DFX Intelligence
Advisor moves
Departures from Ae Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Matthew Foley | Ae Wealth Management, LLC BD affiliated | Kinetic Investment Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2021 | Jan 3, 2022 |
| Thomas Joseph Healey | Ae Wealth Management, LLC BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Dec 6, 2021 | Apr 25, 2022 (140 d) |
| Christopher Emilio Crosby | Ae Wealth Management, LLC BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2021 | Dec 8, 2021 |
| Jason Palomares Lavarias | Ae Wealth Management, LLC BD affiliated | Fitzwilliams Wealth Management Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2021 | Dec 1, 2021 |
| Alex Paul Sutherland | Ae Wealth Management, LLC BD affiliated | Freedom Investment Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2021 | Mar 7, 2019 |
| Michael Lee Schudel | Ae Wealth Management, LLC BD affiliated | Smart Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 22, 2021 | Oct 21, 2021 |
| Joshua Aaron Mueller | Ae Wealth Management, LLC BD affiliated | Smart Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 22, 2021 | Nov 23, 2021 |
| John Kinsaku Larry | Ae Wealth Management, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2021 | Jan 24, 2022 (67 d) |
| Edward Anthony Bails | Ae Wealth Management, LLC BD affiliated | Enlightened Finance LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2021 | Oct 6, 2021 |
| Jacob Douglas Schisler | Ae Wealth Management, LLC BD affiliated | Apex Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 15, 2021 | Nov 22, 2021 |
| Doni Lea Langston | Ae Wealth Management, LLC BD affiliated | Solutions First Financial Group unclassified | Other | Nov 12, 2021 | Oct 19, 2021 |
| Corico Mccray | Ae Wealth Management, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 11, 2021 | Nov 16, 2021 |
| Senaida Noemi Bautista | Ae Wealth Management, LLC BD affiliated | Clarity Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 10, 2021 | Mar 24, 2022 (134 d) |
| Samuel Phillip Plotkin | Ae Wealth Management, LLC BD affiliated | Clarity Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 8, 2021 | Mar 24, 2022 (136 d) |
| Timothy James Mcdermott | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2021 | Jan 5, 2022 (68 d) |
| Eddie Joe Mcgee | Ae Wealth Management, LLC BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2021 | Oct 8, 2021 |
| George Mauae Purdy | Ae Wealth Management, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2021 | Dec 14, 2022 (420 d) |
| Thomas Tayton | Ae Wealth Management, LLC BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 19, 2021 | Jul 26, 2022 (280 d) |
| Sean Findley | Ae Wealth Management, LLC BD affiliated | Edelman Financial Engines mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2021 | Mar 25, 2024 (889 d) |
| Matthew Rocco Palumbo | Ae Wealth Management, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2021 | Jan 1, 2025 (1178 d) |
| William Standley Eden | Ae Wealth Management, LLC BD affiliated | Vertis Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2021 | Apr 8, 2021 |
| Alexander David Johnson | Ae Wealth Management, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2021 | Jul 31, 2025 (1399 d) |
| Dace Andrew Dekruif | Ae Wealth Management, LLC BD affiliated | Silver Strand Financial Planning state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 29, 2021 | Jan 4, 2022 (97 d) |
| Beth Ann Andrews | Ae Wealth Management, LLC BD affiliated | Networth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2021 | Feb 2, 2021 |
| Scott Andrew Hefty | Ae Wealth Management, LLC BD affiliated | Networth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2021 | Feb 1, 2021 |
| Steven Joseph Toto | Ae Wealth Management, LLC BD affiliated | Ethos Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2021 | May 17, 2021 |
| Zachary Blake Gray | Ae Wealth Management, LLC BD affiliated | Wall Street Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2021 | Jul 27, 2017 |
| John Lee Savarino | Ae Wealth Management, LLC BD affiliated | Rooted Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 7, 2021 | May 4, 2021 |
| Duke Michael Smith | Ae Wealth Management, LLC BD affiliated | Rooted Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 7, 2021 | May 4, 2021 |
