DFX Intelligence
Advisor moves
Departures from Fidelity Personal And Workplace AdvisorsWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,543 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Elizabeth Tracy Oloughlin | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 21, 2022 | Aug 9, 2022 (141 d) |
| Christopher Phillips | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 19, 2022 | Aug 4, 2022 (138 d) |
| Christopher Joseph Tafaro | Fidelity Personal And Workplace Advisors BD affiliated | Alliancebernstein L.P. other | Other | Mar 19, 2022 | Mar 30, 2022 |
| Sara Christen Oatt | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2022 | Mar 22, 2022 |
| Colton Taylor Strawn | Fidelity Personal And Workplace Advisors BD affiliated | Copperleaf Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2022 | Mar 17, 2022 |
| Michael Alexander Jones | Fidelity Personal And Workplace Advisors BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2022 | Jul 25, 2022 (130 d) |
| Austin Grant Snyder | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 17, 2022 | Nov 28, 2022 (256 d) |
| Jeffrey Baker Llewellyn | Fidelity Personal And Workplace Advisors BD affiliated | Rockwood Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2022 | Apr 4, 2022 |
| Daniel Aaron Fritz | Fidelity Personal And Workplace Advisors BD affiliated | Capital Client Group, Inc. no RAUM | Other | Mar 15, 2022 | Mar 16, 2022 |
| William Benjamin Love | Fidelity Personal And Workplace Advisors BD affiliated | Ascensus Investment Advisors, LLC institutional | Other | Mar 15, 2022 | Jul 26, 2022 (133 d) |
| Mitchel Lloyd Brehm Ludtke | Fidelity Personal And Workplace Advisors BD affiliated | Grange Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2022 | May 13, 2022 (59 d) |
| Allen Christopher Klippel | Fidelity Personal And Workplace Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2022 | Apr 5, 2022 |
| David Corey Maxfield | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 11, 2022 | Mar 30, 2022 |
| Jared H Bovinet | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 11, 2022 | Aug 16, 2022 (158 d) |
| Bryce Anthony Currier | Fidelity Personal And Workplace Advisors BD affiliated | Ml&R Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2022 | Apr 22, 2022 (42 d) |
| Nicole Leigh-Carlton Hefner | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 10, 2022 | Apr 4, 2022 |
| Andrew Neil Wyckoff | Fidelity Personal And Workplace Advisors BD affiliated | Townsend independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 10, 2022 | Apr 11, 2022 (32 d) |
| Lauren Elizabeth Way | Fidelity Personal And Workplace Advisors BD affiliated | Elwood & Goetz independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 10, 2022 | Jun 30, 2022 (112 d) |
| Matthew Stuart Altman | Fidelity Personal And Workplace Advisors BD affiliated | Copperleaf Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 9, 2022 | Mar 14, 2022 |
| Deborah Leeann Cornes | Fidelity Personal And Workplace Advisors BD affiliated | Epiq Capital Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 9, 2022 | Aug 9, 2023 (518 d) |
| Todd Anthony Lowery | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2022 | Apr 4, 2022 |
| Andrew Joseph Arnold | Fidelity Personal And Workplace Advisors BD affiliated | M3sixty Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 8, 2022 | Feb 8, 2024 (702 d) |
| Ryan Charles Emminger | Fidelity Personal And Workplace Advisors BD affiliated | Jme Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 8, 2022 | Jun 6, 2022 (90 d) |
| William Malcolm Moore | Fidelity Personal And Workplace Advisors BD affiliated | Natixis Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2022 | Mar 24, 2022 |
| Warren T Brashear | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 7, 2022 | Aug 25, 2022 (171 d) |
| Kyle Adam Lacroix | Fidelity Personal And Workplace Advisors BD affiliated | World Investment Advisors, LLC institutional | Other | Mar 7, 2022 | May 24, 2022 (78 d) |
| Logan M Zimmerman | Fidelity Personal And Workplace Advisors BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2022 | Mar 17, 2022 |
| Mary Katharine Radloff | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2022 | Apr 6, 2022 (31 d) |
