| Jaime Dae Young | Voya Financial Advisors, Inc. other | Sacks & Associates, LLC independent RIA | Other | Feb 2, 2015 | Jan 1, 2026 (3986 d) |
| Neil Jay Sacks | Voya Financial Advisors, Inc. other | Sacks & Associates, LLC independent RIA | Other | Feb 2, 2015 | Oct 26, 2021 (2458 d) |
| Robert William Kasten | Voya Financial Advisors, Inc. other | First Allied Advisory Services, Inc. other | Other | Jan 30, 2015 | Jan 29, 2015 |
| Cynthia S Spekhart | Voya Financial Advisors, Inc. other | Questar Asset Management, Inc. other | Other | Jan 23, 2015 | Jan 21, 2015 |
| Ira Scott Goldberg | Voya Financial Advisors, Inc. other | Gitterman Wealth Management, LLC other | Other | Jan 23, 2015 | Feb 24, 2015 (32 d) |
| Whitney Jo Hagerman Bryant | Voya Financial Advisors, Inc. other | Next Financial Group, Inc. other | Other | Jan 15, 2015 | Feb 6, 2015 |
| Nancy Stillman | Voya Financial Advisors, Inc. other | Commonwealth Financial Network national BD | Other | Jan 12, 2015 | Jul 8, 2015 (177 d) |
| Stephen Alden Cross | Voya Financial Advisors, Inc. other | Empower Advisory Group, LLC other | Other | Jan 12, 2015 | Feb 4, 2016 (388 d) |
| Theodore Gabriel Mihuta | Voya Financial Advisors, Inc. other | Legend Advisory, LLC other | Other | Jan 8, 2015 | Aug 21, 2015 (225 d) |
| Carlos Rodriguez | Voya Financial Advisors, Inc. other | Broad Brook Financial state registered | Other | Dec 31, 2014 | Jan 2, 2018 (1098 d) |
| Joseph Nievera Barretto | Voya Financial Advisors, Inc. other | Cross Border Wealth, LLC independent RIA | Other | Dec 31, 2014 | Jan 21, 2020 (1847 d) |
| Sean Christopher Tucker | Voya Financial Advisors, Inc. other | Valic Financial Advisors, Inc. other | Other | Dec 31, 2014 | Jan 6, 2015 |
| Barbara Taylor-Hatje | Voya Financial Advisors, Inc. other | Santander Securities other | Other | Dec 31, 2014 | Feb 6, 2015 (37 d) |
| Annette Patricia Shanks | Voya Financial Advisors, Inc. other | On Investment Management Co other | Other | Dec 31, 2014 | Jan 6, 2015 |
| Giovanni Antonio Malatesta | Voya Financial Advisors, Inc. other | Pnc Managed Account Solutions, Inc. other | Other | Dec 31, 2014 | Nov 25, 2015 (329 d) |
| George Alfred Fowler | Voya Financial Advisors, Inc. other | First Heartland Consultants, Inc. other | Other | Dec 31, 2014 | Feb 4, 2015 (35 d) |
| William Louis Hayward | Voya Financial Advisors, Inc. other | Voya Retirement Advisors, LLC other | Other | Dec 18, 2014 | Jul 12, 2023 (3128 d) |
| Mark Lehoullier | Voya Financial Advisors, Inc. other | Strategic Advisers LLC national BD | Other | Dec 17, 2014 | Feb 4, 2015 (49 d) |
| Patrick Charles Gorkow | Voya Financial Advisors, Inc. other | Securities America Advisors, Inc. other | Other | Dec 11, 2014 | Dec 10, 2014 |
| Sandre Naumoski | Voya Financial Advisors, Inc. other | Gwn Securities Inc. other | Other | Dec 10, 2014 | Dec 9, 2014 |
| Michael J Galvin | Voya Financial Advisors, Inc. other | Advice And Planning Services other | Other | Dec 3, 2014 | Jan 5, 2015 (33 d) |
| Connie Ann Van Ornum | Voya Financial Advisors, Inc. other | Everest Financial Group other | Other | Dec 1, 2014 | Dec 3, 2014 |
| Frank Richard Emery | Voya Financial Advisors, Inc. other | Sagepoint Financial, Inc. other | Other | Nov 21, 2014 | Dec 3, 2014 |
| Charles Durham Dodds | Voya Financial Advisors, Inc. other | Raymond James & Associates, Inc. national BD | Other | Nov 17, 2014 | Nov 13, 2014 |
| Adrian Fernando Dodds | Voya Financial Advisors, Inc. other | Raymond James & Associates, Inc. national BD | Other | Nov 17, 2014 | Nov 13, 2014 |
| Charles D Dodds | Voya Financial Advisors, Inc. other | Raymond James & Associates, Inc. national BD | Other | Nov 17, 2014 | Nov 13, 2014 |
| Deborrah Michelle Murphy | Voya Financial Advisors, Inc. other | Kms Financial Services, Inc other | Other | Nov 11, 2014 | Nov 7, 2014 |
| Michelle Lynne Martinez | Voya Financial Advisors, Inc. other | Ssn Advisory, Inc. other | Other | Nov 11, 2014 | Nov 12, 2014 |
