| Brent Alan Barchent | Cetera Advisor Networks LLC other | Cetera Investment Advisers LLC other | Other | Jun 13, 2012 | Jan 21, 2014 (587 d) |
| Jeffrey Lewis Schatz | Cetera Advisor Networks LLC other | West Financial Services, Inc. other | Other | Jun 6, 2012 | Jan 6, 2014 (579 d) |
| John Russell Carpani | Cetera Advisor Networks LLC other | Cl Wealth Management LLC other | Other | May 17, 2012 | Jun 12, 2012 |
| Thomas Michael Gale | Cetera Advisor Networks LLC other | Realta Investment Advisors, Inc other | Other | May 14, 2012 | Aug 31, 2012 (109 d) |
| Joshua Glenn Rothbard | Cetera Advisor Networks LLC other | Msi Financial Services, Inc. other | Other | May 7, 2012 | May 11, 2012 |
| Jessica Lynn Ulery | Cetera Advisor Networks LLC other | Investment Professionals, Inc. other | Other | Apr 26, 2012 | Jul 16, 2012 (81 d) |
| Thomas Edward Landy | Cetera Advisor Networks LLC other | Hornor, Townsend & Kent, LLC other | Other | Apr 17, 2012 | May 8, 2012 |
| William J. Hunt | Cetera Advisor Networks LLC other | J.P. Morgan Securities LLC wirehouse | Other | Apr 17, 2012 | May 10, 2019 (2579 d) |
| Dale M Dominick | Cetera Advisor Networks LLC other | Mid Atlantic Financial Management, Inc. other | Other | Apr 4, 2012 | Apr 2, 2012 |
| Clifford Mathew Robello | Cetera Advisor Networks LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Mar 30, 2012 | Mar 30, 2012 |
| Brenda Kay Ashworth | Cetera Advisor Networks LLC other | Cue Financial Group, Inc. other | Other | Mar 21, 2012 | Mar 19, 2012 |
| Robert Barrett Schilling | Cetera Advisor Networks LLC other | United Planners' Financial Services Of America A Limited Partner other | Other | Mar 8, 2012 | Mar 22, 2012 |
| Kimberley Ann Milani | Cetera Advisor Networks LLC other | RBC Capital Markets, LLC national BD | Other | Feb 28, 2012 | Mar 7, 2012 |
| David Joseph Pearl | Cetera Advisor Networks LLC other | Cooper Mcmanus other | Other | Feb 16, 2012 | Feb 14, 2012 |
| Arnim Sanchez Holzer | Cetera Advisor Networks LLC other | Right Blend Investing unclassified | Other | Jan 11, 2012 | Sep 17, 2012 (250 d) |
| Craig Brimhall Nelson | Cetera Advisor Networks LLC other | LPL Financial LLC other | Other | Dec 31, 2011 | Jan 12, 2012 |
| Michael Joseph Ciccone | Cetera Advisor Networks LLC other | Sterne Agee Investment Advisor Services, Inc. other | Other | Dec 31, 2011 | Jan 3, 2012 |
| Timothy Russell Alford | Cetera Advisor Networks LLC other | Reset Investment Management unclassified | Other | Dec 16, 2011 | Jul 27, 2017 (2050 d) |
| Heath Ryan Davis | Cetera Advisor Networks LLC other | Hornor, Townsend & Kent, LLC other | Other | Dec 16, 2011 | Jun 11, 2012 (178 d) |
| Michael Steven Mistretta | Cetera Advisor Networks LLC other | Avantax Advisory Services other | Other | Dec 14, 2011 | Dec 8, 2011 |
| Michael Conway Bree | Cetera Advisor Networks LLC other | Hornor, Townsend & Kent, LLC other | Other | Dec 8, 2011 | Dec 8, 2011 |
| Richard Collins Clark | Cetera Advisor Networks LLC other | Hornor, Townsend & Kent, LLC other | Other | Dec 8, 2011 | Dec 8, 2011 |
| Michael Dogum | Cetera Advisor Networks LLC other | Hornor, Townsend & Kent, LLC other | Other | Dec 8, 2011 | Dec 8, 2011 |
| Justin Chade Waller | Cetera Advisor Networks LLC other | Waller Financial Coaching state registered | Other | Dec 2, 2011 | Apr 9, 2025 (4877 d) |
| Christopher R Mayer | Cetera Advisor Networks LLC other | Edward Jones national BD | Other | Dec 1, 2011 | Nov 28, 2011 |
| Lindsey Jo Borgese | Cetera Advisor Networks LLC other | Cetera Investment Advisers LLC BD affiliated | Other | Nov 23, 2011 | Mar 21, 2024 (4502 d) |
| Stephen Michael Ference | Cetera Advisor Networks LLC other | Stonex Advisors Inc. BD affiliated | Other | Nov 15, 2011 | Apr 9, 2018 (2337 d) |
| Mark Mamoru Mitamura | Cetera Advisor Networks LLC other | Level Four Advisory Services other | Other | Nov 4, 2011 | Nov 7, 2011 |
| Patrick Amaya | Cetera Advisor Networks LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 2, 2011 | Mar 22, 2012 (141 d) |
| Karin Jo Nilsson | Cetera Advisor Networks LLC other | LPL Financial LLC other | Other | Oct 18, 2011 | Oct 7, 2011 |