| Jackson Sheputis | Ae Wealth Management, LLC BD affiliated | Rooted Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 7, 2021 | May 4, 2021 |
| Christopher Michael Burke | Ae Wealth Management, LLC BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Sep 3, 2021 | Oct 11, 2021 (38 d) |
| Stuart Eric Raider | Ae Wealth Management, LLC BD affiliated | Raider Dennis Agency state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 27, 2021 | Jul 21, 2021 |
| Peter Martin Mendler | Ae Wealth Management, LLC BD affiliated | Raider Dennis Agency state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 27, 2021 | Jul 21, 2021 |
| Joel Travis Barlow | Ae Wealth Management, LLC BD affiliated | Apex Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 27, 2021 | Nov 4, 2021 (69 d) |
| Brent Mathew Pryor | Ae Wealth Management, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Aug 27, 2021 |
| Gordon Jay Forgione | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2021 | Aug 24, 2021 |
| Jamie Nichole Heydenreich | Ae Wealth Management, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2021 | Aug 26, 2021 |
| Brandon Deckard | Ae Wealth Management, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2021 | Sep 28, 2021 (39 d) |
| Cory Donald Churchill | Ae Wealth Management, LLC BD affiliated | Fortress Wealth Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2021 | Sep 16, 2021 (36 d) |
| Derek Edwin Woods | Ae Wealth Management, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2021 | Jul 30, 2021 |
| Brad Lee Reichert | Ae Wealth Management, LLC BD affiliated | Reichert Asset Management, LLC unclassified | Other | Jul 22, 2021 | May 3, 2021 |
| Jacob E Hall | Ae Wealth Management, LLC BD affiliated | Pace Wealth Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 22, 2021 | May 5, 2021 |
| Ian Weiner | Ae Wealth Management, LLC BD affiliated | Exos Wealth Strategies, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 14, 2021 | Feb 11, 2022 (212 d) |
| Joseph William Hopkins | Ae Wealth Management, LLC BD affiliated | Mission Retirement state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 13, 2021 | Oct 26, 2021 (105 d) |
| Justin Michael Marcus | Ae Wealth Management, LLC BD affiliated | Fortis Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2021 | Jul 15, 2021 |
| Nathaniel Jan Collier | Ae Wealth Management, LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2021 | Jun 30, 2021 |
| Harry Earl Coussou | Ae Wealth Management, LLC BD affiliated | Royal Fund Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2021 | Jun 10, 2021 |
| David Guy Robichaud | Ae Wealth Management, LLC BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2021 | Aug 10, 2021 (43 d) |
| Eduardo Margarito Martinez | Ae Wealth Management, LLC BD affiliated | Impact Partnership Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2021 | Aug 8, 2022 (406 d) |
| Shawn Michael Mercer | Ae Wealth Management, LLC BD affiliated | Wealth Watch Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2021 | Jan 5, 2026 (1652 d) |
| Bilal Ali Aquil | Ae Wealth Management, LLC BD affiliated | Momentum Financial Strategies, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 28, 2021 | Nov 10, 2021 (135 d) |
| David Maldonado | Ae Wealth Management, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2021 | Aug 24, 2021 (57 d) |
| Kyle Andrews Kay | Ae Wealth Management, LLC BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2021 | Jun 18, 2021 |
| Quinton Baker | Ae Wealth Management, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2021 | Jul 28, 2021 (35 d) |
| David James Cunningham | Ae Wealth Management, LLC BD affiliated | Sherpa Financial Guides, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 18, 2021 | Jun 19, 2021 |
| Thomas Utterback Grinnell | Ae Wealth Management, LLC BD affiliated | Sherpa Financial Guides, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 17, 2021 | Jun 19, 2021 |
| Michael Marvin Quarles | Ae Wealth Management, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2021 | Jun 4, 2021 |
| Donald Wayne Aaron | Ae Wealth Management, LLC BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2021 | Jun 8, 2021 |
| Jordan Robert Gilberti | Ae Wealth Management, LLC BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 8, 2021 | Apr 23, 2021 |
| Joel Nesbitt | Ae Wealth Management, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 8, 2021 | May 11, 2021 |
546 moves match.