DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Financial Telesis, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jeffrey W Stephens	Financial Telesis, Inc. other	Valmark Advisers, Inc. other	Other	Jul 31, 2014	Jul 31, 2014
Rodryan Angeles Marayag	Financial Telesis, Inc. other	Nfp Advisor Services, LLC other	Other	Jul 31, 2014	Jul 30, 2014
Christopher Curtis Kempton	Financial Telesis, Inc. other	Nfp Advisor Services, LLC other	Other	Jul 30, 2014	Jul 31, 2014
James Claude Bellinger	Financial Telesis, Inc. other	Rcm Wealth Advisors other	Other	Jul 28, 2014	Aug 4, 2014
Paul Charles Horan	Financial Telesis, Inc. other	Redhawk Wealth Advisors, Inc. other	Other	Jul 24, 2014	Jul 23, 2014
John Keith Palladino	Financial Telesis, Inc. other	Kestra Advisory Services, LLC other	Other	Jul 24, 2014	Apr 18, 2016 (634 d)
Jill Barry Shea	Financial Telesis, Inc. other	Wealthspire Retirement Advisory other	Other	Jul 22, 2014	May 29, 2013
Walter Lawrence Ziffer	Financial Telesis, Inc. other	Greenleaf Advisors no RAUM	Other	Jul 8, 2014	Oct 7, 2014 (91 d)
Kimberly Dawn Pruitt	Financial Telesis, Inc. other	Nfp Advisor Services, LLC other	Other	Jun 24, 2014	Jun 27, 2014
Melissa Marin	Financial Telesis, Inc. other	Hub International Investment Services Inc. unclassified	Other	May 29, 2014	Jan 3, 2013
Marguerite Ann Fagan-Whitmore	Financial Telesis, Inc. other	Wealthspire Retirement Advisory other	Other	Mar 3, 2014	Jun 11, 2013
Arax Malvina Ryvkin	Financial Telesis, Inc. other	Independent Financial Partners other	Other	Feb 28, 2014	Mar 4, 2014
Carmela Lee Elco	Financial Telesis, Inc. other	Blue Prairie Group,LLC other	Other	Feb 6, 2014	May 8, 2014 (91 d)
Robert Prusiewicz	Financial Telesis, Inc. other	Northwestern Mutual Investment Services,LLC other	Other	Dec 31, 2013	Mar 14, 2014 (73 d)
James Llewellyn Story	Financial Telesis, Inc. other	LPL Financial LLC other	Other	Nov 27, 2013	Dec 2, 2013
Scott Christopher Meyer	Financial Telesis, Inc. other	LPL Financial LLC other	Other	Nov 27, 2013	Dec 2, 2013
Jeffrey Forrest Barnes	Financial Telesis, Inc. other	Legacy Wealth Management, LLC other	Other	Oct 31, 2013	Nov 6, 2013
Eduardo Gimenez	Financial Telesis, Inc. other	LPL Financial LLC other	Other	Sep 4, 2013	Aug 30, 2013
Thomas Richard Wright	Financial Telesis, Inc. other	Edward Jones national BD	Other	Aug 30, 2013	Sep 3, 2013
Eric Hartmann Hansen	Financial Telesis, Inc. other	LPL Financial LLC other	Other	Aug 30, 2013	Aug 30, 2013
John Raymond Nelson	Financial Telesis, Inc. other	Hub International Investment Services Inc. unclassified	Other	Aug 28, 2013	Apr 19, 2012
Tolen Clement Teigen	Financial Telesis, Inc. other	Financial Decisions, Inc. other	Other	Jul 16, 2013	Jul 25, 2013
David Michael Montgomery	Financial Telesis, Inc. other	LPL Financial LLC other	Other	Jun 17, 2013	Jun 20, 2013
Robert John O'Donnell	Financial Telesis, Inc. other	Securities America Advisors, Inc. other	Other	May 14, 2013	May 14, 2013
Gregory Charles O'Donnell	Financial Telesis, Inc. other	Securities America Advisors, Inc. other	Other	May 14, 2013	May 14, 2013
Sean M O'Brien	Financial Telesis, Inc. other	Securities America Advisors, Inc. other	Other	May 14, 2013	May 14, 2013
Phillip Nathan Senderowitz	Financial Telesis, Inc. other	Wealthspire Retirement Advisory other	Other	Apr 15, 2013	May 15, 2013
Carolyn Davila	Financial Telesis, Inc. other	LPL Financial LLC other	Other	Apr 12, 2013	May 1, 2013
Marcia Marie Secor	Financial Telesis, Inc. other	B. C. Ziegler And Company other	Other	Apr 12, 2013	May 7, 2013
John Patrick Bohan	Financial Telesis, Inc. other	Rmb West, LLC other	Other	Feb 25, 2013	Apr 1, 2013 (35 d)
Steven Michael Reents	Financial Telesis, Inc. other	LPL Financial LLC other	Other	Feb 20, 2013	Mar 26, 2013 (34 d)
