DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from International Assets Investment Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tadd Merrill Killpack | International Assets Investment Management, LLC BD affiliated | Alexander Capital Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2026 | Aug 25, 2026 |
| Timothy Roberts | International Assets Investment Management, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Jul 13, 2026 |
| Xhordi Xhokola | International Assets Investment Management, LLC BD affiliated | The Pinnacle Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2026 | Aug 6, 2026 |
| Brandon Reed Barile | International Assets Investment Management, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Jun 22, 2026 |
| Peyton Graham Culberson | International Assets Investment Management, LLC BD affiliated | Quincy Wells Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 8, 2026 | Jul 23, 2026 (45 d) |
| Fred G Horrocks | International Assets Investment Management, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2026 | Feb 17, 2026 |
| Scott Ryan Babbitt | International Assets Investment Management, LLC BD affiliated | Sb Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2026 | Feb 6, 2026 |
| Michael Miles Hartlett | International Assets Investment Management, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2025 | Nov 5, 2025 |
| Cindy Lynn Shuman | International Assets Investment Management, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2025 | Nov 3, 2025 |
| Christopher Bernard Cymbala | International Assets Investment Management, LLC BD affiliated | Symmetry Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2025 | Sep 16, 2025 (92 d) |
| Dwight William Rich | International Assets Investment Management, LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2025 | Jun 12, 2025 |
| Shane Mahadeo | International Assets Investment Management, LLC BD affiliated | Florida Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2025 | Jun 30, 2025 |
| Anthony Bart Javarone | International Assets Investment Management, LLC BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2025 | May 15, 2025 |
| Mark Julius Potocsny | International Assets Investment Management, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2025 | Apr 9, 2025 |
| H Craig Rappaport | International Assets Investment Management, LLC BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2025 | Mar 31, 2025 |
| Mary B Haverly | International Assets Investment Management, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2025 | Apr 1, 2025 |
| Adam Spencer Carey | International Assets Investment Management, LLC BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2025 | Mar 10, 2025 |
| Alexander Potocsny | International Assets Investment Management, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2025 | Jul 9, 2025 (162 d) |
| David Peter Reiss | International Assets Investment Management, LLC BD affiliated | R. F. Lafferty & Co., Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2025 | Jan 22, 2025 |
| Alexander Joseph King | International Assets Investment Management, LLC BD affiliated | Macedon Financial Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 7, 2025 | Jan 6, 2025 |
| David Alan Ramos | International Assets Investment Management, LLC BD affiliated | B.B. Graham & Company, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2024 | Dec 3, 2024 |
| Jeffrey Charles Wallgren | International Assets Investment Management, LLC BD affiliated | Global Assets Advisory, LLC no RAUM | Other | Oct 17, 2024 | Mar 16, 2020 |
| Joseph Allen Onopa | International Assets Investment Management, LLC BD affiliated | Tactive Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2024 | Nov 11, 2025 (396 d) |
| Jeffrey Guy Labelle | International Assets Investment Management, LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2024 | Jan 5, 2026 (462 d) |
| Stephen Michael Raglow-De Franco | International Assets Investment Management, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2024 | Sep 3, 2024 |
| Warren Wilfred Seeley | International Assets Investment Management, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2024 | Sep 4, 2024 |
| Richard William Engen | International Assets Investment Management, LLC BD affiliated | Global Assets Advisory, LLC no RAUM | Other | Aug 19, 2024 | Mar 16, 2020 |
| Matthew A Novak | International Assets Investment Management, LLC BD affiliated | Sparta Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2024 | Apr 14, 2025 (348 d) |
| Mark Vincent Petersen | International Assets Investment Management, LLC BD affiliated | Crescent Advisor Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2023 | Aug 29, 2025 (607 d) |
| Ryan Paul O'Leary | International Assets Investment Management, LLC BD affiliated | Ars Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2023 | Sep 20, 2025 (677 d) |
