| Michael Stephen Frazier | Key Investment Services LLC other | Usaa Financial Planning Services no RAUM | Other | Jan 22, 2010 | Feb 18, 2010 |
| Tyson Carl Frerking | Key Investment Services LLC other | Td Ameritrade Investment Management, LLC other | Other | Nov 11, 2009 | Sep 1, 2010 (294 d) |
| Shaun Christopher Weyer | Key Investment Services LLC other | Natcity Investments, Inc. unclassified | Other | Aug 25, 2009 | Sep 4, 2009 |
| Andrew Michael Lawrence | Key Investment Services LLC other | U.S. Bancorp Investments, Inc. other | Other | Jul 16, 2009 | Aug 19, 2009 (34 d) |
| Lorie Reid | Key Investment Services LLC other | Fidelity Personal And Workplace Advisors BD affiliated | Other | May 20, 2009 | Oct 11, 2022 (4892 d) |
| Cheryl L Nodge | Key Investment Services LLC other | H.C.Meyer, Inc. unclassified | Other | May 20, 2009 | Apr 14, 2010 (329 d) |
| Nicholas Clauson Grose | Key Investment Services LLC other | Chase Investment Services Corp. other | Other | May 20, 2009 | Jul 16, 2010 (422 d) |
| Gail Preble Conley | Key Investment Services LLC other | LPL Financial LLC other | Other | Apr 17, 2009 | Jul 8, 2016 (2639 d) |
| Sage Hoovel Kendall | Key Investment Services LLC other | Addison Avenue Financial Partners, LLC unclassified | Other | Apr 7, 2009 | Jul 7, 2009 (91 d) |
| Michael Karl Pankaskie | Key Investment Services LLC other | Ameriprise Financial Services, LLC national BD | Other | Jan 14, 2009 | Nov 25, 2009 (315 d) |
| James Cassell Nickens | Key Investment Services LLC other | Msh Capital Advisors LLC independent RIA | Other | Dec 31, 2008 | Mar 31, 2026 (6299 d) |
| Stephen John Hruby | Key Investment Services LLC other | Chase Investment Services Corp. other | Other | Sep 2, 2008 | Jun 15, 2009 (286 d) |
| Lowell Thomas Diers | Key Investment Services LLC other | Wamu Investments, Inc. unclassified | Other | Jul 25, 2008 | Aug 1, 2008 |
| Chad D Shuherk | Key Investment Services LLC other | Chase Investment Services Corp. other | Other | Jun 12, 2008 | Jun 19, 2008 |
| William Gordon Tuttle | Key Investment Services LLC other | Wamu Investments, Inc. unclassified | Other | Jun 3, 2008 | Jun 5, 2008 |
| Michelle Lynn Wanless | Key Investment Services LLC other | Wells Fargo Investments, LLC unclassified | Other | May 23, 2008 | Jun 5, 2008 |
| Sam A Parail | Key Investment Services LLC other | Ronald Blue & Co., LLC other | Other | May 16, 2008 | Jun 18, 2008 (33 d) |
| Ross Stuart Eng | Key Investment Services LLC other | Wells Fargo Advisors wirehouse | Other | May 12, 2008 | May 9, 2008 |
| Eric W Lord | Key Investment Services LLC other | Wells Fargo Investments, LLC unclassified | Other | May 12, 2008 | May 9, 2008 |
| Lance Kenji Nekota | Key Investment Services LLC other | Wamu Investments, Inc. unclassified | Other | Apr 1, 2008 | Apr 8, 2008 |
| Richard Miller Nickerson | Key Investment Services LLC other | LPL Financial LLC other | Other | Mar 24, 2008 | Apr 10, 2008 |
| Robert G Fogarty | Key Investment Services LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Mar 4, 2008 | Nov 28, 2022 (5382 d) |
| Scott Joseph Jimison | Key Investment Services LLC other | Msi Financial Services, Inc. other | Other | Jan 28, 2008 | Dec 16, 2009 (688 d) |
| Colin Matthew Lewis | Key Investment Services LLC other | Chase Investment Services Corp. other | Other | Jan 25, 2008 | Jan 31, 2008 |
| Kevin John Williams | Key Investment Services LLC other | Td Ameritrade Investment Management, LLC other | Other | Jan 2, 2008 | Jan 24, 2008 |
| Matthew J Mazzone | Key Investment Services LLC other | Principal Securities, Inc. BD affiliated | Other | Dec 31, 2007 | Jun 30, 2021 (4930 d) |
| Shelly Ann Thomas | Key Investment Services LLC other | UBS Financial Services Inc. wirehouse | Other | Nov 30, 2007 | Dec 7, 2007 |
| Joshua David Rochon | Key Investment Services LLC other | Edward Jones national BD | Other | Nov 12, 2007 | Nov 16, 2009 (735 d) |
| Krysten Amie Overly-Armour | Key Investment Services LLC other | Woodbury Financial Services, Inc. other | Other | Oct 26, 2007 | Oct 2, 2007 |
