| Paul Edward Kadesch | Northwestern Mutual Investment Services,LLC no RAUM | Onepoint Bfg Wealth Partners no RAUM | Other | Mar 29, 2022 | Apr 11, 2022 |
| Drew Edward Besonson | Northwestern Mutual Investment Services,LLC no RAUM | Onepoint Bfg Wealth Partners no RAUM | Other | Mar 28, 2022 | Mar 24, 2022 |
| Aris Tatevosian | Northwestern Mutual Investment Services,LLC no RAUM | Fifth Third Securities, Inc. BD affiliated | Other | Mar 25, 2022 | Apr 21, 2023 (392 d) |
| Ashley V Leopold | Northwestern Mutual Investment Services,LLC no RAUM | Ameriprise Financial Services, LLC national BD | Other | Mar 25, 2022 | Mar 30, 2022 |
| Jamie Dewayne Carmack | Northwestern Mutual Investment Services,LLC no RAUM | Vanguard Advisers, Inc. BD affiliated | Other | Mar 15, 2022 | Mar 31, 2022 |
| Rachael Margaret Forster Linnehan | Northwestern Mutual Investment Services,LLC no RAUM | LPL Financial LLC independent RIA | Other | Mar 7, 2022 | Mar 7, 2022 |
| Christopher Gibbons | Northwestern Mutual Investment Services,LLC no RAUM | Buckingham Strategic Wealth, LLC independent RIA | Other | Feb 21, 2022 | Sep 22, 2022 (213 d) |
| Craig J Valentine | Northwestern Mutual Investment Services,LLC no RAUM | Raymond James Financial Services Advisors, Inc BD affiliated | Other | Feb 17, 2022 | Feb 14, 2022 |
| Jeffrey Paul Neavor | Northwestern Mutual Investment Services,LLC no RAUM | MML Investors Services, LLC BD affiliated | Other | Feb 11, 2022 | Feb 18, 2022 |
| Scott M Swanson | Northwestern Mutual Investment Services,LLC no RAUM | B.O.S.S. Retirement Advisors, LLC independent RIA | Other | Feb 11, 2022 | Feb 3, 2022 |
| Colin Mckenna | Northwestern Mutual Investment Services,LLC no RAUM | Oneamerica Securities, Inc. BD affiliated | Other | Feb 9, 2022 | Jun 15, 2026 (1587 d) |
| Kyle Joseph Wills | Northwestern Mutual Investment Services,LLC no RAUM | Ieq Capital, LLC independent RIA | Other | Feb 9, 2022 | Jan 27, 2022 |
| Calvin Roberts | Northwestern Mutual Investment Services,LLC no RAUM | Steward Partners Investment Solutions, LLC independent RIA | Other | Feb 7, 2022 | Feb 9, 2022 |
| Jeremy Perry Blaine | Northwestern Mutual Investment Services,LLC no RAUM | Edward Jones national BD | Other | Jan 31, 2022 | Jan 28, 2022 |
| Reyna Lynn Parcells | Northwestern Mutual Investment Services,LLC no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jan 31, 2022 | May 17, 2022 (106 d) |
| Chad C Altadonna | Northwestern Mutual Investment Services,LLC no RAUM | Ipi Wealth Management, Inc. BD affiliated | Other | Jan 31, 2022 | Jan 31, 2022 |
| Joseph Hunter Looney | Northwestern Mutual Investment Services,LLC no RAUM | Principal Securities, Inc. BD affiliated | Other | Jan 31, 2022 | Feb 20, 2023 (385 d) |
| Eugene Gershman | Northwestern Mutual Investment Services,LLC no RAUM | Citigroup Global Markets Inc. BD affiliated | Other | Jan 26, 2022 | Oct 26, 2022 (273 d) |
| Mark Gori | Northwestern Mutual Investment Services,LLC no RAUM | Tlg Advisors, Inc. BD affiliated | Other | Jan 25, 2022 | Feb 17, 2022 |
| Jeffrey W Miller | Northwestern Mutual Investment Services,LLC no RAUM | Onepoint Bfg Wealth Partners independent RIA | Other | Jan 24, 2022 | Mar 24, 2025 (1155 d) |