| Michael David Kolacz | International Assets Investment Management, LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2023 | Jun 9, 2023 |
| Bradley Merritt Epstein | International Assets Investment Management, LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2023 | Jun 8, 2023 |
| Jiaqi Li | International Assets Investment Management, LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2023 | May 8, 2023 |
| Stephen Jimenez | International Assets Investment Management, LLC BD affiliated | Peerless Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2023 | Mar 18, 2025 (722 d) |
| Frankie Ricardo Brin | International Assets Investment Management, LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2023 | Mar 29, 2023 |
| Frank Augustine Cuenca | International Assets Investment Management, LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2023 | Jan 23, 2023 |
| Samuel Kust | International Assets Investment Management, LLC BD affiliated | Fidelis Wealth Management, LLC unclassified | Other | Dec 15, 2022 | Mar 9, 2023 (84 d) |
| Scott Wesley Ross | International Assets Investment Management, LLC BD affiliated | Kingswood Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2022 | Jun 28, 2022 |
| Tracy Tia Talbot | International Assets Investment Management, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2022 | May 25, 2022 |
| Williams Keen Butcher | International Assets Investment Management, LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2022 | May 5, 2022 |
| Eric Brown | International Assets Investment Management, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 26, 2022 | Jul 7, 2022 (42 d) |
| James Edward Bashaw | International Assets Investment Management, LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2022 | Apr 13, 2022 |
| Alexander Raymond Creede | International Assets Investment Management, LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2022 | Mar 31, 2022 |
| Larry Glenn Boggs | International Assets Investment Management, LLC BD affiliated | D.L. Fields Advisory Group, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 25, 2022 | Feb 24, 2022 |
| Cynthia A Pulver | International Assets Investment Management, LLC BD affiliated | Benchmark Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2021 | Dec 14, 2021 |
| Michael Allen Kelash | International Assets Investment Management, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 8, 2021 | Nov 24, 2021 |
| Jacob Saul Jansen | International Assets Investment Management, LLC BD affiliated | Jansen Wealth Management LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 5, 2021 | Dec 17, 2021 (42 d) |
| Tyler Smith | International Assets Investment Management, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 25, 2021 | Dec 6, 2021 (42 d) |
| Robert Burel West | International Assets Investment Management, LLC BD affiliated | Midwest Financial Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 25, 2021 | Jan 1, 2025 (1225 d) |
| John Andrew Zaro | International Assets Investment Management, LLC BD affiliated | Granite Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 11, 2021 | Jan 8, 2021 |
| Brent William Burgesser | International Assets Investment Management, LLC BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2021 | Aug 11, 2021 (51 d) |
| Scott Arthur Morris | International Assets Investment Management, LLC BD affiliated | Alexander Capital Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2021 | Mar 19, 2021 |
| Bruce Anthony Zaro | International Assets Investment Management, LLC BD affiliated | Granite Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 9, 2021 | Feb 23, 2024 (1081 d) |
| Paul John Cella | International Assets Investment Management, LLC BD affiliated | Research Financial Strategies independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 16, 2021 | Feb 22, 2021 |
| Michael Werner Keller | International Assets Investment Management, LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2021 | Jan 29, 2021 |
| Jody Gunderson | International Assets Investment Management, LLC BD affiliated | Quincy Wells Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 4, 2021 | Sep 12, 2022 (616 d) |
| Austin Leonard Metcalfe Thielen | International Assets Investment Management, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2020 | Oct 4, 2021 (284 d) |
| Bonny Barbara Collins | International Assets Investment Management, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 12, 2020 | Feb 1, 2021 (81 d) |
| Robert C Hall | International Assets Investment Management, LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2020 | Feb 8, 2021 (98 d) |
| Clinton Brian Galyean | International Assets Investment Management, LLC BD affiliated | Capital Investment Partners LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 22, 2020 | Jul 31, 2020 |
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104 moves match.