DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Bancwest Investment Services, Inc. (Bwis)

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Edward Pietro Nicolai	Bancwest Investment Services, Inc. (Bwis) other	J.P. Morgan Securities LLC wirehouse	Other	Apr 21, 2017	Apr 18, 2017
Matthew William Benz	Bancwest Investment Services, Inc. (Bwis) other	Ci Doyle Private Wealth, LLC other	Other	Apr 7, 2017	May 5, 2017
Gregory C Muir	Bancwest Investment Services, Inc. (Bwis) other	Advice And Planning Services other	Other	Mar 7, 2017	Mar 8, 2017
Robyn L Martinez	Bancwest Investment Services, Inc. (Bwis) other	U.S. Bancorp Investments, Inc. other	Other	Feb 7, 2017	Jun 30, 2017 (143 d)
Michael Brannon	Bancwest Investment Services, Inc. (Bwis) other	Cuso Financial Services, L.P. other	Other	Feb 3, 2017	Sep 8, 2017 (217 d)
Eric Joseph Cedor	Bancwest Investment Services, Inc. (Bwis) other	Park Avenue Securities LLC BD affiliated	Other	Jan 26, 2017	Jan 17, 2018 (356 d)
Karen Lynn Johnston	Bancwest Investment Services, Inc. (Bwis) other	Citizens Securities, Inc. BD affiliated	Other	Dec 31, 2016	Jun 1, 2018 (517 d)
Rebecca Rae Macdonald	Bancwest Investment Services, Inc. (Bwis) other	Wells Fargo Advisors wirehouse	Other	Dec 27, 2016	Jan 20, 2017
Tasha Gartner Allard	Bancwest Investment Services, Inc. (Bwis) other	American Portfolios Advisors, Inc other	Other	Dec 9, 2016	Jan 7, 2017
Ying Juan Xie	Bancwest Investment Services, Inc. (Bwis) other	LPL Financial LLC other	Other	Dec 1, 2016	Mar 21, 2017 (110 d)
Ternel Norbert Martinez	Bancwest Investment Services, Inc. (Bwis) other	MML Investors Services, LLC other	Other	Nov 28, 2016	May 1, 2017 (154 d)
George T Specht	Bancwest Investment Services, Inc. (Bwis) other	Td Ameritrade, Inc. no RAUM	Other	Nov 22, 2016	Nov 22, 2016
Jeremy Michael Palensky	Bancwest Investment Services, Inc. (Bwis) other	Raymond James Financial Services Advisors, Inc other	Other	Oct 26, 2016	Oct 24, 2016
Jay Blakeley Willcox	Bancwest Investment Services, Inc. (Bwis) other	1st Global Advisors Inc other	Other	Sep 30, 2016	Sep 20, 2016
Michael Anthony Millard	Bancwest Investment Services, Inc. (Bwis) other	Trutoro independent RIA	Other	Sep 21, 2016	Jan 26, 2018 (492 d)
Samuel Oliver Dehaven	Bancwest Investment Services, Inc. (Bwis) other	Investment Centers Of America, Inc. other	Other	Sep 15, 2016	Sep 7, 2016
Cameron Dl Lagala	Bancwest Investment Services, Inc. (Bwis) other	Eagle Strategies LLC other	Other	Aug 25, 2016	Jan 12, 2017 (140 d)
Robert Oliver Dela Cruz	Bancwest Investment Services, Inc. (Bwis) other	Td Ameritrade Investment Management, LLC other	Other	Aug 10, 2016	Mar 7, 2017 (209 d)
Matthew Orian	Bancwest Investment Services, Inc. (Bwis) other	Td Ameritrade Investment Management, LLC other	Other	Aug 3, 2016	Aug 8, 2016
Cynthia M Serbia	Bancwest Investment Services, Inc. (Bwis) other	Oppenheimer & Co. Inc. other	Other	Jul 26, 2016	Jul 29, 2016
Dae Young Chung	Bancwest Investment Services, Inc. (Bwis) other	Strategic Advisers LLC national BD	Other	Jul 15, 2016	Jul 28, 2016
Lori D Dugger	Bancwest Investment Services, Inc. (Bwis) other	Edelman Financial Engines other	Other	Jul 12, 2016	Oct 6, 2016 (86 d)
Helmut Garcia	Bancwest Investment Services, Inc. (Bwis) other	Transamerica Financial Advisors, LLC other	Other	Jun 24, 2016	Mar 16, 2017 (265 d)
Troy Robert Stansbury	Bancwest Investment Services, Inc. (Bwis) other	Scottrade Investment Management other	Other	May 26, 2016	Feb 3, 2017 (253 d)
Anthony James Amodeo	Bancwest Investment Services, Inc. (Bwis) other	Td Ameritrade, Inc. no RAUM	Other	May 23, 2016	May 3, 2017 (345 d)
Tommy Tho Tran	Bancwest Investment Services, Inc. (Bwis) other	Citigroup Global Markets Inc. other	Other	May 12, 2016	Apr 25, 2016
Ryan K Yasukawa	Bancwest Investment Services, Inc. (Bwis) other	U.S. Bancorp Advisors, LLC other	Other	May 11, 2016	May 17, 2016
Barclay Kung	Bancwest Investment Services, Inc. (Bwis) other	J.P. Morgan Securities LLC wirehouse	Other	May 9, 2016	Apr 28, 2016
Jonathan Kim Nakamoto	Bancwest Investment Services, Inc. (Bwis) other	Advice And Planning Services other	Other	May 2, 2016	May 18, 2016
Alfred Escamilla	Bancwest Investment Services, Inc. (Bwis) other	Erman Retirement Advisory independent RIA	Other	Apr 26, 2016	Jan 26, 2017 (275 d)