| Colin Christopher Smith | Northwestern Mutual Investment Services,LLC no RAUM | Onepoint Bfg Wealth Partners independent RIA | Other | Jan 24, 2022 | Mar 24, 2025 (1155 d) |
| Brian T Toole | Northwestern Mutual Investment Services,LLC no RAUM | Onepoint Bfg Wealth Partners independent RIA | Other | Jan 24, 2022 | Mar 24, 2025 (1155 d) |
| Travis R Poole | Northwestern Mutual Investment Services,LLC no RAUM | Principal Securities, Inc. BD affiliated | Other | Jan 19, 2022 | Jan 24, 2022 |
| Samim Oliveira Syed | Northwestern Mutual Investment Services,LLC no RAUM | Hornor, Townsend & Kent, LLC BD affiliated | Other | Jan 18, 2022 | Nov 20, 2023 (671 d) |
| Bradley Robert Fritz | Northwestern Mutual Investment Services,LLC no RAUM | Empower Advisory Group, LLC BD affiliated | Other | Jan 13, 2022 | Apr 5, 2023 (447 d) |
| Meghan Mckelvey Clark | Northwestern Mutual Investment Services,LLC no RAUM | Advice And Planning Services BD affiliated | Other | Jan 12, 2022 | Jan 14, 2022 |
| Anne Huth | Northwestern Mutual Investment Services,LLC no RAUM | Ameriprise Financial Services, LLC national BD | Other | Jan 10, 2022 | Jun 16, 2022 (157 d) |
| Melissa Kay Fisher | Northwestern Mutual Investment Services,LLC no RAUM | Fidelity Personal And Workplace Advisors BD affiliated | Other | Jan 4, 2022 | Mar 22, 2022 (77 d) |
| Andrew William Pryde | Northwestern Mutual Investment Services,LLC no RAUM | Advice And Planning Services BD affiliated | Other | Jan 4, 2022 | Jan 24, 2022 |
| Taylor Walker Kean | Northwestern Mutual Investment Services,LLC no RAUM | Stonex Advisors Inc. BD affiliated | Other | Jan 4, 2022 | Jan 10, 2022 |
| David Kido Paek | Northwestern Mutual Investment Services,LLC no RAUM | UBS Financial Services Inc. wirehouse | Other | Jan 4, 2022 | Feb 16, 2022 (43 d) |
| Tracy Jean Young | Northwestern Mutual Investment Services,LLC no RAUM | Ameriprise Financial Services, LLC national BD | Other | Dec 31, 2021 | Dec 5, 2025 (1435 d) |
| Charles Patrick Faulhaber | Northwestern Mutual Investment Services,LLC no RAUM | Ae Wealth Management, LLC BD affiliated | Other | Dec 31, 2021 | Feb 14, 2022 (45 d) |
| Dianne Funigiello | Northwestern Mutual Investment Services,LLC no RAUM | UBS Financial Services Inc. wirehouse | Other | Dec 23, 2021 | Apr 20, 2023 (483 d) |
| Matthew David O'Brien | Northwestern Mutual Investment Services,LLC no RAUM | Janney Montgomery Scott LLC BD affiliated | Other | Dec 22, 2021 | Apr 3, 2022 (102 d) |
| Marshall Lipe | Northwestern Mutual Investment Services,LLC no RAUM | Fidelity Personal And Workplace Advisors BD affiliated | Other | Dec 20, 2021 | Jan 10, 2022 |
| Matthew K Jump | Northwestern Mutual Investment Services,LLC no RAUM | Voya Financial Advisors, Inc. BD affiliated | Other | Dec 15, 2021 | Nov 16, 2023 (701 d) |
| John Sylvester Nordan | Northwestern Mutual Investment Services,LLC no RAUM | Pruco Securities, LLC BD affiliated | Other | Dec 15, 2021 | Dec 13, 2021 |
| Jason Johnson | Northwestern Mutual Investment Services,LLC no RAUM | Securities America Advisors, Inc. BD affiliated | Other | Dec 7, 2021 | Dec 20, 2021 |
| Neal Robinson | Northwestern Mutual Investment Services,LLC no RAUM | Avantax Advisory Services BD affiliated | Other | Dec 1, 2021 | Dec 22, 2021 |
