| Erick J Montealegre | Valic Financial Advisors, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Apr 25, 2013 | May 4, 2015 (739 d) |
| Maria Mckeon Gregoriev | Valic Financial Advisors, Inc. other | Quest Capital Strategies, Inc. other | Other | Apr 18, 2013 | Aug 12, 2013 (116 d) |
| Kevin Joseph Sims | Valic Financial Advisors, Inc. other | Captrust Financial Advisors other | Other | Apr 18, 2013 | May 15, 2013 |
| Eric Andrew Pemberton | Valic Financial Advisors, Inc. other | Morgan Stanley wirehouse | Other | Apr 4, 2013 | Apr 17, 2013 |
| James Clifford Edelmann | Valic Financial Advisors, Inc. other | Rothschild Wealth LLC independent RIA | Other | Apr 4, 2013 | Mar 20, 2023 (3637 d) |
| Janet Elizabeth Buley | Valic Financial Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Mar 28, 2013 | May 2, 2013 (35 d) |
| Janet Anne Mcconnell | Valic Financial Advisors, Inc. other | Centaurus Financial, Inc. other | Other | Mar 21, 2013 | Mar 19, 2013 |
| Adam Aldrich | Valic Financial Advisors, Inc. other | Raymond James & Associates, Inc. national BD | Other | Mar 21, 2013 | Mar 18, 2013 |
| Ethan Lee Willis | Valic Financial Advisors, Inc. other | Hsbc Securities (USA) Inc. other | Other | Mar 7, 2013 | Apr 2, 2013 |
| John-Michael Edmond Lenahan | Valic Financial Advisors, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Mar 7, 2013 | Mar 26, 2013 |
| Maica Djehaune Walker | Valic Financial Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Feb 28, 2013 | Feb 22, 2013 |
| Mark Charles Sekera | Valic Financial Advisors, Inc. other | Advice And Planning Services other | Other | Feb 21, 2013 | Mar 28, 2013 (35 d) |
| Gary Lee Paul | Valic Financial Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Feb 21, 2013 | Feb 18, 2014 (362 d) |
| Gregory Allen Dennis | Valic Financial Advisors, Inc. other | Investors Capital Advisory other | Other | Feb 21, 2013 | Feb 22, 2013 |
| Jeffrey Barnes Hammond | Valic Financial Advisors, Inc. other | Transamerica Financial Advisors, LLC other | Other | Feb 14, 2013 | Jun 25, 2014 (496 d) |
| John Myongkyun Im | Valic Financial Advisors, Inc. other | Dowse Securities Management Corp other | Other | Feb 14, 2013 | Apr 2, 2013 (47 d) |
| Stephen Joseph Cuneo | Valic Financial Advisors, Inc. other | Avantax Planning Partners, Inc. other | Other | Feb 14, 2013 | Apr 3, 2013 (48 d) |
| Mark Kevin King | Valic Financial Advisors, Inc. other | Latitude Advisors, LLC other | Other | Feb 7, 2013 | Feb 5, 2013 |
| Victor Anthony Banks | Valic Financial Advisors, Inc. other | First American Securities, Inc. unclassified | Other | Feb 7, 2013 | Mar 21, 2013 (42 d) |
| Craig B. North | Valic Financial Advisors, Inc. other | Strategic Advisers LLC national BD | Other | Feb 7, 2013 | Feb 28, 2013 |
| Thomas Anthony Ditta | Valic Financial Advisors, Inc. other | Cetera Investment Services LLC other | Other | Jan 31, 2013 | Apr 11, 2013 (70 d) |
| Jonathan Andrew Moyer | Valic Financial Advisors, Inc. other | Pnc Wealth Management other | Other | Jan 31, 2013 | Feb 8, 2013 |
| Jay Roberson Nix | Valic Financial Advisors, Inc. other | Hancock Whitney Investment Services Inc. other | Other | Jan 31, 2013 | Jan 29, 2013 |
| Joseph A Beaton | Valic Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jan 24, 2013 | Jan 30, 2013 |
| Jason Billups | Valic Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jan 24, 2013 | Feb 7, 2013 |
| Charles Ashley Johnson | Valic Financial Advisors, Inc. other | Holland Investment Management, Inc. other | Other | Jan 24, 2013 | Apr 6, 2013 (72 d) |
| Edward Williams Ricker | Valic Financial Advisors, Inc. other | E*Trade Capital Management, LLC other | Other | Jan 24, 2013 | Jun 13, 2014 (505 d) |
| Christopher Paul Hogan | Valic Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Jan 17, 2013 | Jun 18, 2013 (152 d) |
| Michael David Erbaio | Valic Financial Advisors, Inc. other | Advice And Planning Services other | Other | Jan 17, 2013 | Mar 8, 2013 (50 d) |
| Benjamin Bantug Almeda | Valic Financial Advisors, Inc. other | Td Ameritrade, Inc. no RAUM | Other | Jan 17, 2013 | Jan 31, 2013 |
