DFX Intelligence
Advisor moves
Departures from Valic Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Fred Allen Bell | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2021 | Mar 4, 2021 |
| Justin Connolly | Valic Financial Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2021 | Aug 16, 2021 (161 d) |
| Thomas Alastair Robertson | Valic Financial Advisors, Inc. BD affiliated | Cg Advisory Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2021 | Feb 24, 2021 |
| Jessica Coste | Valic Financial Advisors, Inc. BD affiliated | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2021 | Feb 9, 2021 |
| Theresa Lynn Krupka | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2021 | Feb 1, 2021 |
| Michael Andrew Rawls | Valic Financial Advisors, Inc. BD affiliated | Cg Advisory Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2021 | Feb 24, 2021 |
| Abraham Marquez | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 24, 2021 | Apr 13, 2021 (48 d) |
| William Irvin Mcclanahan | Valic Financial Advisors, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2021 | Mar 1, 2021 |
| Charles Ernest Coreth | Valic Financial Advisors, Inc. BD affiliated | Cg Advisory Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2021 | Feb 24, 2021 |
| David Lee Harrison | Valic Financial Advisors, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2021 | May 11, 2022 (460 d) |
| Ralph David Janitell | Valic Financial Advisors, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2021 | Jan 4, 2021 |
| Timothy James Koss | Valic Financial Advisors, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2021 | Jan 20, 2021 |
| Alex Thomas Zwolak | Valic Financial Advisors, Inc. BD affiliated | Fsc Securities Corporation BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2021 | Jan 6, 2021 |
| Anthony James Kerins | Valic Financial Advisors, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2021 | Jan 5, 2023 (709 d) |
| Charles M. Buono | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2021 | Feb 9, 2021 |
| Kevin D. Strother | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 25, 2021 | Jan 26, 2021 |
| George Spivak | Valic Financial Advisors, Inc. BD affiliated | Newport Group Consulting, LLC institutional | Other | Jan 7, 2021 | Jun 6, 2022 (515 d) |
| Christopher Paul Fasy | Valic Financial Advisors, Inc. BD affiliated | Advisor Resource Council BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2020 | Dec 9, 2020 |
| Wenwen Dong | Valic Financial Advisors, Inc. BD affiliated | Alaska Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2020 | Jan 21, 2021 (35 d) |
| Andrew Bikram Johar | Valic Financial Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 11, 2020 | Dec 15, 2021 (369 d) |
| John Paul Capistran | Valic Financial Advisors, Inc. BD affiliated | Caplo Advisory LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 10, 2020 | Feb 17, 2021 (69 d) |
| Brian Patrick Johns | Valic Financial Advisors, Inc. BD affiliated | Hefren-Tillotson, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2020 | Jan 5, 2021 (53 d) |
| Anthony V Sambrato | Valic Financial Advisors, Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2020 | Oct 27, 2020 |
| Daniel M Abraham | Valic Financial Advisors, Inc. BD affiliated | Advisor Resource Council BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2020 | Oct 26, 2020 |
| Jason Ellis | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2020 | Nov 11, 2020 |
| Paul Linn | Valic Financial Advisors, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2020 | Oct 21, 2020 |
| Millard Philmore Coleman II | Valic Financial Advisors, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2020 | Sep 24, 2020 |
| Bryan Eugene Donaugh | Valic Financial Advisors, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2020 | Mar 25, 2021 (174 d) |
| Richard Lee Counts | Valic Financial Advisors, Inc. BD affiliated | Mainstreet Ria LLC other | Other | Sep 23, 2020 | Aug 24, 2020 |
| Melissa Deanne Rimsky | Valic Financial Advisors, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2020 | Mar 17, 2021 (175 d) |
| Zarko Ivanov | Valic Financial Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 17, 2020 | Sep 4, 2020 |
| Jeremy Winters | Valic Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2020 | Jun 1, 2026 (2125 d) |
| Jim Richard Netzband, Jr. | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2020 | Sep 6, 2023 (1126 d) |
| Rebecca Johns Harps | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2020 | Sep 10, 2020 (35 d) |
| Michael Alan Morgan | Valic Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 6, 2020 | Aug 12, 2020 |
| Laura Gilchrist | Valic Financial Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2020 | Jul 15, 2020 |
| Courtney Reed | Valic Financial Advisors, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jul 15, 2020 | Jul 2, 2020 |
| Jennifer Anne Johnston | Valic Financial Advisors, Inc. BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Jun 30, 2020 | Sep 14, 2020 (76 d) |
| Valerie Ann Visconti | Valic Financial Advisors, Inc. BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2020 | Jun 3, 2020 |
| Charles Edwin Sobocinski | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2020 | May 19, 2020 |
| David Daniel Stratton | Valic Financial Advisors, Inc. BD affiliated | Kimery Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2020 | Apr 27, 2021 (334 d) |
| Rodney Dewitt Gillespie | Valic Financial Advisors, Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2020 | Jul 10, 2025 (1869 d) |
| Thomas Edward Corner | Valic Financial Advisors, Inc. BD affiliated | Esi Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2020 | Apr 8, 2020 |
| Travis Shuman | Valic Financial Advisors, Inc. BD affiliated | Horace Mann Investors, Inc. no RAUM | Other | Mar 27, 2020 | Feb 18, 2021 (328 d) |
| Amanda Roberts Hahn | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2020 | Apr 17, 2020 (35 d) |
| Taylor Walker Kean | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2020 | May 29, 2020 (77 d) |
| Joseph Ritchey Godbout | Valic Financial Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2020 | Jan 25, 2022 (683 d) |
| Carlos Fernando Meneses | Valic Financial Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2020 | Mar 25, 2020 |
| Corbin M Ellard | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 9, 2020 | Jun 30, 2020 (113 d) |
| David Allen Fant | Valic Financial Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 3, 2020 | Feb 28, 2020 |
| Anthony Michael Bucceri | Valic Financial Advisors, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2020 | Feb 7, 2020 |
| Justin Shane Quillen | Valic Financial Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 24, 2020 | Feb 24, 2020 |
| Danielle V. Davis | Valic Financial Advisors, Inc. BD affiliated | Integrity Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 20, 2020 | Jun 29, 2021 (495 d) |
| Paige Watson Lombardy | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 11, 2020 | Jan 31, 2020 |
| Kim Suzanne Seymour | Valic Financial Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2020 | Mar 30, 2020 (52 d) |
| Timothy Cody Listermann | Valic Financial Advisors, Inc. BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Feb 7, 2020 | May 26, 2020 (109 d) |
| Todd Weatherwax | Valic Financial Advisors, Inc. BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2020 | Feb 20, 2020 |
| Daniel A. Ward | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2020 | Oct 8, 2020 (246 d) |
| Douglas M. Hanna | Valic Financial Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 5, 2020 | Feb 13, 2020 |
| Gary Dale Jones | Valic Financial Advisors, Inc. BD affiliated | Fbl Wealth Management, LLC no RAUM | Other | Jan 23, 2020 | Jan 3, 2020 |
1,717 moves match.