| Amanpreet Singh Kohli | Northwestern Mutual Investment Services,LLC no RAUM | Capital Management Group unclassified | Other | Nov 23, 2021 | Dec 7, 2021 |
| John Parker Courier | Northwestern Mutual Investment Services,LLC no RAUM | Assetmark, Inc. BD affiliated | Other | Nov 18, 2021 | Feb 15, 2022 (89 d) |
| Derek C Smith | Northwestern Mutual Investment Services,LLC no RAUM | UBS Financial Services Inc. wirehouse | Other | Nov 18, 2021 | Nov 18, 2021 |
| Scott Garrison | Northwestern Mutual Investment Services,LLC no RAUM | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Nov 16, 2021 | Nov 16, 2021 |
| Catherine Coffin Cawood | Northwestern Mutual Investment Services,LLC no RAUM | Fsc Securities Corporation BD affiliated | Other | Nov 12, 2021 | Jan 24, 2022 (73 d) |
| Stephen P. Sackman | Northwestern Mutual Investment Services,LLC no RAUM | Raymond James & Associates, Inc. national BD | Other | Nov 10, 2021 | Nov 4, 2021 |
| Jordan Brown | Northwestern Mutual Investment Services,LLC no RAUM | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Nov 10, 2021 | Jan 3, 2022 (54 d) |
| James Stuart Linderer | Northwestern Mutual Investment Services,LLC no RAUM | U.S. Bancorp Investments, Inc. BD affiliated | Other | Nov 8, 2021 | Nov 10, 2021 |
| Paul Herman Roa | Northwestern Mutual Investment Services,LLC no RAUM | Hornor, Townsend & Kent, LLC BD affiliated | Other | Nov 4, 2021 | May 19, 2025 (1292 d) |
| Christopher Warren Bibow | Northwestern Mutual Investment Services,LLC no RAUM | Principal Securities, Inc. BD affiliated | Other | Nov 4, 2021 | Apr 25, 2022 (172 d) |
| Todd J Leary | Northwestern Mutual Investment Services,LLC no RAUM | Allstate Financial Advisors, LLC BD affiliated | Other | Nov 4, 2021 | Dec 1, 2022 (392 d) |
| Jeremiah Joseph Kennedy | Northwestern Mutual Investment Services,LLC no RAUM | Hornor, Townsend & Kent, LLC BD affiliated | Other | Nov 3, 2021 | Nov 4, 2021 |
| Jack Phillip Patague | Northwestern Mutual Investment Services,LLC no RAUM | LPL Financial LLC BD affiliated | Other | Nov 2, 2021 | Nov 4, 2021 |
| Rebecca Rose Parrish | Northwestern Mutual Investment Services,LLC no RAUM | Bok Financial Advisors BD affiliated | Other | Oct 27, 2021 | Nov 1, 2021 |
| Allison Marie Gruesbeck | Northwestern Mutual Investment Services,LLC no RAUM | Ameriprise Financial Services, LLC national BD | Other | Oct 27, 2021 | Oct 20, 2021 |
| William T French | Northwestern Mutual Investment Services,LLC no RAUM | Morgan Stanley wirehouse | Other | Oct 20, 2021 | Nov 8, 2021 |
| Jeanna Clark | Northwestern Mutual Investment Services,LLC no RAUM | Lfg Wealth Partners, LLC independent RIA | Other | Oct 6, 2021 | Oct 1, 2024 (1091 d) |
| Mitchell Howard | Northwestern Mutual Investment Services,LLC no RAUM | Edward Jones national BD | Other | Oct 6, 2021 | Sep 24, 2021 |
| Geoffrey Thomas Schaefer | Northwestern Mutual Investment Services,LLC no RAUM | Intergy Private Wealth, LLC no RAUM | Other | Oct 1, 2021 | Sep 30, 2021 |
| Emily O Pattee | Northwestern Mutual Investment Services,LLC no RAUM | Oxford Financial Group, Ltd independent RIA | Other | Sep 28, 2021 | Nov 16, 2021 (49 d) |