| William Edward Newton | Cetera Advisor Networks LLC other | Archer Investment Corporation other | Other | Oct 7, 2011 | Oct 7, 2011 |
| Kwesi Adesina Simmsparris | Cetera Advisor Networks LLC other | Kaspian Wealth Management state registered | Other | Oct 4, 2011 | Mar 30, 2021 (3465 d) |
| Elizabeth Anne Williams | Cetera Advisor Networks LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Oct 4, 2011 | Oct 3, 2011 |
| Trevin J Panaia | Cetera Advisor Networks LLC other | Hornor, Townsend & Kent, LLC other | Other | Sep 30, 2011 | Oct 14, 2011 |
| Brian Joseph Weyman | Cetera Advisor Networks LLC other | Hornor, Townsend & Kent, LLC other | Other | Sep 30, 2011 | Oct 17, 2011 |
| Thomas Christopher Corley | Cetera Advisor Networks LLC other | World Investment Advisors, LLC other | Other | Sep 29, 2011 | Nov 12, 2025 (5158 d) |
| Ramak Fazeli | Cetera Advisor Networks LLC other | Scottrade Investment Management other | Other | Sep 23, 2011 | May 31, 2017 (2077 d) |
| Moses Lacour | Cetera Advisor Networks LLC other | Money Concepts Advisory Service other | Other | Sep 22, 2011 | Sep 2, 2011 |
| Michael Dare | Cetera Advisor Networks LLC other | MML Investors Services, LLC other | Other | Sep 22, 2011 | Oct 5, 2011 |
| Michael James Baker | Cetera Advisor Networks LLC other | Commonwealth Financial Network national BD | Other | Sep 21, 2011 | Sep 22, 2011 |
| Shawn David Brunner | Cetera Advisor Networks LLC other | Commonwealth Financial Network national BD | Other | Sep 21, 2011 | Sep 22, 2011 |
| Kellen S Taylor | Cetera Advisor Networks LLC other | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | Sep 12, 2011 | Dec 1, 2021 (3733 d) |
| Karen Nickerson Dejong | Cetera Advisor Networks LLC other | Foothill Securities, Inc. other | Other | Sep 8, 2011 | Sep 6, 2011 |
| Stacie Anne Bowman | Cetera Advisor Networks LLC other | Planmember Securities Corporation other | Other | Aug 23, 2011 | Aug 19, 2011 |
| David T Kuga | Cetera Advisor Networks LLC other | Planmember Securities Corporation other | Other | Aug 23, 2011 | Aug 19, 2011 |
| Ethan David Schuchman | Cetera Advisor Networks LLC other | Nationwide Securities, LLC no RAUM | Other | Aug 18, 2011 | Sep 8, 2011 |
| Carole Ann Sarson | Cetera Advisor Networks LLC other | Nfp Advisor Services, LLC other | Other | Aug 10, 2011 | Aug 8, 2011 |
| Brian D Beldham | Cetera Advisor Networks LLC other | Imperial Capital Asset Management LLC other | Other | Aug 10, 2011 | Aug 11, 2011 |
| Emily Kay Windolph | Cetera Advisor Networks LLC other | Investment Centers Of America, Inc. other | Other | Jun 16, 2011 | Jun 17, 2011 |
| Arturo Lopez Unzueta | Cetera Advisor Networks LLC other | Morgan Stanley wirehouse | Other | May 23, 2011 | Jun 3, 2011 |
| Dennis Eugene Kagel | Cetera Advisor Networks LLC other | Redhawk Wealth Advisors, Inc. other | Other | May 19, 2011 | Jun 3, 2011 |
| Maria Catherine Cacia | Cetera Advisor Networks LLC other | Wealthcare Advisory Partners LLC independent RIA | Other | May 6, 2011 | Sep 7, 2018 (2681 d) |
| Ted Maitland Lukeman | Cetera Advisor Networks LLC other | Osaic Wealth, Inc. other | Other | Apr 27, 2011 | May 23, 2011 |
| Ryan Michael Stover | Cetera Advisor Networks LLC other | Sagepoint Financial, Inc. other | Other | Apr 19, 2011 | Apr 20, 2011 |
| Patrick J Mcgrady | Cetera Advisor Networks LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Apr 12, 2011 | May 20, 2011 (38 d) |
| Stephanie Baines Bowens | Cetera Advisor Networks LLC other | Triad Advisors, LLC other | Other | Apr 5, 2011 | Apr 5, 2011 |
| Patrick Warren Simpkins | Cetera Advisor Networks LLC other | Triad Advisors, LLC other | Other | Apr 5, 2011 | Apr 4, 2011 |
| Melanie Rowen Reeve | Cetera Advisor Networks LLC other | Triad Advisors, LLC other | Other | Apr 5, 2011 | Apr 4, 2011 |
| Kurt Richard Ringenbach | Cetera Advisor Networks LLC other | Stratos Wealth Partners, Ltd other | Other | Mar 24, 2011 | Oct 27, 2011 (217 d) |
| Steven Vincent Gelber | Cetera Advisor Networks LLC other | LPL Financial LLC other | Other | Mar 15, 2011 | Mar 21, 2011 |