOtherSep 15, 2015Oct 13, 2015
Rodger Adam HoofnagleCurian Capital, LLC otherAdvice And Planning Services otherOtherSep 15, 2015Apr 20, 2016 (218 d)
Francis William RossCurian Capital, LLC otherNeuberger Berman Bd LLC no RAUMOtherSep 15, 2015Sep 5, 2019 (1451 d)
Raymond Joseph KellyCurian Capital, LLC otherAdvisors Capital Management, LLC otherOtherSep 15, 2015Oct 13, 2015
Michael J ColeCurian Capital, LLC otherBrinker Capital Inc otherOtherSep 15, 2015Nov 4, 2015 (50 d)
Aaron Phillip HughesCurian Capital, LLC otherMsi Financial Services, Inc. otherOtherSep 15, 2015Dec 16, 2015 (92 d)
Anthony Joel GonzalesCurian Capital, LLC otherAssetmark, Inc. otherOtherSep 15, 2015Sep 25, 2015
William Lee KieranCurian Capital, LLC otherSei Investments Management Corp otherOtherSep 15, 2015Sep 21, 2015
Holt Patrick FogartyCurian Capital, LLC otherSei Investments Management Corp otherOtherSep 15, 2015Mar 23, 2016 (190 d)
Dominick Allen McpeakeCurian Capital, LLC otherLord, Abbett & Co. LLC otherOtherSep 15, 2015Nov 27, 2015 (73 d)
Todd Eugene SultCurian Capital, LLC otherPnc Wealth Management otherOtherSep 15, 2015Jul 19, 2016 (308 d)
Michael Aaron JonesCurian Capital, LLC otherAssetmark, Inc. otherOtherSep 15, 2015Dec 22, 2016 (464 d)
Steven SwistakCurian Capital, LLC otherAmeriprise Financial Services, LLC national BDOtherSep 15, 2015Jul 5, 2022 (2485 d)
Joseph P. LuciaCurian Capital, LLC otherFidelity Personal And Workplace Advisors BD affiliatedOtherSep 15, 2015Mar 23, 2021 (2016 d)
John Jacob NortonCurian Capital, LLC otherSei Investments Management Corp otherOtherSep 15, 2015Sep 25, 2015
James Robert CaldwellCurian Capital, LLC otherSecurities America Advisors, Inc. otherOtherSep 15, 2015Sep 14, 2015
Kyle Wood KerstingCurian Capital, LLC otherJaniczek Wealth Management otherOtherSep 15, 2015Sep 19, 2015
Robert Judd LasaterCurian Capital, LLC otherAdvisors Capital Management, LLC otherOtherSep 15, 2015Oct 3, 2015
Christopher Charles FoxCurian Capital, LLC otherSwan Global Investments, LLC otherOtherSep 15, 2015Oct 20, 2015 (35 d)
Michael Meade TroyerCurian Capital, LLC otherFisher Investments otherOtherSep 15, 2015Nov 4, 2015 (50 d)
Alexander Kane AssafCurian Capital, LLC otherEasterly Funds LLC otherOtherSep 15, 2015May 10, 2016 (238 d)
Tigran Hovhannes MuradyanCurian Capital, LLC otherAssetmark, Inc. otherOtherSep 15, 2015Sep 28, 2015
Antonio Andre NataleCurian Capital, LLC otherHantz Financial Services, Inc. no RAUMOtherSep 1, 2015Sep 25, 2015
Shawn Daniel RobinsonCurian Capital, LLC otherSchwab Wealth Advisory, Inc. no RAUMOtherJul 6, 2015Dec 15, 2025 (3815 d)
Kelly Lorraine PickeringCurian Capital, LLC otherCetera Investment Advisers LLC otherOtherJun 4, 2015Sep 11, 2015 (99 d)
Lawrence Neil LotwinCurian Capital, LLC otherSignator Investors, Inc. otherOtherApr 9, 2015Apr 29, 2015
Matthew Joseph CawleyCurian Capital, LLC other361 Capital LLC otherOtherMar 27, 2015Oct 6, 2016 (559 d)
Gage ThomsenCurian Capital, LLC otherCharles Schwab & Co., Inc. national BDOtherMar 19, 2015Apr 6, 2015
