DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Bmo Harris Financial Advisors, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kenneth RobbinsBmo Harris Financial Advisors, Inc otherStrategic Advisers LLC national BDOtherDec 27, 2016Jan 20, 2017
Jennifer A MeridaBmo Harris Financial Advisors, Inc otherMoney Concepts Advisory Service BD affiliatedOtherDec 15, 2016Nov 29, 2018 (714 d)
Michael D OberheimBmo Harris Financial Advisors, Inc otherLPL Financial LLC otherOtherDec 15, 2016Dec 14, 2016
Jason Andrew BuehrleBmo Harris Financial Advisors, Inc otherEdward Jones national BDOtherDec 6, 2016Nov 15, 2016
Tonya KalodimosBmo Harris Financial Advisors, Inc otherJ.P. Morgan Securities LLC wirehouseOtherDec 1, 2016Dec 1, 2016
Sarah Nicole KozlowskiBmo Harris Financial Advisors, Inc otherOneamerica Securities, Inc. otherOtherOct 18, 2016Oct 17, 2016
Goran TomicBmo Harris Financial Advisors, Inc otherCuna Brokerage Services, Inc. otherOtherOct 14, 2016Oct 21, 2016
Rory John O'SullivanBmo Harris Financial Advisors, Inc otherAllspring Funds Management, LLC otherOtherSep 19, 2016Dec 22, 2016 (94 d)
Alexander GallegosBmo Harris Financial Advisors, Inc otherWoodbury Financial Services, Inc. otherOtherAug 25, 2016Mar 21, 2017 (208 d)
Ashley M AmstadtBmo Harris Financial Advisors, Inc otherU.S. Bancorp Investments, Inc. otherOtherAug 19, 2016Dec 12, 2016 (115 d)
Steven Leroy DouglassBmo Harris Financial Advisors, Inc otherLPL Financial LLC BD affiliatedOtherAug 10, 2016Nov 26, 2025 (3395 d)
Bradley Dale HutterBmo Harris Financial Advisors, Inc otherMorgan Stanley wirehouseOtherJul 5, 2016Feb 24, 2017 (234 d)
Charles John DanielsBmo Harris Financial Advisors, Inc otherSlatestone Wealth LLC independent RIAOtherJul 1, 2016Jun 22, 2022 (2182 d)
Timothy Michael PogueBmo Harris Financial Advisors, Inc otherScottrade Investment Management otherOtherJul 1, 2016Jan 31, 2017 (214 d)
Marti M LatourBmo Harris Financial Advisors, Inc otherInvest Financial Corporation otherOtherJul 1, 2016Oct 9, 2017 (465 d)
Thomas Herbert HouseBmo Harris Financial Advisors, Inc otherMML Investors Services, LLC otherOtherJul 1, 2016Oct 21, 2016 (112 d)
Nicholaus GlockeBmo Harris Financial Advisors, Inc otherAllspring Funds Management, LLC otherOtherJun 24, 2016Dec 22, 2016 (181 d)
Thomas Herbert ThorntonBmo Harris Financial Advisors, Inc otherLPL Financial LLC otherOtherJun 7, 2016Jul 26, 2016 (49 d)
Susan Michelle JannBmo Harris Financial Advisors, Inc otherGoelzer Investment Management otherOtherMay 13, 2016Jun 3, 2016
Michael Robert HodanBmo Harris Financial Advisors, Inc otherWells Fargo Advisors wirehouseOtherMay 10, 2016May 6, 2016
Kyle Christopher PoplawskiBmo Harris Financial Advisors, Inc otherWells Fargo Advisors wirehouseOtherMay 10, 2016May 6, 2016
Matthew John HickeyBmo Harris Financial Advisors, Inc otherStifel, Nicolaus & Company, Incorporated national BDOtherApr 15, 2016Jun 29, 2016 (75 d)
David IrwinBmo Harris Financial Advisors, Inc otherThe Oak Ridge Financial Services Group, Inc otherOtherMar 3, 2016Feb 26, 2016
Emiliano Rios CabanBmo Harris Financial Advisors, Inc otherCharles Schwab & Co., Inc. national BDOtherFeb 11, 2016Mar 1, 2016
Ricky BurroughsBmo Harris Financial Advisors, Inc otherU.S. Bancorp Investments, Inc. BD affiliatedOtherJan 6, 2016Apr 25, 2018 (840 d)
Anna Marie KottkeBmo Harris Financial Advisors, Inc otherLPL Financial LLC otherOtherJan 5, 2016Jan 5, 2016
Nathan P ClarkBmo Harris Financial Advisors, Inc otherBancwest Investment Services, Inc. (Bwis) otherOtherJan 5, 2016Feb 22, 2016 (48 d)
Peter Joseph HoraBmo Harris Financial Advisors, Inc otherWells Fargo Advisors wirehouseOtherDec 14, 2015Jan 6, 2016
Alejandro Julius HaasBmo Harris Financial Advisors, Inc otherCetera Advisors LLC otherOtherOct 9, 2015Nov 10, 2015 (32 d)