| Clayton Rolf Quamme | Valic Financial Advisors, Inc. other | Calvary Wealth, LLC other | Other | Jan 11, 2013 | Jan 5, 2017 (1455 d) |
| John Bartholomew Clayton | Valic Financial Advisors, Inc. other | Triad Advisors, LLC other | Other | Dec 20, 2012 | Dec 21, 2012 |
| Ann Zlamal | Valic Financial Advisors, Inc. other | Waddell & Reed other | Other | Dec 13, 2012 | Jul 16, 2013 (215 d) |
| Jody Lynn Maccormack | Valic Financial Advisors, Inc. other | Nationwide Investment Advisors, LLC other | Other | Dec 13, 2012 | Dec 20, 2012 |
| Richard Osazuwa Omobogie | Valic Financial Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Dec 13, 2012 | Dec 4, 2012 |
| Quentin Leon Ledford | Valic Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Dec 6, 2012 | Jan 2, 2013 |
| Paul A Dowd | Valic Financial Advisors, Inc. other | Gl Investment Services, LLC other | Other | Dec 6, 2012 | Dec 18, 2012 |
| Benjamin Ross Ezrine | Valic Financial Advisors, Inc. other | E*Trade Capital Management, LLC other | Other | Dec 6, 2012 | Nov 27, 2012 |
| Damian Jermaine Lyons | Valic Financial Advisors, Inc. other | Primerica Advisors national BD | Other | Nov 29, 2012 | Feb 20, 2014 (448 d) |
| Margaret Ruth Jones | Valic Financial Advisors, Inc. other | Missionsquare Retirement other | Other | Nov 21, 2012 | Jun 10, 2013 (201 d) |
| David Alan Dries | Valic Financial Advisors, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Nov 21, 2012 | Dec 10, 2012 |
| David Michael Gundy | Valic Financial Advisors, Inc. other | Advanced Trader Investment Advisors, LLC. state registered | Other | Nov 15, 2012 | Feb 4, 2013 (81 d) |
| Kevin F Meserve | Valic Financial Advisors, Inc. other | Hsbc Securities (USA) Inc. other | Other | Nov 15, 2012 | Apr 1, 2013 (137 d) |
| Rhonda Hershey Mccurry | Valic Financial Advisors, Inc. other | Legend Advisory, LLC other | Other | Nov 8, 2012 | Dec 11, 2013 (398 d) |
| Carol Rodgers-Rivir | Valic Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Nov 8, 2012 | Nov 1, 2012 |
| Barbara Davis Wirick | Valic Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Oct 31, 2012 | Oct 19, 2012 |
| Hugh William Rhodes | Valic Financial Advisors, Inc. other | Strategic Advisers LLC national BD | Other | Oct 31, 2012 | Jan 14, 2016 (1170 d) |
| Troy Wayne Bender | Valic Financial Advisors, Inc. other | Integrity Alliance, LLC other | Other | Oct 25, 2012 | Dec 19, 2012 (55 d) |
| Paul Edward Staniszewski | Valic Financial Advisors, Inc. other | Pnc Wealth Management other | Other | Oct 11, 2012 | Nov 16, 2012 (36 d) |
| Stephanie Clements Jones | Valic Financial Advisors, Inc. other | Pnc Managed Account Solutions, Inc. other | Other | Oct 11, 2012 | Mar 6, 2013 (146 d) |
| Rustomji Feroz Dubash | Valic Financial Advisors, Inc. other | Transamerica Retirement Advisors, LLC other | Other | Oct 4, 2012 | Jun 16, 2014 (620 d) |
| Gabriel Rodriguez | Valic Financial Advisors, Inc. other | Pnc Wealth Management other | Other | Sep 27, 2012 | Nov 8, 2012 (42 d) |
| Daniel Jon Ferwerda | Valic Financial Advisors, Inc. other | Signator Investors, Inc. other | Other | Sep 20, 2012 | Oct 2, 2012 |
| John Thomas Davis | Valic Financial Advisors, Inc. other | Securities America Advisors, Inc. other | Other | Sep 20, 2012 | Sep 18, 2012 |
| Wilburn Joel Hudson | Valic Financial Advisors, Inc. other | Resource Horizons Investment Advisory, Inc. other | Other | Sep 20, 2012 | Oct 4, 2012 |
| Peter Myron Augustine | Valic Financial Advisors, Inc. other | Regal Investment Advisors LLC other | Other | Sep 13, 2012 | Sep 13, 2012 |
| James Llewellyn Story | Valic Financial Advisors, Inc. other | Financial Telesis, Inc. other | Other | Sep 13, 2012 | Oct 2, 2012 |
| Christopher Alan Lauver | Valic Financial Advisors, Inc. other | Advice And Planning Services other | Other | Sep 13, 2012 | Sep 26, 2012 |
| Michelle Robin Jones | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Sep 13, 2012 | Sep 4, 2012 |
| Naser M Alzer | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Sep 13, 2012 | Sep 11, 2012 |