DFX Intelligence
Advisor moves
Departures from Valic Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Everardo Camacho | Valic Financial Advisors, Inc. BD affiliated | M&T Securities, Inc. unclassified | Other | Jan 23, 2020 | Nov 20, 2020 (302 d) |
| Christopher Todd Schuppe | Valic Financial Advisors, Inc. BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2020 | Feb 4, 2020 |
| Dana Jeanette Effertz | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 10, 2020 | Dec 13, 2019 |
| Daniel Louis Herzig | Valic Financial Advisors, Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2020 | Dec 16, 2019 |
| Richard Nelson Brittain | Valic Financial Advisors, Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2020 | Dec 13, 2019 |
| Patrick Edward Riley | Valic Financial Advisors, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2020 | Jan 7, 2020 |
| Kevin Brooks Kugley | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2019 | Dec 4, 2019 |
| Cameron Peyton Clear | Valic Financial Advisors, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2019 | Nov 20, 2019 |
| Stephen Thomas Gregg | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2019 | Dec 12, 2019 |
| Jeremiah Joseph Seagle | Valic Financial Advisors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2019 | Nov 15, 2019 |
| Robert Antoine Filmore | Valic Financial Advisors, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2019 | Nov 22, 2019 |
| Ryan J. Pate | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2019 | Sep 11, 2020 (273 d) |
| Elvis Ovidio Rodriguez | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2019 | Dec 11, 2019 |
| Max Cameron Valavanis | Valic Financial Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2019 | Feb 18, 2020 (67 d) |
| Rabih Adnan Harmoush | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2019 | Dec 2, 2019 |
| Steven Ralph Davis | Valic Financial Advisors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2019 | Nov 7, 2019 |
| Kelly Stiefel Arias | Valic Financial Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2019 | Mar 21, 2024 (1576 d) |
| Bryan D Montemurro | Valic Financial Advisors, Inc. BD affiliated | Two West Capital Advisors LLC institutional | Other | Nov 27, 2019 | Jun 11, 2020 (197 d) |
| Sandra Esqueda | Valic Financial Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 27, 2019 | Jan 7, 2020 (41 d) |
| Fanar Nissan | Valic Financial Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 27, 2019 | Dec 4, 2019 |
| Monica Van Den Hudding | Valic Financial Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 27, 2019 | Nov 13, 2019 |
| Anne-Catherine Vinickas | Valic Financial Advisors, Inc. BD affiliated | Redwood Financial Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2019 | Aug 5, 2026 (2477 d) |
| Anthony Franklin Yuncker | Valic Financial Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2019 | Oct 15, 2019 |
| Rob Graham | Valic Financial Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 24, 2019 | Oct 24, 2019 |
| Beth Deleeuw | Valic Financial Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2019 | Sep 25, 2019 |
| Leah M. Bartley | Valic Financial Advisors, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 19, 2019 | Sep 9, 2019 |
| Elisa D Ramos | Valic Financial Advisors, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Sep 19, 2019 | Sep 10, 2019 |
| Jon Steven Petoskey | Valic Financial Advisors, Inc. BD affiliated | Securian Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2019 | Nov 14, 2019 (65 d) |
| Justin Heaslip | Valic Financial Advisors, Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2019 | Aug 22, 2019 |
| Peter V Fleming | Valic Financial Advisors, Inc. BD affiliated | Associated Investment Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2019 | Aug 26, 2019 |
| Tyrone Rivers | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2019 | Oct 3, 2019 |
| Brad Jensen Meador | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2019 | Sep 20, 2019 |
| Neil Anthony Gunter | Valic Financial Advisors, Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2019 | Aug 21, 2019 |
| Ellina Cheney | Valic Financial Advisors, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2019 | Oct 10, 2019 (43 d) |
| Mark Thomas Nardella | Valic Financial Advisors, Inc. BD affiliated | Pinnacle Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2019 | Apr 12, 2021 (598 d) |
| Robert Steven Oldham | Valic Financial Advisors, Inc. BD affiliated | Capital Management Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2019 | Aug 1, 2019 |
| Stephanie Elizabeth Day | Valic Financial Advisors, Inc. BD affiliated | Pinnacle Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2019 | Apr 12, 2021 (606 d) |
| Rose Joyce | Valic Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 12, 2019 | Jul 29, 2019 |
| Ellen Glenn Honeycutt | Valic Financial Advisors, Inc. BD affiliated | W&S Brokerage Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 16, 2019 | Jul 26, 2019 |
| David Bradley Lovato | Valic Financial Advisors, Inc. BD affiliated | Farmers Financial Solutions, LLC no RAUM | Other | Jun 27, 2019 | Dec 19, 2019 (175 d) |
| Rodney Decker | Valic Financial Advisors, Inc. BD affiliated | Fbl Wealth Management, LLC no RAUM | Other | Jun 20, 2019 | Jul 3, 2019 |
| Andrew Pascal Ameny | Valic Financial Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 28, 2019 | Jan 3, 2025 (2047 d) |
| Stacy Lynn Robinson | Valic Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2019 | May 7, 2019 |
| Glen Matthew Hamel | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2019 | Jul 1, 2019 (39 d) |
| Bryan Mcnamara | Valic Financial Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 23, 2019 | May 6, 2019 |
| Lydia Chung Lok | Valic Financial Advisors, Inc. BD affiliated | Trinity Legacy Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2019 | Jul 3, 2022 (1137 d) |
| Jonathan Rhys Yashiro | Valic Financial Advisors, Inc. BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2019 | Apr 24, 2019 |
| Amanda Sue Van Schaik | Valic Financial Advisors, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2019 | Apr 29, 2019 |
| Matthew Douglas Weinert | Valic Financial Advisors, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2019 | May 28, 2019 (32 d) |
| Daniel Suby | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2019 | Jul 22, 2021 (826 d) |
| Daniel John Wehmhoff | Valic Financial Advisors, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2019 | Oct 10, 2019 (175 d) |
| Kenneth Gregory Klages | Valic Financial Advisors, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2019 | Apr 30, 2019 |
| Matthews Steven Barnett | Valic Financial Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 4, 2019 | Apr 29, 2019 |
| Matthew Sherlock | Valic Financial Advisors, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2019 | Mar 26, 2019 |
| Ida May West | Valic Financial Advisors, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2019 | Mar 18, 2019 |
| Nathan Klevit | Valic Financial Advisors, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2019 | Mar 7, 2019 |
| Scott Alan Reinke | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2019 | Mar 19, 2019 |
| Sulieman E Nurideen | Valic Financial Advisors, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2019 | Mar 18, 2019 |
| Robert Corey Finch | Valic Financial Advisors, Inc. BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2019 | Mar 12, 2019 |
| An Le | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 7, 2019 | Jun 20, 2019 (105 d) |
1,718 moves match.