DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pnc Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey Kenneth Miller | Pnc Wealth Management BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 20, 2023 | Jun 28, 2023 |
| Bill Nick Polizos | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2023 | Jul 11, 2023 |
| Jason Witkoski | Pnc Wealth Management BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 6, 2023 | Jun 9, 2023 |
| Kevin William Olson | Pnc Wealth Management BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 2, 2023 | Jul 6, 2023 (34 d) |
| Gerald Trent Mattingly | Pnc Wealth Management BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2023 | May 25, 2023 |
| Claudiu Laurentiu Dan | Pnc Wealth Management BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | May 31, 2023 | Jan 2, 2024 (216 d) |
| Pierce Barber | Pnc Wealth Management BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2023 | Jul 14, 2023 (45 d) |
| Francis Ronald Medley | Pnc Wealth Management BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2023 | Jun 5, 2023 |
| Joseph John Digiso | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 25, 2023 | May 24, 2023 |
| Careena Patel | Pnc Wealth Management BD affiliated | Momentum Independent Network Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2023 | May 17, 2023 |
| Robert Dinardo | Pnc Wealth Management BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2023 | Jul 31, 2023 (76 d) |
| Csongor Simon-Benedek | Pnc Wealth Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 15, 2023 | May 25, 2023 |
| Jeffrey Michael Boardman | Pnc Wealth Management BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2023 | May 18, 2023 |
| Steven Michael Clisch | Pnc Wealth Management BD affiliated | Ace Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 26, 2023 | May 12, 2023 |
| Mohamad Hussein | Pnc Wealth Management BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 14, 2023 | Apr 14, 2023 |
| Joshua Lee Potter | Pnc Wealth Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 11, 2023 | May 11, 2023 |
| Kevin Michael Furr | Pnc Wealth Management BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 11, 2023 | Apr 24, 2023 |
| Brent Joseph Martinson | Pnc Wealth Management BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2023 | May 12, 2023 (36 d) |
| Gregory Vayhinger | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 5, 2023 | Apr 4, 2023 |
| Jacob Dennis Dachille | Pnc Wealth Management BD affiliated | Allegheny Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2023 | Jun 9, 2023 (77 d) |
| Sulieman E Nurideen | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 22, 2023 | Mar 3, 2023 |
| Krist Hammargren | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 22, 2023 | Mar 22, 2023 |
| Peter M. Mayo | Pnc Wealth Management BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2023 | Mar 27, 2023 |
| David M Zane | Pnc Wealth Management BD affiliated | Sb Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2023 | Apr 19, 2023 (49 d) |
| Candelario Valdivia | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 1, 2023 | Sep 12, 2024 (561 d) |
| Rhea Nerissa Foster | Pnc Wealth Management BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2023 | Feb 27, 2023 |
| Duane E. Young | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 16, 2023 | Feb 23, 2023 |
| Christopher Lutz | Pnc Wealth Management BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2023 | Apr 14, 2023 (60 d) |
| Josh A Dunn | Pnc Wealth Management BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2023 | Mar 29, 2023 (44 d) |
| Mark A Stockard | Pnc Wealth Management BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 8, 2023 | Feb 8, 2023 |
| Jeffrey Aurand | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 1, 2023 | Jan 31, 2023 |
| Lee Scott Bolnick | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 20, 2023 | Mar 24, 2023 (63 d) |
| Emil Baczyk | Pnc Wealth Management BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jan 20, 2023 | Jan 13, 2023 |
| Seong Taek Hahn | Pnc Wealth Management BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jan 18, 2023 | Jan 13, 2023 |
| Lindsay Taylor Bennett | Pnc Wealth Management BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jan 18, 2023 | Jan 13, 2023 |
| Terri Shaw Whobrey | Pnc Wealth Management BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2023 | May 30, 2023 (140 d) |
| Blake Stewart | Pnc Wealth Management BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 9, 2023 | Jan 20, 2023 |
| Daniel Joseph Plis | Pnc Wealth Management BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2023 | Oct 26, 2023 (296 d) |
| Hamza Khan | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 3, 2023 | Jan 6, 2023 |
| Daniel Lester Collins | Pnc Wealth Management BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2022 | Dec 16, 2022 |
| Mark Joseph Smith | Pnc Wealth Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 13, 2022 | Dec 22, 2022 |
| Forrest Thomas Miles | Pnc Wealth Management BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2022 | Dec 2, 2022 |
| Erik Michael Jackson | Pnc Wealth Management BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2022 | Sep 15, 2021 |
| Granville Calvin Washington | Pnc Wealth Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 2, 2022 | Dec 1, 2022 |
| Joseph Michael Kuzmanko | Pnc Wealth Management BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2022 | Dec 1, 2022 |
| Marc T Blount | Pnc Wealth Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 28, 2022 | Jan 26, 2023 (59 d) |
| Lenard Cohen | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 18, 2022 | Dec 16, 2022 |
| Jammie Lee Ann Hunter | Pnc Wealth Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 17, 2022 | Jan 11, 2023 (55 d) |
| Ramiro Gomez Rincon | Pnc Wealth Management BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2022 | Jan 11, 2022 |
| Derek D. Finney | Pnc Wealth Management BD affiliated | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2022 | Nov 23, 2022 |
| Heidi Locastro | Pnc Wealth Management BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2022 | Dec 14, 2022 (44 d) |
| Gregory A Myers | Pnc Wealth Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 19, 2022 | Dec 14, 2022 (56 d) |
| Robert Thomas Smalanskas | Pnc Wealth Management BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2022 | Sep 26, 2022 |
| Michael Martin Zickert | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 7, 2022 | Oct 6, 2022 |
| Diana Margarita Mirabal | Pnc Wealth Management BD affiliated | Leucadia Asset Management LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2022 | Feb 17, 2023 (136 d) |
| Andres Ricketts | Pnc Wealth Management BD affiliated | Leucadia Asset Management LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2022 | Feb 17, 2023 (136 d) |
| Jamie Nichole Gerald | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 30, 2022 | Sep 26, 2022 |
| Amanda Ashley Hale | Pnc Wealth Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 26, 2022 | Sep 26, 2022 |
| Jaime Legarreta | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 20, 2022 | Dec 12, 2022 (83 d) |
| Cynthia Pettegrove | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 26, 2022 | Sep 12, 2022 |
2,665 moves match.