Kevin Christopher Hosey	Bancwest Investment Services, Inc. (Bwis) other	Umb Financial Services, Inc. other	Other	Apr 25, 2016	Apr 27, 2016
Mark Timothy Fitch	Bancwest Investment Services, Inc. (Bwis) other	Wells Fargo Advisors wirehouse	Other	Apr 14, 2016	Apr 5, 2016
Jeri Leigh Uhrich	Bancwest Investment Services, Inc. (Bwis) other	Wells Fargo Advisors wirehouse	Other	Apr 11, 2016	Mar 28, 2016
James David Armer	Bancwest Investment Services, Inc. (Bwis) other	Cuso Financial Services, L.P. other	Other	Mar 30, 2016	Apr 5, 2016
Maximus Xuan Nguyen	Bancwest Investment Services, Inc. (Bwis) other	Churchill Management Group other	Other	Mar 25, 2016	Oct 31, 2016 (220 d)
Timothy Danel Schneider	Bancwest Investment Services, Inc. (Bwis) other	Edward Jones national BD	Other	Mar 15, 2016	Mar 15, 2016
William Rodrick Carrillo	Bancwest Investment Services, Inc. (Bwis) other	Pnc Managed Account Solutions, Inc. other	Other	Mar 9, 2016	Mar 15, 2016
Sophie Iliescu	Bancwest Investment Services, Inc. (Bwis) other	U.S. Bancorp Advisors, LLC other	Other	Feb 10, 2016	Feb 5, 2016
Michael Ken Hawkes	Bancwest Investment Services, Inc. (Bwis) other	U.S. Bancorp Advisors, LLC other	Other	Jan 25, 2016	Jan 14, 2016
Raquel Renee Peregrin	Bancwest Investment Services, Inc. (Bwis) other	Wells Fargo Advisors wirehouse	Other	Jan 12, 2016	Jan 5, 2016
Mari Eisenman	Bancwest Investment Services, Inc. (Bwis) other	J.P. Morgan Securities LLC wirehouse	Other	Dec 28, 2015	Jul 15, 2016 (200 d)
Jeremy Michael Remily	Bancwest Investment Services, Inc. (Bwis) other	Capital Financial Services, Inc. other	Other	Dec 16, 2015	Dec 14, 2015
Bradley James Hanus	Bancwest Investment Services, Inc. (Bwis) other	Principal Securities, Inc. other	Other	Dec 8, 2015	Dec 23, 2015
Herbert Roldan Flores	Bancwest Investment Services, Inc. (Bwis) other	Mission Wealth Management, LP independent RIA	Other	Nov 30, 2015	Feb 27, 2023 (2646 d)
William Scott Freedman	Bancwest Investment Services, Inc. (Bwis) other	Citigroup Global Markets Inc. other	Other	Nov 17, 2015	Nov 12, 2015
Ross Blount	Bancwest Investment Services, Inc. (Bwis) other	Raymond James Financial Services Advisors, Inc other	Other	Nov 2, 2015	Nov 4, 2015
Alex Patner Lukoff	Bancwest Investment Services, Inc. (Bwis) other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 15, 2015	Nov 3, 2015
Peter Shu	Bancwest Investment Services, Inc. (Bwis) other	Strategic Advisers LLC national BD	Other	Oct 15, 2015	Oct 22, 2015
Nancy Louise Mccready	Bancwest Investment Services, Inc. (Bwis) other	Wells Fargo Advisors wirehouse	Other	Oct 9, 2015	Oct 1, 2015
Anthony Chiu	Bancwest Investment Services, Inc. (Bwis) other	Scottrade Investment Management other	Other	Sep 25, 2015	Apr 25, 2016 (213 d)
Joshua I Hart	Bancwest Investment Services, Inc. (Bwis) other	Morgan Stanley wirehouse	Other	Aug 25, 2015	Sep 1, 2015
Darren J Agena	Bancwest Investment Services, Inc. (Bwis) other	LPL Financial LLC other	Other	Aug 25, 2015	Aug 31, 2015
Jason Matthew Lazarow	Bancwest Investment Services, Inc. (Bwis) other	Fortress Financial Solutions, LLC independent RIA	Other	Aug 21, 2015	Jan 6, 2016 (138 d)
Andee Christine Vorel	Bancwest Investment Services, Inc. (Bwis) other	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Aug 17, 2015	Aug 1, 2017 (715 d)
Jesus Alberto Soto	Bancwest Investment Services, Inc. (Bwis) other	Cuna Brokerage Services, Inc. other	Other	Jul 30, 2015	Aug 5, 2015
Larry Dale Ellis	Bancwest Investment Services, Inc. (Bwis) other	Arvest Wealth Management other	Other	Jul 20, 2015	Jul 13, 2015
Daniel Alcala	Bancwest Investment Services, Inc. (Bwis) other	Foothill Securities, Inc. other	Other	Jun 30, 2015	Jul 3, 2015
Jeremy Henry Uzqueda	Bancwest Investment Services, Inc. (Bwis) other	J.P. Morgan Securities LLC wirehouse	Other	Jun 9, 2015	Jun 19, 2015
Albert Armendariz	Bancwest Investment Services, Inc. (Bwis) other	Waddell & Reed other	Other	Jun 4, 2015	Jun 4, 2015
Alexey Bulankov	Bancwest Investment Services, Inc. (Bwis) other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	May 22, 2015	Apr 20, 2021 (2160 d)

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504 moves match.