Brian Gregory Lizzi	Financial Telesis, Inc. other	MML Investors Services, LLC other	Other	Feb 8, 2013	Mar 18, 2013 (38 d)
David Carter Owen	Financial Telesis, Inc. other	LPL Financial LLC other	Other	Feb 6, 2013	Feb 5, 2013
Beverly Woods Barry	Financial Telesis, Inc. other	Morgan Stanley wirehouse	Other	Feb 4, 2013	Feb 1, 2013
Barton Joseph Kershner	Financial Telesis, Inc. other	Glass Jacobson Wealth Advisors other	Other	Jan 2, 2013	Jan 25, 2013
Jeffrey Lynn Coleman	Financial Telesis, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jul 18, 2012	Jul 18, 2012
Heather Marie Haines	Financial Telesis, Inc. other	Truenorth, Inc. other	Other	Jun 1, 2012	Jun 1, 2012
Brendan Arthur Obryhim	Financial Telesis, Inc. other	Truenorth, Inc. other	Other	Jun 1, 2012	Jun 1, 2012
Elisabeth M Mays	Financial Telesis, Inc. other	Charles Schwab & Co., Inc. national BD	Other	May 14, 2012	Apr 4, 2013 (325 d)
Michael Kellen Naki	Financial Telesis, Inc. other	Financial Advocates Investment Management other	Other	Mar 19, 2012	Dec 20, 2012 (276 d)
Brian Allen Roberts	Financial Telesis, Inc. other	Wealthspire Retirement Advisory other	Other	Nov 9, 2011	Aug 20, 2014 (1015 d)
Karen Sue Casillas	Financial Telesis, Inc. other	Captrust other	Other	Oct 14, 2011	Apr 9, 2015 (1273 d)
Robert Glasgow Burns	Financial Telesis, Inc. other	Associated Services In Insurance,Inc unclassified	Other	Sep 30, 2011	Aug 29, 2013 (699 d)
Michael Steven Ginsberg	Financial Telesis, Inc. other	Scf Investment Advisors, Inc. other	Other	Aug 26, 2011	Aug 29, 2011
Michael Craig Waldow	Financial Telesis, Inc. other	B. Riley Wealth Advisors, Inc. other	Other	Aug 9, 2011	Jun 25, 2010
Gerald Philip Sheridan	Financial Telesis, Inc. other	Householder Group Financial Advisors, LLC other	Other	Jul 27, 2011	Sep 1, 2011 (36 d)
Michael Andrew Coelho	Financial Telesis, Inc. other	Creative Planning Institutional Advisors, LLC other	Other	May 25, 2011	Apr 19, 2012 (330 d)
Marcos Ramon Lopez	Financial Telesis, Inc. other	Geneos Wealth Management, Inc. other	Other	Mar 31, 2011	Mar 29, 2011
David Michael Brisnehan	Financial Telesis, Inc. other	Van Gilder Retirement Solutions, LLC other	Other	Dec 21, 2010	Mar 1, 2011 (70 d)
Christopher M Pellegrino	Financial Telesis, Inc. other	Sloane Mccarron Capital Advisors, LLC unclassified	Other	Nov 30, 2010	Feb 8, 2011 (70 d)
Jeffrey Jason Scott	Financial Telesis, Inc. other	Kestra Advisory Services, LLC other	Other	Oct 4, 2010	Apr 28, 2016 (2033 d)
Colin Merrill Clark	Financial Telesis, Inc. other	MML Investors Services, LLC other	Other	Sep 23, 2010	Aug 31, 2010
Roberta Lynn Bechtel	Financial Telesis, Inc. other	Equitable Advisors, LLC national BD	Other	Sep 8, 2010	Apr 28, 2021 (3885 d)
Timothy Hartsfield Nasworthy	Financial Telesis, Inc. other	Fiduciary Consulting Group, LLC other	Other	Aug 9, 2010	Nov 1, 2013 (1180 d)
Timothy Daniel Nihill	Financial Telesis, Inc. other	Blackrock Fund Advisors other	Other	Jul 27, 2010	Sep 10, 2010 (45 d)
Thomas William Chichester	Financial Telesis, Inc. other	Newport Group Securities, Inc. other	Other	Jul 9, 2010	Jan 13, 2011 (188 d)
Robert Joseph Shull	Financial Telesis, Inc. other	Nfp Advisor Services, LLC other	Other	Jul 1, 2010	Aug 17, 2010 (47 d)
Eric Matthew Sholberg	Financial Telesis, Inc. other	Global Financial Private Capital, Inc. other	Other	Jun 28, 2010	Jul 8, 2010
Elliot Herbert Kallen	Financial Telesis, Inc. other	Exodus Wealth, LLC other	Other	Jun 2, 2010	Feb 19, 2015 (1723 d)
Frederick Kendall Dutcher	Financial Telesis, Inc. other	Southstate Advisory, Inc. no RAUM	Other	Oct 28, 2009	Sep 20, 2010 (327 d)

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196 moves match.