DFX Intelligence
Advisor moves
Departures from Fidelity Personal And Workplace AdvisorsWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,542 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert J Schweitzer | Fidelity Personal And Workplace Advisors BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2023 | Jun 20, 2024 (199 d) |
| Andrew William Skaff | Fidelity Personal And Workplace Advisors BD affiliated | Ima Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2023 | Jan 22, 2024 (49 d) |
| Tyler T Cook | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 4, 2023 | Jan 5, 2024 (32 d) |
| Shawn Rooney | Fidelity Personal And Workplace Advisors BD affiliated | Midland Wealth Management other | Other | Dec 1, 2023 | Dec 8, 2023 |
| Alexander Harb | Fidelity Personal And Workplace Advisors BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2023 | Dec 6, 2023 |
| Kevin Desquitado | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 30, 2023 | Feb 7, 2024 (69 d) |
| James William Gibney | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 30, 2023 | Dec 5, 2023 |
| Jordan Chalkley | Fidelity Personal And Workplace Advisors BD affiliated | Maryland Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2023 | Feb 6, 2024 (68 d) |
| Jared Moore Williams | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 1, 2023 |
| Robert Benton Aday | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 22, 2023 | Feb 15, 2024 (85 d) |
| Michael Dodge | Fidelity Personal And Workplace Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2023 | Nov 30, 2023 |
| Benjamin Gregory Piff | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 20, 2023 | Jan 8, 2024 (49 d) |
| Leevens Cherisma | Fidelity Personal And Workplace Advisors BD affiliated | Principal Advised Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2023 | Jul 30, 2025 (618 d) |
| India R. Johns | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 15, 2023 | Dec 15, 2023 |
| Tianna Symone Robinson | Fidelity Personal And Workplace Advisors BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Nov 13, 2023 |
| Randy Nevins | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 15, 2023 | Nov 30, 2023 |
| Dan Daley | Fidelity Personal And Workplace Advisors BD affiliated | Ladenburg Thalmann Asset Management Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2023 | Nov 15, 2023 |
| Kimberly Ann Breault | Fidelity Personal And Workplace Advisors BD affiliated | Captrust institutional | Other | Nov 14, 2023 | May 14, 2024 (182 d) |
| Sydney Hacker | Fidelity Personal And Workplace Advisors BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2023 | Mar 19, 2025 (495 d) |
| John-Peter Curcio | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 8, 2023 | Apr 22, 2024 (166 d) |
| Paul James Sullivan | Fidelity Personal And Workplace Advisors BD affiliated | Foguth Wealth Management, LLC. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2023 | Jul 15, 2025 (615 d) |
| Latoya Davis-Denuzzo | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 8, 2023 | Mar 4, 2024 (117 d) |
| Lily Marissa Denny | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 8, 2023 | Dec 20, 2023 (42 d) |
| Hanlet Jhoel Soriano | Fidelity Personal And Workplace Advisors BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2023 | Nov 7, 2023 |
| Charles James Kaufmann | Fidelity Personal And Workplace Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 31, 2023 | Nov 6, 2023 |
| Jacob T Gorman | Fidelity Personal And Workplace Advisors BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2023 | Nov 16, 2023 |
| Caryn Elizabeth Fields | Fidelity Personal And Workplace Advisors BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2023 | Nov 24, 2025 (759 d) |
| Lynn Marie Pederson | Fidelity Personal And Workplace Advisors BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2023 | Nov 2, 2023 |
| Andrew W Scheffer | Fidelity Personal And Workplace Advisors BD affiliated | Core Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 25, 2023 | May 8, 2024 (196 d) |
| James Kendall Halloran | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2023 | Jul 11, 2024 (260 d) |
| William Christian Bayles | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 26, 2023 |
| Candice Gladney | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 24, 2023 | Nov 8, 2023 |
| Nathaniel Johnson | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 23, 2023 | Nov 9, 2023 |
| Jeremy R Mitchell | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 23, 2023 | Sep 1, 2025 (679 d) |
| Kyle Steven Klosowicz | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 19, 2023 | Nov 16, 2023 |
| Austin Millar | Fidelity Personal And Workplace Advisors BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2023 | Feb 22, 2024 (126 d) |
| Ashley E Finney | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 18, 2023 | Oct 27, 2023 |
| Kelton Henderson Lawson | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2023 | Nov 7, 2023 |
| Michael Joseph Jones | Fidelity Personal And Workplace Advisors BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2023 | Nov 21, 2023 (41 d) |
| Agron Elmazi | Fidelity Personal And Workplace Advisors BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2023 | Oct 31, 2023 |
| Christopher James Rafferty | Fidelity Personal And Workplace Advisors BD affiliated | Gyl Financial Synergies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2023 | Nov 20, 2023 (41 d) |
| Jacqueline Anne Erhart | Fidelity Personal And Workplace Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 10, 2023 | Jun 5, 2024 (239 d) |
| Jordan Sellers | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 10, 2023 | Oct 26, 2023 |
| Yuri Maxwell Mcclure | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2023 | Nov 7, 2023 |
| Samuel Choi | Fidelity Personal And Workplace Advisors BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2023 | Oct 23, 2023 |
| Sean Anthony Stamper | Fidelity Personal And Workplace Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 6, 2023 | Oct 23, 2023 |
| Rachael Angeli Bourke | Fidelity Personal And Workplace Advisors BD affiliated | Bourke Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2023 | Oct 4, 2023 |
| Tate G Coley | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 6, 2023 | Jan 12, 2024 (98 d) |
| Juliana R Gingerich | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 5, 2023 | Nov 7, 2023 (33 d) |
| Orianna Cool | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2023 | Mar 21, 2024 (168 d) |
| Rebecca Wesley | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2023 | Nov 16, 2023 (43 d) |
| Luke Daniel Fick | Fidelity Personal And Workplace Advisors BD affiliated | Gill Capital Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2023 | Jan 11, 2024 (99 d) |
| Rebecca Lynn Clauer | Fidelity Personal And Workplace Advisors BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2023 | May 3, 2024 (213 d) |
| Olivia Jung | Fidelity Personal And Workplace Advisors BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Oct 3, 2023 | Oct 20, 2023 |
| Jason P Wagner | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 2, 2023 | Dec 13, 2023 (72 d) |
| Melissa Kay Fisher | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2023 | Sep 13, 2024 (352 d) |
| Dawn Williamson Lucy | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 27, 2023 | Oct 10, 2023 |
| Georgia Gardner | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 27, 2023 | Oct 31, 2023 (34 d) |
| Cristina Delsol | Fidelity Personal And Workplace Advisors BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2023 | Feb 7, 2024 (134 d) |
| Brian Wesley Kofoed | Fidelity Personal And Workplace Advisors BD affiliated | Arista Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2023 | Apr 4, 2024 (191 d) |