| Christopher Michael Shingler | Key Investment Services LLC other | Hsbc Securities (USA) Inc. other | Other | Oct 4, 2007 | Dec 6, 2007 (63 d) |
| Seth Jerome Gunderson | Key Investment Services LLC other | Wells Fargo Investments, LLC unclassified | Other | Sep 27, 2007 | Sep 27, 2007 |
| Jennifer Johnston | Key Investment Services LLC other | Wells Fargo Advisors wirehouse | Other | Sep 20, 2007 | Oct 5, 2007 |
| Brooke Jayson Bowerman | Key Investment Services LLC other | Securian Financial Services, Inc. other | Other | Aug 23, 2007 | Oct 4, 2007 (42 d) |
| Kurt A. Roddy | Key Investment Services LLC other | Paulson Investment Company, LLC other | Other | Jul 25, 2007 | Oct 31, 2007 (98 d) |
| Alex W Morris | Key Investment Services LLC other | Butler, Wick & Co., Inc. unclassified | Other | Jun 22, 2007 | Jul 3, 2007 |
| Ryan D Harris | Key Investment Services LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jun 6, 2007 | Sep 15, 2009 (832 d) |
| Brett Erich Leonhardt | Key Investment Services LLC other | Wells Fargo Investments, LLC unclassified | Other | May 24, 2007 | Jul 3, 2007 (40 d) |
| Traci Jean Diblasio | Key Investment Services LLC other | Wells Fargo Advisors wirehouse | Other | May 9, 2007 | Oct 5, 2007 (149 d) |
| Joseph Scott Messinger | Key Investment Services LLC other | Eagle Strategies LLC other | Other | Mar 23, 2007 | Jun 30, 2009 (830 d) |
| Karl Zimmerman | Key Investment Services LLC other | Pnc Wealth Management other | Other | Feb 9, 2007 | Feb 23, 2007 |
| Kelly Lynn Ryland | Key Investment Services LLC other | Signator Financial Services, Inc. other | Other | Feb 9, 2007 | Apr 24, 2014 (2631 d) |
| Michael J Rogers | Key Investment Services LLC other | Invest Financial Corporation other | Other | Jan 16, 2007 | Jan 24, 2007 |
| Michael Miser | Key Investment Services LLC other | Oppenheimer & Co. Inc. other | Other | Jan 12, 2007 | Jan 16, 2007 |
| Charles Anthony Triaga | Key Investment Services LLC other | Independent Financial Partners BD affiliated | Other | Dec 31, 2006 | Jun 6, 2021 (5271 d) |
| Brenda Laura Isabel Monk | Key Investment Services LLC other | Cadaret Grant & Co Inc BD affiliated | Other | Dec 31, 2006 | May 4, 2021 (5238 d) |
| Laurence James Schnall | Key Investment Services LLC other | Cadaret Grant & Co Inc BD affiliated | Other | Dec 31, 2006 | May 4, 2021 (5238 d) |
| Kenneth Souser | Key Investment Services LLC other | Janney Montgomery Scott LLC other | Other | Dec 31, 2006 | Sep 30, 2011 (1734 d) |
| Michael Freeman Sheridan | Key Investment Services LLC other | Independent Financial Partners BD affiliated | Other | Dec 31, 2006 | May 14, 2021 (5248 d) |
| Mark Anthony Saya | Key Investment Services LLC other | Cadaret Grant & Co Inc BD affiliated | Other | Dec 31, 2006 | May 4, 2021 (5238 d) |
| Gregory Pienkosz | Key Investment Services LLC other | Wells Fargo Advisors wirehouse | Other | Dec 31, 2006 | Jul 27, 2021 (5322 d) |
| Christopher Scott Noechel | Key Investment Services LLC other | Flexible Plan Investments Ltd independent RIA | Other | Dec 31, 2006 | Feb 27, 2020 (4806 d) |
| To Hun Pak | Key Investment Services LLC other | Citigroup Global Markets Inc. other | Other | Nov 21, 2006 | Apr 5, 2007 (135 d) |
| Coleen C Paradissis | Key Investment Services LLC other | Huntington Financial Advisors other | Other | Nov 21, 2006 | Jan 12, 2007 (52 d) |
| John Patrick Cuddihy | Key Investment Services LLC other | Hsbc Securities (USA) Inc. other | Other | Oct 9, 2006 | Jun 20, 2007 (254 d) |
| David John Tizekker | Key Investment Services LLC other | Simple Financial, LLC state registered | Other | Sep 6, 2006 | Mar 27, 2025 (6777 d) |
| Michael Christopher Polacek | Key Investment Services LLC other | Cadaret Grant & Co Inc other | Other | Jul 31, 2006 | Jul 9, 2008 (709 d) |
| Steven Joe Harrell | Key Investment Services LLC other | Cuso Financial Services, L.P. other | Other | Jun 26, 2006 | Aug 3, 2006 (38 d) |
| Kimberly Ann Bish | Key Investment Services LLC other | Keybanc Capital Markets Inc. unclassified | Other | Feb 14, 2006 | Feb 14, 2006 |
| Jonathan Robert Broadbent | Key Investment Services LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jan 18, 2006 | Jan 19, 2006 |