Thomas ZenobyCurian Capital, LLC otherConcourse Financial Group Advisors otherOtherFeb 6, 2015Feb 24, 2015
Donald P DelmonteCurian Capital, LLC otherAmeriprise Financial Services, LLC national BDOtherNov 20, 2014May 10, 2024 (3459 d)
Freeman Buckner IrbyCurian Capital, LLC otherMML Investors Services, LLC otherOtherOct 13, 2014Feb 24, 2015 (134 d)
Traci Lynn SarmientoCurian Capital, LLC otherCherry Street Partners otherOtherOct 13, 2014Jan 1, 2016 (445 d)
Stephanie Aaron TrenthamCurian Capital, LLC otherAdvisors Capital Management, LLC otherOtherJun 4, 2014Sep 26, 2014 (114 d)
Andrew Michael WinnCurian Capital, LLC otherT. Rowe Price Advisory Services, Inc. no RAUMOtherJun 3, 2014Jul 23, 2014 (50 d)
Kate Alexander FergusonCurian Capital, LLC otherLPL Financial LLC otherOtherMay 14, 2014Jun 4, 2015 (386 d)
Eric Charles KellerCurian Capital, LLC otherFirst Command Advisory Services otherOtherApr 18, 2014Dec 15, 2015 (606 d)
Thomas Elliot BauerCurian Capital, LLC otherNeuberger Berman Bd LLC otherOtherApr 18, 2014Apr 8, 2014
Kevin Deryl BeckCurian Capital, LLC otherWells Fargo Advisors wirehouseOtherApr 4, 2014Apr 8, 2014
Frank Ferrell BellarCurian Capital, LLC otherUBS Financial Services Inc. wirehouseOtherFeb 25, 2014Mar 18, 2014
Brett Allen McavoyCurian Capital, LLC otherCharles Schwab & Co., Inc. national BDOtherFeb 4, 2014May 9, 2023 (3381 d)
Sara Kahlene HemmingsCurian Capital, LLC otherSignator Investors, Inc. otherOtherNov 14, 2013Mar 23, 2015 (494 d)
Jason Robert OdetteCurian Capital, LLC otherTeamwork Financial Advisors, LLC independent RIAOtherNov 8, 2013Dec 2, 2013
Heidi Lynn KingCurian Capital, LLC otherRaymond James Financial Services Advisors, Inc otherOtherSep 27, 2013Oct 17, 2013
Austin Ray RicknerCurian Capital, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 24, 2013Jul 18, 2014 (297 d)
Stevon WebsterCurian Capital, LLC otherStrategic Advisers LLC national BDOtherSep 23, 2013Oct 7, 2013
Devin BartonCurian Capital, LLC otherEdward Jones national BDOtherAug 9, 2013May 1, 2017 (1361 d)
Christopher Nmn FleuratCurian Capital, LLC otherGreat American Advisors, Inc. otherOtherAug 5, 2013Mar 4, 2016 (942 d)
James Russell FerrinCurian Capital, LLC otherQuantitative Advantage, LLC otherOtherJun 11, 2013Mar 28, 2018 (1751 d)
Melissa Marie MyersCurian Capital, LLC otherVoya Retirement Advisors, LLC otherOtherApr 30, 2013Nov 8, 2013 (192 d)
Raymond Michael MasseyCurian Capital, LLC otherFintegra, LLC otherOtherMar 22, 2013Mar 28, 2014 (371 d)
Dylan Alexander SchlottCurian Capital, LLC otherAssetmark, Inc. otherOtherFeb 21, 2013Nov 23, 2016 (1371 d)
Jason Ian AbarCurian Capital, LLC otherReilly Financial Advisors otherOtherJan 5, 2013Jan 11, 2013
Jeffrey Sean WithrowCurian Capital, LLC otherRBC Rochdale, LLC otherOtherSep 24, 2012Nov 1, 2012 (38 d)
Richard Jeffery AnthonyCurian Capital, LLC otherCadaret Grant & Co Inc otherOtherAug 7, 2012Aug 20, 2012
Thomas D FarrellCurian Capital, LLC otherPurcell Advisory Services, LLC otherOtherJul 17, 2012Sep 7, 2012 (52 d)
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149 moves match.