Todd Robert KreitzmanBmo Harris Financial Advisors, Inc otherKestra Advisory Services, LLC otherOtherOct 1, 2015Apr 19, 2016 (201 d)
Donald G HeatherlyBmo Harris Financial Advisors, Inc otherHk Private Client, LLC state registeredOtherSep 21, 2015Apr 20, 2022 (2403 d)
Peter Timothy UihleinBmo Harris Financial Advisors, Inc otherNorthwestern Mutual Investment Services,LLC otherOtherAug 24, 2015Aug 31, 2015
Matthew Jacob ShapiroBmo Harris Financial Advisors, Inc otherRobert W. Baird & Co. Incorporated otherOtherAug 20, 2015Aug 17, 2015
Susan Jean Sturm-BaileyBmo Harris Financial Advisors, Inc otherAnnex Wealth Management, LLC otherOtherAug 19, 2015Feb 11, 2016 (176 d)
Neil John MoscickiBmo Harris Financial Advisors, Inc otherWintrust Investments otherOtherAug 5, 2015Jul 31, 2015
Marlo Ann BurnsBmo Harris Financial Advisors, Inc otherCuso Financial Services, L.P. otherOtherMay 19, 2015Apr 30, 2015
Nathaniel Edman SiensBmo Harris Financial Advisors, Inc otherHayden Royal otherOtherApr 24, 2015Sep 2, 2015 (131 d)
Lacey Blair ZavelovichBmo Harris Financial Advisors, Inc otherCedar Capital, LLC no RAUMOtherMar 2, 2015Apr 30, 2015 (59 d)
Marni Kristine AngusBmo Harris Financial Advisors, Inc otherLPL Financial LLC otherOtherMar 2, 2015Mar 11, 2015
Bryan M FarwellBmo Harris Financial Advisors, Inc otherQuestar Asset Management, Inc. otherOtherDec 3, 2014Dec 8, 2014
Christopher Joseph BraunerBmo Harris Financial Advisors, Inc otherBuckingham Strategic Wealth, LLC otherOtherNov 17, 2014Dec 19, 2014 (32 d)
Michael Brandon PruittBmo Harris Financial Advisors, Inc otherMbe Wealth Management, LLC otherOtherNov 14, 2014Oct 30, 2014
Paul William ZanderBmo Harris Financial Advisors, Inc otherLPL Financial LLC otherOtherOct 14, 2014Nov 10, 2014
April Marie CleavlandBmo Harris Financial Advisors, Inc otherAssociated Investment Services, Inc. otherOtherSep 26, 2014Oct 1, 2014
Laura Jean BarnardBmo Harris Financial Advisors, Inc otherThrivent Investment Management Inc. otherOtherAug 13, 2014Aug 19, 2014
Matthew Boyce LoweryBmo Harris Financial Advisors, Inc otherMML Investors Services, LLC otherOtherAug 4, 2014Nov 14, 2014 (102 d)
Theresa Marie HenslinBmo Harris Financial Advisors, Inc otherAssociated Investment Services, Inc. otherOtherJun 20, 2014Sep 17, 2014 (89 d)
James Francis KlasaBmo Harris Financial Advisors, Inc otherPnc Wealth Management otherOtherJun 17, 2014Jun 24, 2014
Nicole Ann GeniesseBmo Harris Financial Advisors, Inc otherJohnson Wealth Inc. otherOtherMay 27, 2014Jan 13, 2017 (962 d)
Mazen Elias ZanayedBmo Harris Financial Advisors, Inc otherPnc Wealth Management otherOtherMay 2, 2014May 19, 2014
Renae WatkinsBmo Harris Financial Advisors, Inc otherWells Fargo Advisors wirehouseOtherFeb 13, 2014Feb 27, 2014
Hernand HernandezBmo Harris Financial Advisors, Inc otherJ.P. Morgan Securities LLC wirehouseOtherFeb 7, 2014Feb 17, 2014
Tricia Colleen SendelbachBmo Harris Financial Advisors, Inc otherOneamerica Securities, Inc. otherOtherJan 13, 2014Oct 2, 2015 (627 d)
Thomas James GruszkaBmo Harris Financial Advisors, Inc otherLPL Financial LLC otherOtherDec 13, 2013Dec 17, 2013
Lashell Louise LentzBmo Harris Financial Advisors, Inc otherMorgan Stanley wirehouseOtherNov 26, 2013Nov 27, 2013
Bradley James HighBmo Harris Financial Advisors, Inc otherAllspring Funds Management, LLC otherOtherNov 22, 2013Dec 3, 2013
Greg Alan SchroederBmo Harris Financial Advisors, Inc otherLPL Financial LLC otherOtherNov 4, 2013Oct 4, 2013
Melody Marie GressickBmo Harris Financial Advisors, Inc otherLPL Financial LLC otherOtherOct 22, 2013Oct 4, 2013
Alberta Stephens RobertsBmo Harris Financial Advisors, Inc otherAmcore Investment Services, Inc unclassifiedOtherOct 17, 2013Jul 2, 2010
David Michel HaikBmo Harris Financial Advisors, Inc otherBancwest Investment Services, Inc. (Bwis) otherOtherOct 7, 2013Nov 6, 2013
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247 moves match.