| Eustace Peter Fernandes | Voya Financial Advisors, Inc. other | On Investment Management Co other | Other | Nov 3, 2014 | Sep 6, 2017 (1038 d) |
| Eric Michael Mattei | Voya Financial Advisors, Inc. other | Mbvm Philadelphia unclassified | Other | Nov 3, 2014 | Oct 6, 2017 (1068 d) |
| Oscar Nava Alvarez | Voya Financial Advisors, Inc. other | Pathway Financial Planning, Inc. state registered | Other | Oct 30, 2014 | Nov 12, 2014 |
| Denny Artache | Voya Financial Advisors, Inc. other | Securian Financial Services, Inc. other | Other | Oct 30, 2014 | Nov 24, 2014 |
| Brent Wayne Lee | Voya Financial Advisors, Inc. other | Lebenthal Wealth Advisors, LLC no RAUM | Other | Oct 30, 2014 | Nov 3, 2014 |
| Karen Sue Terrell | Voya Financial Advisors, Inc. other | Investors Capital Advisory other | Other | Oct 22, 2014 | Oct 21, 2014 |
| Thomas Joseph Thompson | Voya Financial Advisors, Inc. other | Sagepoint Financial, Inc. other | Other | Oct 21, 2014 | Oct 28, 2014 |
| Michael Justin Wolfe | Voya Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Oct 21, 2014 | Nov 5, 2014 |
| Sarah Louise Gray | Voya Financial Advisors, Inc. other | Summit Financial Group Inc other | Other | Oct 17, 2014 | Jan 12, 2015 (87 d) |
| Craig Edwin Lathram | Voya Financial Advisors, Inc. other | Lathram Financial Group, LLC no RAUM | Other | Oct 16, 2014 | Oct 13, 2014 |
| David Robert Baker | Voya Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 10, 2014 | Dec 3, 2014 (54 d) |
| Laura Maryann Marzano | Voya Financial Advisors, Inc. other | Good Life Advisors, LLC other | Other | Oct 3, 2014 | Oct 9, 2014 |
| Amar Ramroop | Voya Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 3, 2014 | Nov 18, 2014 (46 d) |
| Erick Gerardo Colon | Voya Financial Advisors, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Oct 3, 2014 | Nov 3, 2014 (31 d) |
| Jeremiah Rockefeller Buden | Voya Financial Advisors, Inc. other | Valic Financial Advisors, Inc. other | Other | Oct 3, 2014 | Sep 30, 2014 |
| Jason Kurt Mickool | Voya Financial Advisors, Inc. other | Mcadam LLC other | Other | Sep 18, 2014 | Oct 9, 2015 (386 d) |
| Aaron Joseph Peterson | Voya Financial Advisors, Inc. other | Vsr Advisory Services other | Other | Sep 9, 2014 | Sep 9, 2014 |
| Jarrett Sheets | Voya Financial Advisors, Inc. other | Vsr Advisory Services other | Other | Sep 9, 2014 | Sep 9, 2014 |
| Lynn Marie Mack | Voya Financial Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Sep 8, 2014 | Sep 11, 2014 |
| Nien Minh Hoang | Voya Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 5, 2014 | Oct 16, 2014 (41 d) |
| Jacob Rawlings | Voya Financial Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Sep 3, 2014 | Sep 12, 2014 |
| Jeanne Rae Ashburn | Voya Financial Advisors, Inc. other | Edward Jones national BD | Other | Aug 19, 2014 | Aug 22, 2014 |
| Jason Michael La Vigne | Voya Financial Advisors, Inc. other | Triad Advisors, LLC other | Other | Aug 15, 2014 | Aug 14, 2014 |
| John Olaf Olson | Voya Financial Advisors, Inc. other | Questar Asset Management, Inc. other | Other | Aug 14, 2014 | Aug 20, 2014 |
| Jason Christopher Junkin | Voya Financial Advisors, Inc. other | Advice And Planning Services BD affiliated | Other | Aug 14, 2014 | Feb 12, 2021 (2374 d) |
| Trang Minh Hoang | Voya Financial Advisors, Inc. other | Td Ameritrade Investment Management, LLC other | Other | Aug 14, 2014 | Aug 12, 2014 |
| Wayne Scott Segear | Voya Financial Advisors, Inc. other | Trustmont Advisory Group, Inc. other | Other | Aug 7, 2014 | Aug 7, 2014 |
| Binh Nguyen | Voya Financial Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Aug 6, 2014 | Aug 14, 2014 |
| John Alan Kuntz | Voya Financial Advisors, Inc. other | Spc other | Other | Aug 5, 2014 | Aug 1, 2014 |
| Brian Lee Klitzke | Voya Financial Advisors, Inc. other | Principal Securities, Inc. other | Other | Aug 5, 2014 | Aug 11, 2014 |
| Tori Catherine Lewis | Voya Financial Advisors, Inc. other | Spc other | Other | Aug 4, 2014 | Aug 1, 2014 |
| Andrea Catherine Devon | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Aug 4, 2014 | Jul 31, 2014 |