| Garrett Benny Gibson | Fidelity Personal And Workplace Advisors BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2022 | Apr 4, 2022 |
| Marc Phillip Damiano | Fidelity Personal And Workplace Advisors BD affiliated | Rock Den Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 4, 2022 | Jul 7, 2022 (125 d) |
| Eric Lavelle Berry | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2022 | Apr 25, 2022 (54 d) |
| Michael P. Doyle | Fidelity Personal And Workplace Advisors BD affiliated | The Harbor Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2022 | Apr 5, 2022 (35 d) |
| Amanda Roberts Hahn | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2022 | Mar 24, 2022 |
| David F Boak | Fidelity Personal And Workplace Advisors BD affiliated | Wiss Private Client Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2022 | May 31, 2022 (93 d) |
| Gregory Van Thornton | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 27, 2022 | Mar 24, 2022 |
| Joshua Thomas Brown | Fidelity Personal And Workplace Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 25, 2022 | Mar 21, 2022 |
| Anthony Quintero | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 25, 2022 | Feb 20, 2024 (725 d) |
| Tyler Roy Scott | Fidelity Personal And Workplace Advisors BD affiliated | Cornerstone Wealth Strategies, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2022 | Feb 16, 2022 |
| Robert Emmett Sweeney | Fidelity Personal And Workplace Advisors BD affiliated | Columbia Management Investment Advisers, LLC asset manager | Other | Feb 17, 2022 | Apr 12, 2022 (54 d) |
| Brian Scott Gross | Fidelity Personal And Workplace Advisors BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2022 | Sep 18, 2026 (1675 d) |
| Andrew Wilson Stange | Fidelity Personal And Workplace Advisors BD affiliated | Rovin Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 16, 2022 | Mar 11, 2022 |
| Ryan F Kiernan | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 16, 2022 | Mar 8, 2022 |
| Cody Ray Judkins | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 16, 2022 | Feb 23, 2022 |
| Thomas Austin Caycedo | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 16, 2022 | Mar 24, 2022 (36 d) |
| Joseph Landrum | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2022 | Jan 6, 2023 (325 d) |
| Mark Molley | Fidelity Personal And Workplace Advisors BD affiliated | W&S Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2022 | Jun 30, 2023 (501 d) |
| Jared Eric Mabey | Fidelity Personal And Workplace Advisors BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2022 | Feb 11, 2022 |
| Alex Lee West | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 14, 2022 | Mar 18, 2022 (32 d) |
| Samuel Thomas Pokluda | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 10, 2022 | Apr 8, 2022 (57 d) |
| Cristl Walker | Fidelity Personal And Workplace Advisors BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2022 | Mar 2, 2022 |
| John Bernadin | Fidelity Personal And Workplace Advisors BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2022 | Sep 12, 2023 (580 d) |
| Darrin Wohlk | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2022 | Sep 10, 2025 (1309 d) |
| Daniel James D'Elia | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 7, 2022 | Feb 23, 2022 |
| Jeannie Lynn Ilievski | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 6, 2022 | Jul 6, 2022 (150 d) |
| Marie J Goldschmidt | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 4, 2022 | Mar 10, 2022 (34 d) |
| Kaana Smith | Fidelity Personal And Workplace Advisors BD affiliated | Bangerter Financial Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 31, 2022 | Mar 18, 2022 (46 d) |
| Christian Sanchez-Berg | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 31, 2022 | Oct 17, 2023 (624 d) |
| Joel Dean Baumgarten | Fidelity Personal And Workplace Advisors BD affiliated | Pine Grove Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2022 | Feb 3, 2022 |
| Mary K Gelfand | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 28, 2022 | Jul 16, 2024 (900 d) |
| Nickolas Elio Varani | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2022 | Feb 25, 2022 |